MORGENS, WATERFALL, VINTIADIS & COMPANY, INC.
Adviser information for MORGENS, WATERFALL, VINTIADIS & COMPANY, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $166.0M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $166.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $166.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 67 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
1270 AVENUE OF THE AMERICAS, SUITE 214NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 212-218-4100, Fax: 212-218-4130
Websites
Chief Compliance Officer
MICHELE N. MANFREDI
CHIEF FINANCIAL OFFICER
1270 AVENUE OF THE AMERICAS, SUITE 214
NEW YORK
NY
United States
Tel:
212-218-4107
Fax:
212-218-4130
M********@************M
(Full email address available in API data)
Industry Affiliates
| MW MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PHAETON MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MORGENS WATERFALL MASTER FUND (BVI) LIMITED | Hedge Fund | $166.0M | $1.0M | 35 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORGENS, EDWIN, HUFFMAN | Individual | – | CHAIRMAN /DIRECTOR | 04/1975 | > 75% |
| MANFREDI, MICHELE, NAPOLITANO | Individual | – | CFO/CHIEF COMPLIANCE OFFICER | 11/2002 | < 5% |
| STORKAMP, SCOTT, ALLEN | Individual | – | PRESIDENT/CHIEF INVESTMENT OFFICER/DIRECTOR | 04/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMAZON.COM INC | COM | 5M | 26K | – |
| ARM HOLDINGS PLC | SPONSORED ADR | 6M | 37K | – |
| ASML HOLDING NV | N Y REGISTRY SHS | 7M | 7K | – |
| BRC INC | COM CL A | 2M | 250K | – |
| CARVANA CO | CL A | 4M | 30K | – |
| DOORDASH INC | CL A | 4M | 34K | – |
| ELI LILLY & CO | COM | 8M | 9K | – |
| GENERAL ELECTRIC CO | COM NEW | 6M | 35K | – |
| GE VERNOVA INC | COM | 4M | 23K | – |
| HILTON WORLDWIDE HLDGS INC | COM | 4M | 20K | – |
| LIBERTY MEDIA CORP DEL | COM LBTY SRM S C | 4M | 56K | – |
| MAPLEBEAR INC | COM | 5M | 145K | – |
| META PLATFORMS INC | CL A | 8M | 17K | – |
| MICROSOFT CORP | COM | 7M | 16K | – |
| MONOLITHIC PWR SYS INC | COM | 4M | 5K | – |
| NETFLIX INC | COM | 11M | 16K | – |
| NOVO- NORDISK A S | ADR | 4M | 30K | – |
| NVIDIA CORPORATION | COM | 12M | 100K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 5M | 180K | – |
| REGENERON PHARMACEUTICALS | COM | 3M | 3K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 4M | 13K | – |
| SYNOPSYS INC | COM | 7M | 12K | – |
| THE TRADE DESK INC | COM CL A | 7M | 75K | – |