ASHMORE INVESTMENT MANAGEMENT LTD
Adviser information for ASHMORE INVESTMENT MANAGEMENT LTD last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 163 |
|---|---|
| Investment Advisory/Research | 43 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 128 | $49.5B |
| Non-Discretionary | 0 | $0 |
| Total | 128 | $49.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $67.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 42 | $6.3B |
| Pension and profit sharing plans | 13 | $3.3B |
| Charitable organizations | 1 | $40.0M |
| State or municipal gov entities | 11 | $1.9B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 20 | $23.7B |
| Corporations or other businesses | 39 | $14.3B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 128 |
| No. of Non-U.S. Clients | 79 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-55109 |
|---|---|
| SEC ERA File Number | 801-55109 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112551 |
| Legal Entity Identifier | 549300C43L0TF7UALB02 |
Principal Office
61 ALDWYCH5TH FLOOR
LONDON
United Kingdom
Monday - Friday, 09:00 TO 18:00 (UK HOURS)
Tel: +44(0)207-3077-6000, Fax: +44(0)207-3077-6001
Chief Compliance Officer
ALEXANDRA AUTREY
CHIEF COMPLIANCE OFFICER
61 ALDWYCH
5TH FLOOR
LONDON
United Kingdom
Tel:
020-3077-6000
Fax:
0207-3077-6001
A***************@***************M
(Full email address available in API data)
Regulatory Contact
CAROLINE WHYSALL & BRIJESH PARMAR
CO-DEPUTY HEADS OF COMPLIANCE
61 ALDWYCH
LONDON
United Kingdom
Tel:
+44 (0) 20 3077 6000
C************@***************M
(Full email address available in API data)
Industry Affiliates
| ASHMORE AVENIDA INVESTMENTS (REAL ESTATE) LLP | Other investment adviser, including financial planners |
| ASHMORE BACKUP MANAGEMENT COMPANY S.A.S | Other investment adviser, including financial planners |
| ASHMORE CAF AM MANAGEMENT COMPANY SAS | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT ADVISORS LIMITED | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT ADVISORS SA SOCIEDAD FIDUCIARIA | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT MANAGEMENT (IRELAND) LIMITED | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT MANAGEMENT (SINGAPORE) PTE. LTD | Other investment adviser, including financial planners |
| ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ASHMORE INVESTMENT MANAGEMENT INDIA LLP | Other investment adviser, including financial planners |
| ASHMORE INVESTMENTS SAUDI ARABIA | Other investment adviser, including financial planners |
| ASHMORE JAPAN CO., LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ASHMORE MANAGEMENT (DIFC) LIMITED | Other investment adviser, including financial planners |
| ASHMORE MANAGEMENT COMPANY COLOMBIA SAS | Other investment adviser, including financial planners |
| ASHMORE MANAGEMENT COMPANY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ASHMORE PERU BACKUP MANAGEMENT | Other investment adviser, including financial planners |
| ASHMOREAVENDIA LATAM ENERGY EFFICIENT AFFORDABLE HOUSING FUND III GP | Other investment adviser, including financial planners |
| AVENIDA CREF I CAYMAN MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| AVENIDA CREF I MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| AVENIDA CREF II MANAGER SRL | Sponsor, GP, manager of pooled investment vehicles |
