IRONWOOD INVESTMENT MANAGEMENT, LLC
Adviser information for IRONWOOD INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 247 | $218.0M |
| Non-Discretionary | 0 | $0 |
| Total | 247 | $218.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 247 | $218.0M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $16,141 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 16.4M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STIFEL | STIFEL |
Identifiers
| SEC RIA File Number | 801-55081 |
|---|---|
| SEC ERA File Number | 801-55081 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108467 |
| Legal Entity Identifier | None |
Principal Office
67 BATTERYMARCH STREET3RD FLOOR
BOSTON
MA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 617-757-7600, Fax: 617-757-7605
Chief Compliance Officer
SHANTELLE REIDY
CFO/COO
67 BATTERYMARCH STREET
3RD FLOOR
BOSTON
MA
United States
Tel:
617-757-7600
Fax:
617-757-7605
S*****@****************M
(Full email address available in API data)
Regulatory Contact
DONALD COLLINS
MANAGING PARTNER
67 BATTERYMARCH STREET
3RD FLOOR
BOSTON
MA
United States
Tel:
617-757-7600
Fax:
617-757-7605
D*******@****************M
(Full email address available in API data)
Industry Affiliates
| IRONWOOD INVESTMENT MANAGEMENT, LLC | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| IRONWOOD CONCENTRATED FUND LP | Hedge Fund | $0.0M | $0.1M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLLINS, DONALD | Individual | – | MANAGING DIRECTOR; MAJORITY MEMBER; VOTING AND NON-VOTING UNITS | 04/2008 | > 75% |
| REIDY, SHANTELLE | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2014 | < 5% |