EDELMAN FINANCIAL ENGINES
FINANCIAL ENGINES ADVISORS L.L.C. Legal Name
Adviser information for EDELMAN FINANCIAL ENGINES last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1578 |
|---|---|
| Investment Advisory/Research | 491 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 611 |
| Licensed Agents of an Insurance Company | 423 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1.6M | $270.8B |
| Non-Discretionary | 0 | $0 |
| Total | 1.6M | $270.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 437,871 | $87.5B |
| HNW Individuals | 31,824 | $55.9B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 285 | $721.8M |
| Charitable organizations | 46 | $163.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 821,379 | $126.3B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 163 | $204.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 448243 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 100500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed feesSET-UP FEES & RELATED SVCS; REIMBURSEMENTS FOR PRINTED MATERIALS |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 54.0B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| FINANCIAL ENGINES ADVISORS L.L.C. WRAP FEE PROGRAM | EDELMAN FINANCIAL ENGINES |
Principal Office
3945 FREEDOM CIRCLESUITE 950
SANTA CLARA
CA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 408-498-6000, Fax: 408-498-6010
Websites
www.linkedin.com/in/kelly-odonnell-94184b9/
www.youtube.com/c/edelmanfinancialengines
www.glassdoor.com/overview/working-at-edelman-financial-engines-ei_ie7852.11,36.htm
financialengines.com
www.themuse.com/profiles/edelmanfinancialengines
www.linkedin.com/company/edelman-financial-engines
www.facebook.com/edelmanfinancialengines
twitter.com/edelmanfe
www.instagram.com/edelmanfinancialengines/
www.linkedin.com/in/jayshah123/
www.newenglandpension.com/
www.edelmanfinancialengines.com/nb/financial-advisor/
www.edelmanfinancialengines.com
www.smart401k.com
Chief Compliance Officer
ROBERT LAVIGNE
VICE PRESIDENT
28 STATE STREET
21ST FLOOR
BOSTON
MA
United States
Tel:
617-556-2356
Fax:
617-556-2333
B********@**************************M
(Full email address available in API data)
Regulatory Contact
LEWIS ANTONE
EVP, CHIEF LEGAL & RISK OFFICER
28 STATE STREET
21ST FLOOR
BOSTON
MA
United States
Tel:
617-556-2323
Fax:
617-556-2333
L******@**************************M
(Full email address available in API data)
Industry Affiliates
| EDELMAN FINANCIAL SERVICES, LLC | Insurance company or agency |
| EFE TAX, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THE EDELMAN FINANCIAL ENGINES CENTER, LLC | Domestic Entity | EDELMAN FINANCIAL ENGINES, LLC | MANAGING MEMBER | 07/2018 | > 75% |
| EDELMAN FINANCIAL ENGINES, LLC | Domestic Entity | – | MEMBER MANAGER | 12/1997 | > 75% |
| ANTONE, LEWIS, EMERSON | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF LEGAL & RISK OFFICER | 03/2016 | < 5% |
| O'DONNELL, KELLY, SUSAN | Individual | – | PRESIDENT OF EMPLOYER SOLUTIONS | 02/2024 | < 5% |
| EDELMAN FINANCIAL ENGINES HOLDINGS IV, LLC | Domestic Entity | THE EDELMAN FINANCIAL ENGINES CENTER, LLC | MANAGING MEMBER | 07/2018 | > 75% |
| EDELMAN FINANCIAL ENGINES HOLDINGS III, LLC | Domestic Entity | EDELMAN FINANCIAL ENGINES HOLDINGS IV, LLC | MANAGING MEMBER | 07/2018 | > 75% |
| EDELMAN FINANCIAL ENGINES HOLDINGS I, LLC | Domestic Entity | EDELMAN FINANCIAL ENGINES HOLDINGS III, LLC | MANAGING MEMBER | 07/2018 | > 75% |
| EDELMAN FINANCIAL ENGINES HOLDINGS II, INC. | Domestic Entity | EDELMAN FINANCIAL ENGINES INVESTMENTS, LLC | MANAGING MEMBER | 07/2018 | > 75% |
| EDELMAN FINANCIAL ENGINES HOLDINGS I, LLC | Domestic Entity | EDELMAN FINANCIAL ENGINES HOLDINGS II, INC. | SOLE STOCKHOLDER | 07/2018 | > 75% |
| EDELMAN FINANCIAL ENGINES, L.P. | Domestic Entity | EDELMAN FINANCIAL ENGINES HOLDINGS I, LLC | MEMBER OF EDELMAN FINANCIAL ENGINES HOLDINGS I, LLC | 07/2018 | > 75% |