| PT ASHMORE ASSET MANAGEMENT INDONESIA | Other investment adviser, including financial planners |
| PT BUKA INVESTAAL BERSAMA | Other investment adviser, including financial planners |
| TAIPING FUND MANAGEMENT COMPANY | Other investment adviser, including financial planners |
| VTBC-ASHMORE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| VTBC-ASHMORE PARTNERSHIP MANAGEMENT 1 LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASHMORE GLOBAL SPECIAL SITUATIONS FUND 4 LIMITED PARTNERSHIP | LIMITED PARTNERSHIP | $19.7M | $5.0M | 15 |
| ASHMORE GLOBAL SPECIAL SITUATIONS FUND 5 LIMITED PARTNERSHIP | LIMITED PARTNERSHIP | $3.0M | $10.0M | 15 |
| ASHMORE SICAV EM SHORT DURATION FUND | INVESTMENT COMPANY ORGANIZED UNDER LUXEMBOURG LAW AS A SOCI�T� ANONYME QUALIFYING AS A SOCI�T� D'INVESTISSEMENT � CAPITAL VARIA | $307.9M | $1.0M | 108 |
| ASHMORE SICAV EM SOVEREIGN DEBT FUND | INVESTMENT COMPANY ORGANIZED UNDER LUXEMBOURG LAW AS A SOCI�T� ANONYME QUALIFYING AS A SOCI�T� D'INVESTISSEMENT � CAPITAL VARIA | $203.1M | $1.0M | 19 |
| ASHMORE SICAV EMERGING MARKETS CORPORATE DEBT FUND | INVESTMENT COMPANY ORGANIZED UNDER LUXEMBOURG LAW AS A SOCI�T� ANONYME QUALIFYING AS A SOCI�T� D'INVESTISSEMENT � CAPITAL VARIA | $385.0M | $1.0M | 38 |
| ASHMORE SICAV EMERGING MARKETS DEBT FUND | INVESTMENT COMPANY ORGANIZED UNDER LUXEMBOURG LAW AS A SOCI�T� ANONYME QUALIFYING AS A SOCI�T� D'INVESTISSEMENT � CAPITAL VARIA | $343.8M | $1.0M | 29 |
| ASHMORE SICAV EMERGING MARKETS EQUITY FUND | INVESTMENT COMPANY ORGANIZED UNDER LUXEMBOURG LAW AS A SOCI�T� ANONYME QUALIFYING AS A SOCI�T� D'INVESTISSEMENT � CAPITAL VARIA | $136.1M | $1.0M | 13 |
| ASHMORE SICAV EMERGING MARKETS GLOBAL SMALL-CAP EQUITY FUND | INVESTMENT COMPANY ORGANIZED UNDER LUXEMBOURG LAW AS A SOCI�T� ANONYME QUALIFYING AS A SOCI�T� D'INVESTISSEMENT � CAPITAL VARIA | $27.0M | $1.0M | 14 |
| ASHMORE SICAV EMERGING MARKETS LOCAL CURRENCY BOND FUND | INVESTMENT COMPANY ORGANIZED UNDER LUXEMBOURG LAW AS A SOCI�T� ANONYME QUALIFYING AS A SOCI�T� D'INVESTISSEMENT � CAPITAL VARIA | $1,808.0M | $1.0M | 80 |
| ASHMORE SICAV EMERGING MARKETS TOTAL RETURN FUND | INVESTMENT COMPANY ORGANIZED UNDER LUXEMBOURG LAW AS A SOCI�T� ANONYME QUALIFYING AS A SOCI�T� D'INVESTISSEMENT � CAPITAL VARIA | $1,082.4M | $1.0M | 57 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ASHMORE INVESTMENTS (UK) LIMITED | Foreign Entity | – | PARENT COMPANY | 02/1999 | > 75% |
| COOMBS, MARK, LANGHORN | Individual | – | CHIEF EXECUTIVE, DIRECTOR | 02/1999 | < 5% |
| ASHMORE GROUP PLC | Foreign Entity | ASHMORE INVESTMENTS (UK) LIMITED | ULTIMATE PARENT COMPANY | 02/1999 | > 75% |
| COOMBS, MARK, LANGHORN | Individual | ASHMORE GROUP PLC | SHAREHOLDER | 02/1999 | 25-50% |
| EDWARDS, ROBERT, JAMES | Individual | – | HEAD OF HUMAN RESOURCES | 09/2008 | < 5% |
| BALROOP, MARLON, KRISEN | Individual | – | HEAD OF RISK MANAGEMENT & CONTROL | 09/2007 | < 5% |
| AUTREY, ALEXANDRA, FRANCES | Individual | – | CHIEF LEGAL OFFICER | 02/2012 | < 5% |
| SHIPPEY, THOMAS, ADAM | Individual | – | GROUP FINANCE DIRECTOR | 11/2013 | < 5% |
| GRUNEBAUM, GEORGE, PETER | Individual | – | GLOBAL HEAD OF DISTRIBUTION | 03/2022 | < 5% |
| AUTREY, ALEXANDRA, FRANCES | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |