ASSET STRATEGY CONSULTANTS LLC
Adviser information for ASSET STRATEGY CONSULTANTS LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $457.8M |
| Non-Discretionary | 72 | $4.9B |
| Total | 82 | $5.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $27.4M |
| HNW Individuals | 30 | $139.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $828.2M |
| Charitable organizations | 23 | $1.7B |
| State or municipal gov entities | <5 | $342.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $2.3B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $96.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesONE-TIME PROJECTS, WITH NEGOTIATED FEE |
Identifiers
| SEC RIA File Number | 801-55215 |
|---|---|
| SEC ERA File Number | 801-55215 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110800 |
| Legal Entity Identifier | None |
Principal Office
SIX NORTH PARK DRIVESUITE 208
HUNT VALLEY
MD
United States
Monday - Friday, 8AM-5PM
Tel: 410-528-8282, Fax: 410-528-8305
Chief Compliance Officer
ALFRED J. MORRISON
PRINCIPAL
SIX NORTH PARK DRIVE
SUITE 208
HUNT VALLEY
MD
United States
Tel:
410-528-8282
Fax:
410-528-8305
M*******@***************************M
(Full email address available in API data)
Regulatory Contact
KATHY MAKI
OFFICE MANAGER
SIX NORTH PARK DRIVE
SUITE 208
HUNT VALLEY
MD
United States
Tel:
410-528-8282
Fax:
410-528-8305
M***@***************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORRISON, ALFRED, JAMES | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 07/1992 | 25-50% |
| MEEHAN, JOHN, FRANCIS | Individual | – | MEMBER & DIRECTOR OF RESEARCH | 09/2007 | 5-10% |
| HERNANDEZ, ANNE, BENSON | Individual | – | PRINCIPAL & SR. RESEARCH ANALYST | 12/2019 | < 5% |
| ASSET STRATEGY CONSULTANTS OF FLORIDA | Domestic Entity | – | OWNER | 03/2023 | 50-75% |