| EDELMAN FINANCIAL ENGINES INVESTMENTS, LLC | Domestic Entity | EDELMAN FINANCIAL ENGINES HOLDINGS III, LLC | MEMBER | 07/2018 | 25-50% |
| H&F FLIGHT GP, LLC | Domestic Entity | EDELMAN FINANCIAL ENGINES, L.P. | GENERAL PARTNER | 07/2018 | |
| KIMBERLY, THOMAS, ALESBURY | Individual | – | EXECUTIVE VICE PRESIDENT, HEAD OF PRODUCT AND TECHNOLOGY | 03/2022 | < 5% |
| VAN STAVEREN, SUZANNE, MARTINE | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | 02/2023 | < 5% |
| GILFEDDER, NEIL | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | 03/2023 | < 5% |
| LAVIGNE, ROBERT | Individual | – | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| SHAH, JAY | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2023 | < 5% |
| HANLEY, MEGAN | Individual | – | EXECUTIVE VICE PRESIDENT, CHIEF MARKETING OFFICER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 3M | 28K | – |
| ABBVIE INC | COM | 14M | 81K | – |
| ABRDN ASIA PACIFIC INCOME FU | COM | 27K | 10K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 660K | 2K | – |
| ALLSTATE CORP | COM | 931K | 6K | – |
| ALPHABET INC | CAP STK CL C | 6M | 31K | – |
| ALPHABET INC | CAP STK CL A | 15M | 85K | – |
| AMAZON COM INC | COM | 13M | 67K | – |
| AMCOR PLC | ORD | 1M | 104K | – |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 31M | 500K | – |
| AMERICAN CENTY ETF TR | REAL ESTATE ETF | 568K | 14K | – |
| AMERICAN CENTY ETF TR | AVANTIS EMGMKT | 3M | 46K | – |
| AMERICAN CENTY ETF TR | CORE MUNI FXD IN | 4M | 96K | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 1M | 24K | – |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 1M | 20K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 3M | 33K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 5M | 55K | – |
| AMGEN INC | COM | 808K | 3K | – |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 2M | 66K | – |
| AMPLIFY ETF TR | AMPLIFY MOBILE P | 3M | 63K | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 3M | 54K | – |
| APPLE INC | COM | 24M | 113K | – |
| ARISTA NETWORKS INC | COM | 247K | 703 | – |
| ASSOCIATED BANC CORP | COM | 413K | 20K | – |
| AT&T INC | COM | 494K | 26K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 3M | 13K | – |
| BANK NEW YORK MELLON CORP | COM | 12M | 204K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 4M | 10K | – |
| BOEING CO | COM | 9M | 47K | – |
| BROADCOM INC | COM | 628K | 391 | – |
| CACI INTL INC | CL A | 257K | 596 | – |
| CARPENTER TECHNOLOGY CORP | COM | 2M | 17K | – |
| CATERPILLAR INC | COM | 247K | 743 | – |
| CHEVRON CORP NEW | COM | 2M | 12K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 393K | 6K | – |
| CINTAS CORP | COM | 642K | 916 | – |
| CISCO SYS INC | COM | 261K | 5K | – |
| CLEARWATER PAPER CORP | COM | 213K | 4K | – |
| COCA COLA CO | COM | 304K | 5K | – |
| COMCAST CORP NEW | CL A | 318K | 8K | – |
| CONSTELLATION ENERGY CORP | COM | 291K | 1K | – |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | – |
| DARDEN RESTAURANTS INC | COM | 1M | 9K | – |
| DAVITA INC | COM | 2M | 15K | – |
| DBX ETF TR | XTRCKR MSCI US | 7M | 133K | – |
| DEERE & CO | COM | 362K | 965 | – |
| DELTA AIR LINES INC DEL | COM NEW | 398K | 8K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 251K | 7K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQT MK | 969K | 33K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 985K | 38K | – |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 6M | 110K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 4M | 66K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 20M | 376K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 1 | 429K | 7K | – |
| DIMENSIONAL ETF TRUST | GLOBAL REAL EST | 11M | 431K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 84M | 3M | – |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 16M | 411K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 14M | 505K | – |
| DIMENSIONAL ETF TRUST | INTL HIGH PROFIT | 6M | 226K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 6M | 232K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 28M | 1M | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 3M | 73K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 3M | 90K | – |
| DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 9M | 277K | – |
| DIMENSIONAL ETF TRUST | WORLD EX US CORE | 34M | 1M | – |
| DISCOVER FINL SVCS | COM | 371K | 3K | – |
| DISNEY WALT CO | COM | 229K | 2K | – |
| DNP SELECT INCOME FD INC | COM | 447K | 54K | – |
| DUTCH BROS INC | CL A | 651K | 16K | – |
| ECOLAB INC | COM | 204K | 858 | – |
| ELEVANCE HEALTH INC | COM | 268K | 494 | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| EXXON MOBIL CORP | COM | 1M | 11K | – |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 4M | 157K | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 399K | 8K | – |
| FIRST TR EXCHANGE-TRADED FD | INDXX INOVTV ETF | 5M | 117K | – |
| FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 308K | 13K | – |
| FORD MTR CO DEL | COM | 637K | 51K | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 268K | 4K | – |
| FULLER H B CO | COM | 559K | 7K | – |
| GE AEROSPACE | COM NEW | 384K | 2K | – |
| GENERAL MLS INC | COM | 280K | 4K | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 3M | 101K | – |
| GLOBAL X FDS | S&P 500 CATHOLIC | 288K | 4K | – |
| GLOBAL X FDS | GBL X BLOCKCHAIN | 3M | 59K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 702K | 7K | – |
| GRACO INC | COM | 820K | 10K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 309K | 3K | – |
| HF SINCLAIR CORP | COM | 952K | 18K | – |
| HOME DEPOT INC | COM | 2M | 5K | – |
| HONEYWELL INTL INC | COM | 355K | 2K | – |
| INTEL CORP | COM | 226K | 7K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 976K | 6K | – |
| INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 95K | 11K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 HDL VOL | 47M | 1M | – |
| INVESCO EXCH TRADED FD TR II | GBL CLEAN ENRG | 712K | 53K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 985K | 16K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 500K | 14K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 235K | 6K | – |
| INVESCO MUNICIPAL TRUST | COM | 100K | 10K | – |
| INVESCO QQQ TR | UNIT SER 1 | 12M | 26K | – |
| ISHARES BITCOIN TR | SHS | 5M | 155K | – |
| ISHARES INC | MSCI WORLD ETF | 294K | 2K | – |
| ISHARES INC | CORE MSCI EMKT | 13M | 248K | – |
| ISHARES INC | MSCI EMRG CHN | 569K | 10K | – |
| ISHARES TR | S&P 100 ETF | 399K | 2K | – |
| ISHARES TR | CORE S&P TTL STK | 2M | 16K | – |
| ISHARES TR | SELECT DIVID ETF | 248K | 2K | – |
| ISHARES TR | TIPS BD ETF | 1M | 13K | – |
| ISHARES TR | CORE S&P500 ETF | 7M | 12K | – |
| ISHARES TR | CORE US AGGBD ET | 19M | 195K | – |
| ISHARES TR | MSCI EMG MKT ETF | 2M | 46K | – |
| ISHARES TR | IBOXX INV CP ETF | 1B | 11M | – |
| ISHARES TR | S&P 500 GRWT ETF | 31M | 330K | – |
| ISHARES TR | S&P 500 VAL ETF | 53M | 289K | – |
| ISHARES TR | 20 YR TR BD ETF | 2M | 18K | – |
| ISHARES TR | 1 3 YR TREAS BD | 488K | 6K | – |
| ISHARES TR | MSCI EAFE ETF | 130M | 2M | – |
| ISHARES TR | RUS MDCP VAL ETF | 2M | 16K | – |
| ISHARES TR | RUS MD CP GR ETF | 3M | 29K | – |
| ISHARES TR | RUS MID CAP ETF | 4M | 55K | – |
| ISHARES TR | CORE S&P MCP ETF | 519M | 9M | – |
| ISHARES TR | EXPND TEC SC ETF | 229K | 2K | – |
| ISHARES TR | RUS 1000 VAL ETF | 2B | 10M | – |
| ISHARES TR | S&P MC 400GR ETF | 134M | 2M | – |
| ISHARES TR | RUS 1000 GRW ETF | 12M | 32K | – |
| ISHARES TR | RUS 1000 ETF | 5M | 18K | – |
| ISHARES TR | RUS 2000 VAL ETF | 256K | 2K | – |
| ISHARES TR | RUS 2000 GRW ETF | 82M | 312K | – |
| ISHARES TR | RUSSELL 2000 ETF | 7M | 35K | – |
| ISHARES TR | CORE S&P US VLU | 2M | 25K | – |
| ISHARES TR | S&P MC 400VL ETF | 89M | 780K | – |
| ISHARES TR | U.S. REAL ES ETF | 265K | 3K | – |
| ISHARES TR | CORE S&P SCP ETF | 881M | 8M | – |
| ISHARES TR | SP SMCP600VL ETF | 8M | 83K | – |
| ISHARES TR | S&P SML 600 GWT | 3M | 23K | – |
| ISHARES TR | INTL TREA BD ETF | 8M | 204K | – |
| ISHARES TR | SHRT NAT MUN ETF | 1M | 13K | – |
| ISHARES TR | MSCI ACWI ETF | 597K | 5K | – |
| ISHARES TR | EAFE SML CP ETF | 241K | 4K | – |
| ISHARES TR | NEW YORK MUN ETF | 294K | 6K | – |
| ISHARES TR | NATIONAL MUN ETF | 59M | 558K | – |
| ISHARES TR | MBS ETF | 473K | 5K | – |
| ISHARES TR | ISHS 5-10YR INVT | 3B | 53M | – |
| ISHARES TR | 10-20 YR TRS ETF | 22M | 217K | – |
| ISHARES TR | 3 7 YR TREAS BD | 491M | 4M | – |
| ISHARES TR | SHORT TREAS BD | 21M | 191K | – |
| ISHARES TR | EAFE VALUE ETF | 2M | 46K | – |
| ISHARES TR | EAFE GRWTH ETF | 250K | 2K | – |
| ISHARES TR | IBONDS DEC 2033 | 331K | 14K | – |
| ISHARES TR | IBONDS DEC 2032 | 331K | 15K | – |
| ISHARES TR | US TREAS BD ETF | 5M | 239K | – |
| ISHARES TR | GNMA BOND ETF | 9M | 202K | – |
| ISHARES TR | CORE HIGH DV ETF | 2M | 15K | – |
| ISHARES TR | MSCI EAFE MIN VL | 67M | 973K | – |
| ISHARES TR | MSCI USA MIN VOL | 212K | 3K | – |
| ISHARES TR | MSCI USA QLT FCT | 390K | 2K | – |
| ISHARES TR | MSCI USA VALUE | 345K | 3K | – |
| ISHARES TR | MSCI USA MMENTM | 796K | 4K | – |
| ISHARES TR | CORE MSCI EAFE | 29M | 404K | – |
| ISHARES TR | 0-5YR INVT GR CP | 7M | 133K | – |
| ISHARES TR | EXPONENTIAL TECH | 2B | 34M | – |
| ISHARES TR | MSCI INTL QUALTY | 367K | 9K | – |
| ISHARES TR | CORE TOTAL USD | 2M | 55K | – |
| ISHARES TR | CORE DIV GRWTH | 1M | 26K | – |
| ISHARES TR | BLACKROCK ULTRA | 13M | 266K | – |
| ISHARES TR | ESG AWRE USD ETF | 6M | 278K | – |
| ISHARES TR | ESG AWRE 1 5 YR | 5M | 191K | – |
| ISHARES TR | ESG AWR MSCI USA | 503K | 4K | – |
| ISHARES TR | ESG AW MSCI EAFE | 13M | 163K | – |
| ISHARES TR | CORE INTL AGGR | 649M | 13M | – |
| ISHARES TR | IBONDS DEC 26 | 507K | 20K | – |
| ISHARES TR | IBONDS DEC 25 | 503K | 19K | – |
| ISHARES TR | ESG AWARE MSCI | 6M | 154K | – |
| ISHARES TR | IBONDS DEC | 580K | 22K | – |
| ISHARES TR | IBONDS DEC 2031 | 331K | 17K | – |
| ISHARES TR | US TECH BRKTHR | 248M | 5M | – |
| ISHARES TR | IBOND DEC 2030 | 423K | 22K | – |
| ISHARES TR | IBONDS 29 TRM TS | 963K | 45K | – |
| ISHARES TR | IBONDS 28 TRM TS | 3M | 129K | – |
| ISHARES TR | IBONDS 27 TRM TS | 6M | 293K | – |
| ISHARES TR | IBONDS 26 TRM TS | 8M | 333K | – |
| ISHARES TR | IBONDS 25 TRM TS | 8M | 331K | – |
| ISHARES TR | IBONDS 24 TRM TS | 8M | 327K | – |
| JOHNSON & JOHNSON | COM | 1M | 8K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 8K | – |
| KINDER MORGAN INC DEL | COM | 6M | 278K | – |
| KNIFE RIVER CORP | COMMON STOCK | 471K | 7K | – |
| LAM RESEARCH CORP | COM | 310K | 291 | – |
| LEGG MASON ETF INVT | FRANKLIN US LOW | 41M | 1M | – |
| LOCKHEED MARTIN CORP | COM | 473K | 1K | – |
| LOWES COS INC | COM | 332K | 2K | – |
| MARATHON PETE CORP | COM | 241K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 3M | 15K | – |
| MASTERCARD INCORPORATED | CL A | 673K | 2K | – |
| MCDONALDS CORP | COM | 255K | 1K | – |
| MDU RES GROUP INC | COM | 1M | 54K | – |
| MERCK & CO INC | COM | 653K | 5K | – |
| META PLATFORMS INC | CL A | 7M | 15K | – |
| MICROSOFT CORP | COM | 33M | 75K | – |
| MORGAN STANLEY | COM NEW | 649K | 7K | – |
| MORGAN STANLEY ETF TRUST | CALVERT INTERNAT | 485K | 9K | – |
| MORGAN STANLEY ETF TRUST | CALVERT US MDCP | 6M | 104K | – |
| NETFLIX INC | COM | 4M | 6K | – |
| NEXTERA ENERGY INC | COM | 341K | 5K | – |
| NORDSTROM INC | COM | 1M | 49K | – |
| NORTHROP GRUMMAN CORP | COM | 500K | 1K | – |
| NVIDIA CORPORATION | COM | 15M | 120K | – |
| OLD DOMINION FREIGHT LINE IN | COM | 14M | 80K | – |
