Hedge Fund Database

ALPINE WOODS CAPITAL INVESTORS, LLC

Adviser information for ALPINE WOODS CAPITAL INVESTORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3 $390.3M
Non-Discretionary 0 $0
Total 3 $390.3M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $390.3M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 3
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-55110
SEC ERA File Number 801-55110
SEC CIK Numbers 1226886
SEC CRD Numbers 112496
Legal Entity Identifier 254900SA7IHKRR912223

Principal Office

2500 WESTCHESTER AVENUE
SUITE 300
PURCHASE
NY
United States
Monday - Friday, 9:00A.M. TO 5:00P.M.
Tel: 914-251-0880, Fax: 914-251-9098

Websites

www.alpinesaxonwoods.com www.linkedin.com/company/alpine-woods-capital-investors

Chief Compliance Officer

SUSAN NORRIS
CCO
2500 WESTCHESTER AVENUE
SUITE 300
PURCHASE
NY
United States
Tel: 914-251-0880
Fax: 914-251-9098
(Full email address available in API data)

Industry Affiliates

ALPINE WOODS ADVISORS, LLC Sponsor, GP, manager of pooled investment vehicles
ALPINE WOODS MASTERS FUNDS GP LLC Sponsor, GP, manager of pooled investment vehicles
SAXON WOODS ADVISORS LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ALPINE WOODS CAPITAL RETURN MASTERS LP Hedge Fund $50.7M $0.5M 3
ALPINE WOODS GROWTH VALUES, L.P. Hedge Fund $293.0M $0.5M 37
ALPINE WOODS MOMENTUM MASTERS Hedge Fund $46.6M $0.5M 4

Control Persons

Name Type Entity Title Since Ownership
BAEZ, ARLEEN, MARIE Individual – CHIEF OPERATING OFFICER 06/2008 25-50%
NORRIS, SUSAN, CONWAY Individual – CHIEF COMPLIANCE OFFICER 05/2018 < 5%
SPELLMAN, MARK, THOMAS Individual – CHIEF EXECUTIVE OFFICER 06/2022 25-50%
HUNT, SARAH, MARIE Individual – CHIEF MARKET STRATEGIST 06/2022 10-25%
HENNESSEY, BRIAN, SCOTT Individual – CHIEF INVESTMENT OFFICER 06/2022 10-25%
ALPINE SAXON WOODS LLC Domestic Entity – MANAGING MEMBER 06/2022 > 75%
SPELLMAN, MARK, THOMAS Individual ALPINE SAXON WOODS LLC MEMBER 06/2022 25-50%
BAEZ, ARLEEN, MARIE Individual ALPINE SAXON WOODS LLC MEMBER 06/2022 25-50%

No. Employees, Historic

30150201920202021202220232024202526 on 7/30/201926 on 12/12/201917 on 5/15/202017 on 6/12/202017 on 3/31/202117 on 3/28/202217 on 3/30/202217 on 9/20/202217 on 9/20/202215 on 3/31/202315 on 12/13/202314 on 3/27/2024

RAUM, Historic

600M300M02019202020212022202320242025230685257 on 7/30/2019230685257 on 12/12/2019363387876 on 5/15/2020363387876 on 6/12/2020475044586 on 3/31/2021512988837 on 3/28/2022512988837 on 3/30/2022512988837 on 9/20/2022512988837 on 9/20/2022360939756 on 3/31/2023360939756 on 12/13/2023390280892 on 3/27/2024

