MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
FEDERATED MDTA LLC Legal Name
Adviser information for MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 13 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 4 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 954 | $6.7B |
| Non-Discretionary | 0 | $0 |
| Total | 954 | $6.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 750 | $207.7M |
| HNW Individuals | 118 | $179.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 9 | $5.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 44 | $336.1M |
| Charitable organizations | 12 | $11.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 21 | $21.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsEducational seminars/workshopsADVISER ALSO PROVIDES MODEL PORTFOLIOS AND ASSET ALLOCATION RECOMMENDATIONS AND PERIODIC UPDATES TO THEM. |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 458.4M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STRATEGIC PORTFOLIO ADVISOR SERVICE | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| CONSULTING & EVALUATION SERVICES | MORGAN STANLEY |
| ACCESS & SWP | UBS FINANCIAL SERVICES INC. |
| ENVESTNET PORTFOLIO MANAGEMENT PROGRAM | ENVESTNET PMC |
| MANAGED ACCOUNTS COUNSELING PROGRAM (REVIEWED) | UBS FINANCIAL SERVICES INC. |
| INVESTMENT MANAGER SERVICES | MORGAN STANLEY |
| PRIVATE ADVISOR NETWORK PROGRAM | WELLS FARGO ADVISORS |
| MANAGED ACCOUNT COMMAND PROGRAM | BNY MELLON ADVISORS, INC. |
| MANAGED ACCOUNT PROGRAM | RBC CAPITAL MARKETS, LLC |
| OPPORTUNITY PROGRAM | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| SEPARATE ACCOUNT NETWORK | NATIONAL FINANCIAL SERVICES LLC |
| RAYMOND JAMES OSM | RAYMOND JAMES & ASSOCIATES, INC. |
| MANAGED ACCOUNT PROGRAM | INTEGRATED WEALTH CONCEPTS LLC |
| MANAGED ACCOUNT PROGRAM | LANTZ FINANCIAL LLC |
| MANAGED ACCOUNT PROGRAM | CERTUITY, LLC |
| MANAGED ACCOUNT PROGRAM | STROUD INVESTMENT CONSULTING |
| MANAGED ACCOUNT PROGRAM | VALIDUS CAPITAL LLC |
| MANAGED ACCOUNT PROGRAM | BEACON FINANCIAL GROUP, INC. |
| MANAGED ACCOUNT PROGRAM | CATALYTIC WEALTH MANAGEMENT |
| MANAGED ACCOUNT PROGRAM | SYSTM WEALTH SOLUTIONS |
| MANAGED ACCOUNT PROGRAM | THREE BELL CAPITAL LLC |
Principal Office
125 HIGH STREETOLIVER STREET TOWER, 21ST FLOOR
BOSTON
MA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 617-235-7100, Fax: 412-288-3939
Chief Compliance Officer
STEPHEN VAN METER
CHIEF COMPLIANCE OFFICER
1001 LIBERTY AVENUE
PITTSBURGH
PA
United States
Tel:
412-288-1046
Fax:
412-288-3939
S***************@******************M
(Full email address available in API data)
Regulatory Contact
MEGAN G DOLAN
SR. IM COMPLIANCE OFFICER
1001 LIBERTY AVENUE
PITTSBURGH
PA
United States
Tel:
(412) 288-6518
Fax:
(412) 288-3939
M**********@******************M
(Full email address available in API data)
Industry Affiliates
| FEDERATED ADVISORY SERVICES COMPANY | Other investment adviser, including financial planners |
| FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES (UK) LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED HERMES JAPAN LTD. | Other investment adviser, including financial planners |
| FEDERATED INTERNATIONAL SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| FEDERATED INVESTMENT COUNSELING | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FEDERATED INVESTORS AUSTRALIA SERVICES LTD | Other investment adviser, including financial planners |
| FEDERATED INVESTORS TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| FEDERATED PRIVATE FUND OF ONE TRADE FINANCE PARTNERSHIP GENERAL PARTNER, LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| FEDERATED SECURITIES CORP. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| HERMES ALTERNATIVE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HERMES FUND MANAGERS IRELAND LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HERMES GPE (SINGAPORE) PTE LIMITED | Other investment adviser, including financial planners |
| HERMES GPE (USA) INC | Other investment adviser, including financial planners |
| HERMES GPE LLP | Other investment adviser, including financial plannersSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| HERMES INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CERESINO, GORDON, JOSEPH | Individual | – | VICE CHAIRMAN | 11/1997 | < 5% |
| FEDERATED MDTA TRUST | Domestic Entity | – | MEMBER | 07/2006 | > 75% |
| DONAHUE, JOHN, CHRISTOPHER | Individual | – | CHAIRMAN/BOARD OF MANAGERS | 07/2006 | < 5% |
| FISHER, JOHN, BASIL | Individual | – | PRESIDENT/CEO/BOARD OF MANAGERS | 07/2006 | < 5% |
| FII HOLDINGS, INC. | Domestic Entity | FEDERATED MDTA TRUST | SHAREHOLDER | 07/2006 | > 75% |
| FEDERATED HERMES, INC. | Domestic Entity | FII HOLDINGS, INC. | SHAREHOLDER | 03/1983 | > 75% |
| DONAHUE, THOMAS, ROBERT | Individual | – | BOARD OF MANAGERS | 07/2006 | < 5% |
| AUTH, STEPHEN, FRANK | Individual | – | CHIEF INVESTMENT OFFICER | 03/2009 | < 5% |
| HBSS ACQUISITION CO. | Domestic Entity | – | MEMBER | 11/1997 | 25-50% |
| FEDERATED MDTA TRUST | Domestic Entity | HBSS ACQUISTION CO. | SHAREHOLDER | 07/2006 | > 75% |
| NOVAK, RICHARD, ANTHONY | Individual | – | TREASURER | 04/2013 | < 5% |
| MAGERA, GEORGE, FRANK | Individual | – | SECRETARY | 08/2013 | < 5% |
| VAN METER, STEPHEN, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2015 | < 5% |