| OLIN CORP | COM PAR $1 | 2M | 47K | – |
| ORACLE CORP | COM | 931K | 7K | – |
| OREILLY AUTOMOTIVE INC | COM | 2M | 2K | – |
| OTTER TAIL CORP | COM | 2M | 22K | – |
| OVINTIV INC | COM | 954K | 20K | – |
| PACCAR INC | COM | 385K | 4K | – |
| PARKER-HANNIFIN CORP | COM | 265K | 524 | – |
| PARSONS CORP DEL | COM | 334K | 4K | – |
| PENSKE AUTOMOTIVE GRP INC | COM | 438K | 3K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 3M | 55K | – |
| POWERSHARES ACTIVELY MANAGED | TOTAL RETURN | 317K | 7K | – |
| PROCTER AND GAMBLE CO | COM | 759K | 5K | – |
| PROSHARES TR | PSHS ULTRA QQQ | 2M | 17K | – |
| PROSHARES TR | LARGE CAP CRE | 273K | 4K | – |
| PROSHARES TR | PSHS ULTRA DOW30 | 353K | 4K | – |
| QUALCOMM INC | COM | 3M | 16K | – |
| ROYAL BK CDA | COM | 2M | 14K | – |
| RTX CORPORATION | COM | 466K | 5K | – |
| SALESFORCE INC | COM | 2M | 10K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 4M | 60K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 4M | 59K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 1B | 11M | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 1B | 19M | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 2B | 21M | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 123M | 3M | – |
| SCHWAB STRATEGIC TR | CRYPTO THEMATIC | 3M | 73K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 521M | 20M | – |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 1B | 24M | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 672K | 19K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 215K | 3K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 732K | 9K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 3B | 78M | – |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 116M | 3M | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 1B | 53M | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 2M | 34K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 619K | 13K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 17M | 322K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 1M | 37K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 736K | 8K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 287K | 2K | – |
| SELECT SECTOR SPDR TR | ENERGY | 1M | 11K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 366K | 9K | – |
| SELECT SECTOR SPDR TR | INDL | 763K | 6K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 5M | 22K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 232K | 3K | – |
| SIREN ETF TR | NSD NXGN ECO ETF | 3M | 104K | – |
| SOLITARIO RESOURCES CORP | COM | 17K | 19K | – |
| SONOCO PRODS CO | COM | 730K | 14K | – |
| SOUTHERN CO | COM | 321K | 4K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 661K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 624K | 3K | – |
| SPDR INDEX SHS FDS | MSCI EMR MKT ETF | 4M | 127K | – |
| SPDR INDEX SHS FDS | S&P NORTH AMER | 338M | 6M | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 680M | 18M | – |
| SPDR INDEX SHS FDS | MSCI ACWI EXUS | 2M | 64K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 2B | 60M | – |
| SPDR S&P 500 ETF TR | TR UNIT | 20M | 37K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 5M | 9K | – |
| SPDR SER TR | PORTFOLIO CRPORT | 14M | 496K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 115M | 1M | – |
| SPDR SER TR | S&P 600 SMCP VAL | 106M | 1M | – |
| SPDR SER TR | PORTFOLIO INTRMD | 6M | 174K | – |
| SPDR SER TR | PORT MTG BK ETF | 4B | 173M | – |
| SPDR SER TR | PRTFLO S&P500 GW | 2B | 21M | – |
| SPDR SER TR | PRTFLO S&P500 VL | 4B | 75M | – |
| SPDR SER TR | BLOOMBERG INTL T | 10M | 450K | – |
| SPDR SER TR | PORTFLI TIPS ETF | 3M | 100K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 1B | 41M | – |
| SPDR SER TR | PORTFLI INTRMDIT | 853M | 30M | – |
| SPDR SER TR | S&P DIVID ETF | 699K | 5K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 145M | 2M | – |