No. Clients, Historic

105020192020202120222023202420252 on 7/30/20192 on 12/12/20193 on 5/15/20203 on 6/12/20203 on 3/31/20213 on 3/28/20223 on 3/30/20223 on 9/20/20223 on 9/20/20223 on 3/31/20233 on 12/13/20233 on 3/27/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 417K 4K 0
ABBVIE INC COM 5M 29K 0
ADVANCED MICRO DEVICES INC COM 5M 31K 0
AES CORP COM 861K 49K 0
AGNICO EAGLE MINES LTD COM 5M 69K 0
AKAMAI TECHNOLOGIES INC COM 549K 6K 0
ALAMOS GOLD INC NEW COM CL A 2M 107K 0
ALEXANDRIA REAL ESTATE EQ IN COM 201K 2K 0
ALPHABET INC CAP STK CL A 3M 19K 0
ALPHABET INC CAP STK CL C 18M 96K 0
AMAZON COM INC COM 11M 59K 0
AMDOCS LTD SHS 7M 92K 0
AMGEN INC COM 12M 37K 0
APPLE INC COM 17M 83K 0
APPLIED MATLS INC COM 8M 34K 0
APPLOVIN CORP COM CL A 1M 15K 0
ARIS WATER SOLUTIONS INC CLASS A COM 1M 90K 0
ARISTA NETWORKS INC COM 1M 4K 0
ATLAS ENERGY SOLUTIONS INC COM NEW 2M 96K 0
AVERY DENNISON CORP COM 350K 2K 0
BAKER HUGHES COMPANY CL A 1M 40K 0
BANK AMERICA CORP COM 10M 250K 0
BANK NEW YORK MELLON CORP COM 7M 109K 0
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 0
BOOKING HOLDINGS INC COM 6M 1K 0
BROADCOM INC COM 17M 11K 0
BROOKFIELD RENEWABLE CORP CL A SUB VTG 3M 109K 0
CARLISLE COS INC COM 608K 2K 0
CARRIER GLOBAL CORPORATION COM 11M 179K 0
CATERPILLAR INC COM 273K 821 0
CENCORA INC COM 908K 4K 0
CHART INDS INC COM 2M 14K 0
CHENIERE ENERGY INC COM NEW 3M 19K 0
CHEVRON CORP NEW COM 2M 14K 0
CINTAS CORP COM 769K 1K 0
CISCO SYS INC COM 2M 36K 0
CITIGROUP INC COM NEW 2M 26K 0
CME GROUP INC COM 2M 9K 0
CMS ENERGY CORP COM 283K 5K 0
COMCAST CORP NEW CL A 859K 22K 0
CONFLUENT INC CLASS A COM 664K 23K 0
CONOCOPHILLIPS COM 607K 5K 0
CONSOLIDATED EDISON INC COM 228K 3K 0
COSTCO WHSL CORP NEW COM 1M 2K 0
CROWDSTRIKE HLDGS INC CL A 3M 9K 0
CUMMINS INC COM 5M 19K 0
D R HORTON INC COM 2M 14K 0
DANAHER CORPORATION COM 252K 1K 0
DEVON ENERGY CORP NEW COM 552K 12K 0
DIGITAL RLTY TR INC COM 624K 4K 0
DISNEY WALT CO COM 2M 25K 0
DOMINOS PIZZA INC COM 4M 8K 0
DRAFTKINGS INC NEW COM CL A 916K 24K 0
EDWARDS LIFESCIENCES CORP COM 3M 28K 0
ELEVANCE HEALTH INC COM 3M 5K 0
ELI LILLY & CO COM 679K 750 0
EMERSON ELEC CO COM 2M 23K 0
ENERGY TRANSFER L P COM UT LTD PTN 3M 161K 0
EQUINIX INC COM 7M 9K 0
ESSENTIAL UTILS INC COM 4M 95K 0
EXXON MOBIL CORP COM 2M 17K 0
FEDEX CORP COM 475K 2K 0
FIRST AMERN FINL CORP COM 202K 4K 0
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 334K 4K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 203K 4K 0
FISERV INC COM 2M 16K 0
FLOWSERVE CORP COM 1M 31K 0
FMC CORP COM NEW 3M 55K 0
GALLAGHER ARTHUR J & CO COM 362K 1K 0
GARMIN LTD SHS 3M 19K 0
GRAINGER W W INC COM 3M 3K 0
HEICO CORP NEW COM 3M 14K 0
HERSHEY CO COM 3M 19K 0
HESS MIDSTREAM LP CL A SHS 2M 57K 0
HOME DEPOT INC COM 9M 26K 0
HOULIHAN LOKEY INC CL A 862K 6K 0
HP INC COM 11M 315K 0
HUBBELL INC COM 1M 3K 0
IMAX CORP COM 5M 275K 0
INGREDION INC COM 9M 77K 0
INTERCONTINENTAL EXCHANGE IN COM 8M 57K 0
INTUITIVE SURGICAL INC COM NEW 5M 12K 0
INVESCO EXCH TRADED FD TR II S&P SMLCP HELT 320K 8K 0
INVESCO QQQ TR UNIT SER 1 168K 173K 0
ISHARES TR CORE MSCI TOTAL 24M 361K 0
ISHARES TR US BR DEL SE ETF 351K 3K 0
ISHARES TR CORE S&P MCP ETF 8M 139K 0
ISHARES TR EXPANDED TECH 652K 8K 0
JACOBS SOLUTIONS INC COM 1M 8K 0
JOHNSON & JOHNSON COM 5M 31K 0
JPMORGAN CHASE & CO. COM 17M 82K 0
KENVUE INC COM 4M 217K 0
KINDER MORGAN INC DEL COM 292K 15K 0
KLA CORP COM NEW 247K 300 0
KRAFT HEINZ CO COM 2M 63K 0
L3HARRIS TECHNOLOGIES INC COM 13M 58K 0
LABCORP HOLDINGS INC COM SHS 2M 11K 0
LAM RESEARCH CORP COM 4M 4K 0
LOWES COS INC COM 3M 15K 0
M & T BK CORP COM 223K 1K 0
MARATHON OIL CORP COM 4M 152K 0
MARATHON PETE CORP COM 468K 3K 0
MARTIN MARIETTA MATLS INC COM 2M 3K 0
MERCK & CO INC COM 6M 51K 0
META PLATFORMS INC CL A 6M 12K 0
MICRON TECHNOLOGY INC COM 5M 37K 0
MICROSOFT CORP COM 20M 44K 0
MONDELEZ INTL INC CL A 7M 111K 0
MOTOROLA SOLUTIONS INC COM NEW 9M 23K 0
NETFLIX INC COM 5M 7K 0
NEXTERA ENERGY INC COM 895K 13K 0
NORTHROP GRUMMAN CORP COM 4M 10K 0
NOVO-NORDISK A S ADR 3M 23K 0
NUTRIEN LTD COM 480K 9K 0
NVIDIA CORPORATION COM 12M 99K 0
ONEOK INC NEW COM 2M 30K 0
ORACLE CORP COM 386K 3K 0
PALO ALTO NETWORKS INC COM 5M 16K 0
PARKER-HANNIFIN CORP COM 317K 626 0
PEPSICO INC COM 9M 57K 0
PORTLAND GEN ELEC CO COM NEW 3M 64K 0
QUALCOMM INC COM 2M 9K 0
QUEST DIAGNOSTICS INC COM 6M 44K 0
RAYMOND JAMES FINL INC COM 2M 13K 0
REGENERON PHARMACEUTICALS COM 4M 4K 0
RELIANCE INC COM 3M 10K 0
REPUBLIC SVCS INC COM 1M 6K 0
S&P GLOBAL INC COM 2M 4K 0
SCHLUMBERGER LTD COM STK 1M 30K 0
SCORPIO TANKERS INC SHS 1M 17K 0
SELECT SECTOR SPDR TR TECHNOLOGY 792K 4K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 309K 2K 0
SELECT SECTOR SPDR TR SBI CONS DISCR 347K 2K 0
SELECT SECTOR SPDR TR COMMUNICATION 428K 5K 0
SELECT WATER SOLUTIONS INC CL A COM 984K 92K 0
SERVICENOW INC COM 2M 2K 0
SIMON PPTY GROUP INC NEW COM 2M 10K 0
SKYWORKS SOLUTIONS INC COM 3M 31K 0
SNAP ON INC COM 5M 21K 0
SOUTHERN CO COM 3M 44K 0
SPDR S&P 500 ETF TR TR UNIT 8M 16K 0
SPROTT FDS TR URANIUM MINERS E 1M 25K 0
SUPER MICRO COMPUTER INC COM 5M 7K 0
T-MOBILE US INC COM 1M 6K 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 552K 3K 0
TECK RESOURCES LTD CL B 9M 178K 0
TELEFLEX INCORPORATED COM 375K 2K 0
TETRA TECH INC NEW COM 8M 38K 0
TEXAS INSTRS INC COM 10M 50K 0
THERMO FISHER SCIENTIFIC INC COM 8M 15K 0
TJX COS INC NEW COM 8M 70K 0
TRACTOR SUPPLY CO COM 4M 14K 0
TRANE TECHNOLOGIES PLC SHS 7M 22K 0
UBER TECHNOLOGIES INC COM 5M 74K 0
UNION PAC CORP COM 3M 12K 0
UNITED RENTALS INC COM 3M 5K 0
UNITEDHEALTH GROUP INC COM 362K 710 0
VALARIS LTD CL A 969K 13K 0
VALVOLINE INC COM 516K 12K 0
VANECK ETF TRUST AGRIBUSINESS ETF 210K 3K 0
VANGUARD INDEX FDS GROWTH ETF 598K 2K 0
VANGUARD INDEX FDS EXTEND MKT ETF 422K 3K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 380K 3K 0
VANGUARD WORLD FD INF TECH ETF 577K 1K 0
VERTEX PHARMACEUTICALS INC COM 3M 6K 0
VISA INC COM CL A 2M 9K 0
VULCAN MATLS CO COM 2M 9K 0
WASTE MGMT INC DEL COM 3M 12K 0
WELLS FARGO CO NEW COM 20M 343K 0
WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 483K 21K 0
WILLIAMS COS INC COM 2M 57K 0
WISDOMTREE TR US QTLY DIV GRT 468K 6K 0
ZOETIS INC CL A 6M 32K 0