Hedge Fund Database

ASI WEALTH MANAGEMENT & CONSULTING SERVICES

ADVISORY SERVICES & INVESTMENTS, LLC Legal Name

Adviser information for ASI WEALTH MANAGEMENT & CONSULTING SERVICES last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 15
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 397 $942.0M
Non-Discretionary 21 $786.0M
Total 418 $1.7B

Clients

Type Number RAUM
Individuals 155 $45.0M
HNW Individuals 225 $538.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 24 $799.2M
Charitable organizations 10 $318.5M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $26.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-55026
SEC ERA File Number 801-55026
SEC CIK Numbers 1862931
SEC CRD Numbers 108138
Legal Entity Identifier None

Principal Office

15 SW COLORADO
SUITE 280
BEND
OR
United States
Monday - Friday, 8AM - 4PM
Tel: 541-617-0898, Fax: 541-617-0498

Websites

www.linkedin.com/company/asiwealthmanagement www.linkedin.com/in/soose/ www.advisory-services.com www.linkedin.com/in/randymillerasi/ www.linkedin.com/in/briandebels/ www.linkedin.com/in/johnbellman/ www.linkedin.com/in/greg-swanson/ www.linkedin.com/in/stevenbwright/ www.asiwealthmanagement.com/

Chief Compliance Officer

RANDY L. MILLER
OWNER, PRINCIPAL, MANAGING DIRECTOR
15 SW COLORADO
SUITE 280
BEND
OR
United States
Tel: 541-617-0898
Fax: 541-617-0498
(Full email address available in API data)

Regulatory Contact

KIM ESTRADA
SENIOR DIRECTOR
THREE CANAL PLAZA
SUITE 100
PORTLAND
ME
United States
Tel: 407-545-2831
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MILLER, RANDY, LEE Individual – OWNER/CHIEF COMPLIANCE OFFICER 02/1998 > 75%

No. Employees, Historic

201002020202120222023202420259 on 3/23/20209 on 6/26/20209 on 7/23/20209 on 7/30/20209 on 7/30/20209 on 2/19/202111 on 3/31/202111 on 6/29/202111 on 8/19/202111 on 12/7/202111 on 12/13/202111 on 3/16/202217 on 3/31/202315 on 3/30/2024

RAUM, Historic

2B1B02020202120222023202420251053564243 on 3/23/20201053564243 on 6/26/20201053564243 on 7/23/20201053564243 on 7/30/20201053564243 on 7/30/20201053564243 on 2/19/20211201705995 on 3/31/20211201705995 on 6/29/20211201705995 on 8/19/20211201705995 on 12/7/20211201705995 on 12/13/20211633285897 on 3/16/20221465727757 on 3/31/20231728004990 on 3/30/2024

No. Clients, Historic

6003000202020212022202320242025521 on 3/23/2020521 on 6/26/2020521 on 7/23/2020521 on 7/30/2020521 on 7/30/2020521 on 2/19/2021211 on 3/31/2021211 on 6/29/2021211 on 8/19/2021211 on 12/7/2021211 on 12/13/2021403 on 3/16/2022412 on 3/31/2023418 on 3/30/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 1M 7K –
AMERICAN LITHIUM CORP COM NEW 6K 10K –
APPLE INC COM 659K 3K –
BOEING CO COM 242K 1K –
COSTCO WHSL CORP NEW COM 917K 1K –
DIMENSIONAL ETF TRUST US EQUITY ETF 1M 24K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 12M 202K –
DIMENSIONAL ETF TRUST US TARGETED VLU 796K 15K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 6M 231K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 5M 162K –
DIMENSIONAL ETF TRUST EMERGING MARKETS 306K 9K –
DIMENSIONAL ETF TRUST INTERNATIONAL 536K 16K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 11M 333K –
DIMENSIONAL ETF TRUST US SUSTAINABILTY 2M 60K –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 10M 254K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 11M 408K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 21M 785K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 631K 18K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 6M 212K –
DIMENSIONAL ETF TRUST WORLD EX US CORE 584K 23K –
ISHARES TR RUS 1000 GRW ETF 206K 564 –
MICROSOFT CORP COM 6M 12K –
NIKE INC CL B 586K 8K –
NVIDIA CORPORATION COM 494K 4K –
PIMCO ETF TR ACTIVE BD ETF 4M 41K –
SCHWAB STRATEGIC TR US LRG CAP ETF 337K 5K –
SCHWAB STRATEGIC TR US LCAP GR ETF 10M 97K –
SCHWAB STRATEGIC TR US LCAP VA ETF 664K 9K –
SCHWAB STRATEGIC TR US TIPS ETF 555K 11K –
STARBUCKS CORP COM 635K 8K –
UNITED PARCEL SERVICE INC CL B 2M 14K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 1M 21K –
VANGUARD INDEX FDS S&P 500 ETF SHS 13M 25K –
VANGUARD INDEX FDS SM CP VAL ETF 217K 1K –
VANGUARD INDEX FDS MID CAP ETF 15M 61K –
VANGUARD INDEX FDS VALUE ETF 236K 1K –