| SPDR SER TR | S&P 400 MDCP VAL | 125M | 2M | – |
| SPDR SER TR | PORTFOLIO S&P400 | 1M | 22K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 321M | 5M | – |
| SPDR SER TR | S&P 500 ESG ETF | 5M | 101K | – |
| SPDR SER TR | S&P KENSHO NEW | 2B | 34M | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 332K | 4K | – |
| SPDR SER TR | NUVEEN BLMBRG MU | 37M | 803K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 36M | 759K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 915M | 22M | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 300K | 8K | – |
| STARBUCKS CORP | COM | 1M | 14K | – |
| STRYKER CORPORATION | COM | 284K | 834 | – |
| SYSCO CORP | COM | 529K | 7K | – |
| TELLURIAN INC NEW | COM | 14K | 21K | – |
| TESLA INC | COM | 5M | 27K | – |
| TIMKEN CO | COM | 297K | 4K | – |
| TRANE TECHNOLOGIES PLC | SHS | 2M | 6K | – |
| TRAVELERS COMPANIES INC | COM | 292K | 1K | – |
| TRINITY INDS INC | COM | 629K | 21K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 3K | – |
| VANECK ETF TRUST | GREEN BOND ETF | 3M | 129K | – |
| VANECK ETF TRUST | INTRMDT MUNI ETF | 519K | 11K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 2M | 24K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 5M | 67K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921K | 12K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 64M | 891K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 9M | 18K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 1M | 9K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 4M | 17K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 296M | 3M | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 3M | 11K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 2M | 11K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 6M | 25K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 8M | 31K | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 2M | 14K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 3B | 9M | – |
| VANGUARD INDEX FDS | VALUE ETF | 23M | 146K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 15M | 71K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 95M | 356K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 399K | 4K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 256K | 4K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 977M | 22M | – |
| VANGUARD MALVERN FDS | CORE BD ETF | 43M | 561K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 35M | 707K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 486K | 8K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 230M | 3M | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 702K | 7K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 2M | 36K | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 63M | 1M | – |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 428K | 7K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 240K | 3K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 4M | 22K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 1M | 24K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 17M | 341K | – |
| VANGUARD WELLINGTON FD | US VALUE FACTR | 2M | 17K | – |
| VANGUARD WELLINGTON FD | SHORT TRM TAX EX | 1M | 13K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 1M | 9K | – |
| VANGUARD WORLD FD | ESG US STK ETF | 6M | 60K | – |
| VANGUARD WORLD FD | ENERGY ETF | 205K | 2K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 882K | 9K | – |
| VANGUARD WORLD FD | INF TECH ETF | 1M | 2K | – |
| VIASAT INC | COM | 3M | 272K | – |
| VISA INC | COM CL A | 758K | 3K | – |
| WALMART INC | COM | 492K | 7K | – |
| WELLS FARGO CO NEW | COM | 580K | 10K | – |
| WILLIS TOWERS WATSON PLC LTD | SHS | 4M | 16K | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 669K | 15K | – |
| WISDOMTREE TR | US MIDCAP DIVID | 1M | 30K | – |