DROMS STRAUSS WEALTH MANAGEMENT

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Missouri, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,239	$672.4M
Non-Discretionary	3	$3.8M
Total	1,242	$676.2M

Clients

Type	Number	RAUM
Individuals	174	$75.5M
HNW Individuals	145	$573.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	8	$13.6M
Charitable organizations	18	$7.1M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$7.0M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	3
No. of Non-U.S. Clients	3
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)ESTATE & TAX PLANNING
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-55207
SEC ERA File Number	801-55207
SEC CIK Numbers	1053292
SEC CRD Numbers	108620
Legal Entity Identifier	None

Principal Office

501 N LINDBERGH BOULEVARD
ST. LOUIS
MO
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic