FELDMAN, INGARDONA & CO
FELDMAN, INGARDONA & CO. Legal Name
Adviser information for FELDMAN, INGARDONA & CO last updated from Form ADV on September 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 135 | $831.1M |
| Non-Discretionary | 32 | $1.8B |
| Total | 167 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 155 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $10.9M |
| Charitable organizations | <5 | $13.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $103.3M |
| Other | <5 | $1.4B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-55072 |
|---|---|
| SEC ERA File Number | 801-55072 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 29449 |
| Legal Entity Identifier | None |
Principal Office
2001 BUTTERFIELD RDSTE 170
DOWNERS GROVE
IL
United States
Monday - Friday, 8:00AM TO 4:00PM
Tel: 630-663-1800, Fax: 630-663-9572
Websites
Chief Compliance Officer
WILLIAM M. FELDMAN
CHAIRMAN & CHIEF EXECUTIVE OFFICER
2001 BUTTERFIELD ROAD
SUITE 170
DOWNERS GROVE
IL
United States
Tel:
630-663-1800
Fax:
630-663-9572
W*******@*******************M
(Full email address available in API data)
Regulatory Contact
WILLIAM M. FELDMAN
CHAIRMAN & CHIEF EXECUTIVE OFFICER
2001 BUTTERFIELD ROAD
SUITE 170
DOWNERS GROVE
IL
United States
Tel:
630-663-1800
Fax:
630-663-9572
W*******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FELDMAN, WILLIAM, MORLEY | Individual | – | CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 09/1997 | < 5% |
| INGARDONA, ALEX, MICHAEL | Individual | – | PRESIDENT & CHIEF OPERATING OFFICER | 09/1997 | < 5% |
| HART, TIMOTHY, M | Individual | – | EXECUTIVE VICE PRESIDENT | 01/2001 | < 5% |
| WILLIAM M. FELDMAN REVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 12/2021 | 10-25% |
| BARBARA A. FELDMAN REVOCABLE TRUST | Domestic Entity | – | NON-VOTING SHAREHOLDER | 12/2021 | 10-25% |
| ALEX M. INGARDONA LIVING TRUST | Domestic Entity | – | SHAREHOLDER | 12/2021 | 10-25% |
| KRISTY A. INGARDONA LIVING TRUST | Domestic Entity | – | NON-VOTING SHAREHOLDER | 12/2021 | 10-25% |
| TIMOTHY M. HART REVOCABLE TRUST | Domestic Entity | – | SHAREHOLDER | 12/2021 | 5-10% |
| WENDY HART REVOCABLE TRUST | Domestic Entity | – | NON-VOTING SHAREHOLDER | 12/2021 | 5-10% |
| FELDMAN, WILLIAM, MORLEY | Individual | WILLIAM M. FELDMAN REVOCABLE TRUST | TRUSTEE | 12/2021 | |
| INGARDONA, ALEX, MICHAEL | Individual | ALEX M. INGARDONA LIVING TRUST | TRUSTEE | 12/2021 | |
| HART, TIMOTHY, M | Individual | TIMOTHY M. HART REVOCABLE TRUST | TRUSTEE | 12/2021 | |
| Feldman, Barbara, Ann | Individual | BARBARA A. FELDMAN REVOCABLE TRUST | TRUSTEE | 12/2021 | |
| Ingardona, Kristy, A | Individual | KRISTY A. INGARDONA LIVING TRUST | TRUSTEE | 12/2021 | |
| Hart, Wendy, W | Individual | WENDY HART REVOCABLE TRUST | TRUSTEE | 12/2021 | |
| Ingardona, Michael, Anthony | Individual | – | VICE PRESIDENT AND SHAREHOLDER | 01/2023 | 5-10% |