Hedge Fund Database

NAVPOINT FINANCIAL, INC.

Adviser information for NAVPOINT FINANCIAL, INC. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 218 $592.2M
Non-Discretionary 6 $17.4M
Total 224 $609.6M

Clients

Type Number RAUM
Individuals 60 $29.3M
HNW Individuals 171 $580.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesFINANCIAL & BUSINESS CONSULTING
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-55229
SEC ERA File Number 801-55229
SEC CIK Numbers 2009813
SEC CRD Numbers 109432
Legal Entity Identifier None

Principal Office

16180 HASTINGS AVE SE SUITE 301
PRIOR LAKE
MN
United States
Monday - Friday, 8:30 AM-4:30 PM
Tel: 952-746-1115, Fax: 952-392-4605

Websites

www.navpoint-financial.com

Chief Compliance Officer

KRISTA M. KETELSEN
VICE PRESIDENT
16180 HASTINGS AVE SE SUITE 301
PRIOR LAKE
MN
United States
Tel: 952-746-1115
Fax: 952-392-4605
(Full email address available in API data)

Regulatory Contact

DAVID MARTELL
PRESIDENT
16180 HASTINGS AVE SE SUITE 301
PRIOR LAKE
MN
United States
Tel: 952-746-1115
Fax: 952-392-4605
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CARLSON, BRUCE, EDWIN Individual – OWNER AND EXECUTIVE VICE PRESIDENT 11/1997 5-10%
MARTELL, DAVID, GARY Individual – OWNER, PRESIDENT & CEO 07/2023 50-75%
KETELSEN, KRISTA, MARIE Individual – VICE PRESIDENT, CHIEF COMPLIANCE OFFICER 01/2015 < 5%
Carlson, Cole, Alexander Individual – OWNER, RESEARCH ASSISTANT 07/2023 10-25%
Carlson, Ayn, Elyse Individual – OWNER, RESEARCH ASSISTANT 07/2023 10-25%

No. Employees, Historic

105020192020202120222023202420256 on 4/16/20196 on 3/30/20206 on 6/30/20206 on 3/31/20217 on 3/29/20226 on 3/30/20236 on 10/17/20236 on 3/30/2024

RAUM, Historic

700M350M02019202020212022202320242025420050515 on 4/16/2019487897974 on 3/30/2020487897974 on 6/30/2020558175205 on 3/31/2021619052967 on 3/29/2022549544850 on 3/30/2023549544850 on 10/17/2023609574657 on 3/30/2024

No. Clients, Historic

30015002019202020212022202320242025230 on 4/16/2019233 on 3/30/2020233 on 6/30/2020245 on 3/31/2021233 on 3/29/2022226 on 3/30/2023226 on 10/17/2023231 on 3/30/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 734K 7K –
AMAZON COM INC COM 462K 2K –
AMERICAN EXPRESS CO COM 227K 981 –
APPLE INC COM 7M 34K –
ARK ETF TR INNOVATION ETF 417K 9K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 11K –
CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI 7M 247K –
CAPITAL GROUP GROWTH ETF SHS CREATION UNI 1M 31K –
CAPITAL GRP FIXED INCM ETF T MUNICIPAL INCOME 2M 65K –
CAPITAL GRP FIXED INCM ETF T CORE PLUS INCM 5M 220K –
DARDEN RESTAURANTS INC COM 334K 2K –
EXXON MOBIL CORP COM 930K 8K –
FEDEX CORP COM 282K 939 –
GENERAL MLS INC COM 515K 8K –
INTERNATIONAL BUSINESS MACHS COM 216K 1K –
INVESTMENT MANAGERS SER TR I FPA GBL EQTY ETF 9M 290K –
ISHARES GOLD TR ISHARES NEW 3M 74K –
ISHARES GOLD TR SHARES REPRESENT 353K 15K –
ISHARES TR MSCI ACWI ETF 964K 9K –
ISHARES TR CORE S&P SCP ETF 1M 10K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 9M 183K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 2M 30K –
MCDONALDS CORP COM 213K 837 –
MICROSOFT CORP COM 1M 3K –
NVIDIA CORPORATION COM 353K 3K –
ORACLE CORP COM 317K 2K –
PIMCO ETF TR ENHAN SHRT MA AC 2M 18K –
ROSS STORES INC COM 1M 8K –
SPDR GOLD TR GOLD SHS 2M 8K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 3M 67K –
SPDR S&P 500 ETF TR TR UNIT 569K 1K –
SPDR SER TR BLOOMBERG 3-12 M 370K 4K –
SPDR SER TR BLOOMBERG 1-3 MO 765K 8K –
T ROWE PRICE ETF INC PRICE DIV GRWT 861K 22K –
TARGET CORP COM 2M 12K –
UNITEDHEALTH GROUP INC COM 616K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 8M 16K –
VANGUARD INDEX FDS SML CP GRW ETF 331K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 14K –
VANGUARD INDEX FDS SMALL CP ETF 6M 29K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 3M 77K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 4M 39K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 3M 40K –
WORLD GOLD TR SPDR GLD MINIS 16M 344K –