CHEVY CHASE TRUST COMPANY
Adviser information for CHEVY CHASE TRUST COMPANY last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 108 |
|---|---|
| Investment Advisory/Research | 40 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 39 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,811 | $36.0B |
| Non-Discretionary | 0 | $0 |
| Total | 4,811 | $36.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 1,155 | $10.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $66.6M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $25.2B |
| Pension and profit sharing plans | <5 | $9.6M |
| Charitable organizations | 45 | $593.9M |
| State or municipal gov entities | <5 | $6.4M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $73.8M |
| Other | <5 | $13.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsTRUSTEE AND INVESTMENT MANAGER FOR COLLECTIVE FUNDS |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Trust company |
Identifiers
| SEC RIA File Number | 801-55134 |
|---|---|
| SEC ERA File Number | 801-55134 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110742 |
| Legal Entity Identifier | 254900IH84YES562FA69 |
Principal Office
7501 WISCONSIN AVENUE15TH FLOOR
BETHESDA
MD
United States
Monday - Friday, 8:00AM-6:00PM
Tel: 240-497-5000, Fax: 240-497-5018
Chief Compliance Officer
PAUL DUNCAN
CHIEF COMPLIANCE OFFICER
7501 WISCONSIN AVENUE
13TH FLOOR
BETHESDA
MD
United States
Tel:
240-482-2990
Fax:
240-497-5020
P******@******************M
(Full email address available in API data)
Regulatory Contact
ANNA AMACZI
DEPUTY CHIEF COMPLIANCE OFFICER
7501 WISCONSIN AVE
SUITE 1500W
BETHESDA
MD
United States
Tel:
2404977518
A******@******************M
(Full email address available in API data)
Industry Affiliates
| ASB CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCSWEENY, WILLIAM, F (MI ONLY) | Individual | – | DIRECTOR | 11/1997 | < 5% |
| SAUL, BERNARD, FRANCIS II | Individual | – | CHAIRMAN OF THE BOARD OF DIRECTORS | 11/1997 | < 5% |
| WELBER, PETER, MICHAEL | Individual | – | DIRECTOR | 03/2023 | < 5% |
| DUNCAN, PAUL, ROY | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2005 | < 5% |
| CHEVY CHASE TRUST HOLDINGS, LLC | Domestic Entity | – | OWNER | 02/2009 | > 75% |
| PLATTS, HOWARD, GREGORY | Individual | – | DIRECTOR | 03/2009 | < 5% |
| WESTMINSTER INVESTING, LLC | Domestic Entity | CHEVY CHASE TRUST HOLDINGS, LLC | OWNER | 02/2009 | > 75% |
| CHEVY CHASE HOLDINGS, INC. | Domestic Entity | WESTMINSTER INVESTING, LLC | OWNER | 02/2009 | > 75% |
| SAUL, BERNARD, FRANCIS II | Individual | CHEVY CHASE HOLDINGS, INC. | OWNER | 02/2009 | > 75% |
| GROSVENOR, GILBERT, MELVILLE | Individual | – | DIRECTOR | 01/2010 | < 5% |
| CLANCY, GEORGE, PATRICK | Individual | – | DIRECTOR | 07/2010 | < 5% |
| FRIEDMAN, JOEL, ALBERT | Individual | – | CHIEF FINANCIAL OFFICER | 03/2010 | < 5% |
| WHITE, WENDELIN, ANITA | Individual | – | DIRECTOR | 12/2011 | < 5% |
| Powell, Earl, Alexander | Individual | – | DIRECTOR | 04/2018 | < 5% |
| Lotuff, Patricia, Saul | Individual | – | VICE CHAIR | 03/2022 | < 5% |
| PANAGOS, LYNN, M. | Individual | – | CHIEF OPERATING OFFICER | 07/2012 | < 5% |
| WHITAKER, JOHN, JEFFREY | Individual | – | PRESIDENT & CEO | 01/2021 | < 5% |
| Heilenday, Kevin, M. | Individual | – | GENERAL COUNSEL | 01/2024 | < 5% |