THE BAUPOST GROUP, L.L.C.
Adviser information for THE BAUPOST GROUP, L.L.C. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 272 |
|---|---|
| Investment Advisory/Research | 60 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $24.8B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $24.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $24.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-55245 |
|---|---|
| SEC ERA File Number | 801-55245 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109530 |
| Legal Entity Identifier | None |
Principal Office
10 ST. JAMES AVE. SUITE 1700BOSTON
MA
United States
Monday - Friday, 8AM - 5:30PM
Tel: (617) 210-8300, Fax: (617) 451-7333
Chief Compliance Officer
JACK D. COHEN
SENIOR REGULATORY COUNSEL
10 ST. JAMES AVE. SUITE 1700
BOSTON
MA
United States
Tel:
617 210-8300
Fax:
617 451-7333
J*****@**********M
(Full email address available in API data)
Industry Affiliates
| BAUPOST GROUP INTERNATIONAL LLP | Other investment adviser, including financial planners |
| BAUPOST PARTNERS, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| LEERINK PARTNERS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BAUPOST LIMITED PARTNERSHIP 1983 A-1 | Hedge Fund | $2,828.1M | $5.0M | 121 |
| BAUPOST LIMITED PARTNERSHIP 1983 B-1 | Hedge Fund | $1,092.0M | $5.0M | 83 |
| BAUPOST LIMITED PARTNERSHIP 1983 C-1 | Hedge Fund | $6,676.4M | $5.0M | 242 |
| BAUPOST VALUE PARTNERS, L.P. - I | Hedge Fund | $1,337.9M | $10.0M | 35 |
| BAUPOST VALUE PARTNERS, L.P. - II | Hedge Fund | $2,358.5M | $10.0M | 155 |
| BAUPOST VALUE PARTNERS, L.P. - III | Hedge Fund | $976.2M | $10.0M | 9 |
| BAUPOST VALUE PARTNERS, L.P. - IV | Hedge Fund | $7,783.7M | $10.0M | 190 |
| BSP PARTNERS, L.P. | Hedge Fund | $13.0M | $0.0M | 3 |
| HB INSTITUTIONAL LIMITED PARTNERSHIP | Hedge Fund | $207.8M | $0.0M | 2 |
| PB INSTITUTIONAL LIMITED PARTNERSHIP | Hedge Fund | $1,020.8M | $0.0M | 2 |
| YB INSTITUTIONAL LIMITED PARTNERSHIP | Hedge Fund | $472.6M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KLARMAN, SETH, ANDREW | Individual | – | PARTNER AND CHIEF EXECUTIVE OFFICER | 12/2017 | < 5% |
| BLUMENTHAL, THOMAS, WILLIAM | Individual | – | PARTNER | 12/2017 | < 5% |
| MOONEY, JAMES, FRANCIS | Individual | – | PARTNER AND PRESIDENT | 12/2017 | < 5% |
| MANN, ELAINE, FRAZER | Individual | – | PARTNER AND CHIEF OPERATING OFFICER | 12/2017 | < 5% |
| GREENHILL, JOSHUA, ARON SOLOMON | Individual | – | PARTNER | 12/2017 | < 5% |
| RIZK, GEORGE, NMN | Individual | – | PARTNER | 12/2017 | < 5% |
| CIONGOLI, GREGORY, AUSTIN | Individual | – | PARTNER | 12/2017 | < 5% |
| FOGEL, FREDERICK, HAROLD | Individual | – | PARTNER AND GENERAL COUNSEL | 12/2017 | < 5% |
| COHEN, JACK, D | Individual | – | CHIEF COMPLIANCE OFFICER AND SENIOR REGULATORY COUNSEL | 12/2017 | < 5% |
| BAUPOST GROUP, L.P. | Domestic Entity | – | MEMBER | 01/2018 | > 75% |
| BAUPOST GROUP GP, L.L.C. | Domestic Entity | – | NON-MEMBER MANAGER | 01/2018 | < 5% |
| BAUPOST GROUP HOLDINGS, L.P. | Domestic Entity | BAUPOST GROUP, L.P. | LIMITED PARTNER | 01/2018 | > 75% |
| BAUPOST GROUP GP2, L.L.C. | Domestic Entity | BAUPOST GROUP, L.P. | GENERAL PARTNER | 01/2018 | |
| KLARMAN, SETH, ANDREW | Individual | BAUPOST GROUP GP, L.L.C. | MANAGING MEMBER | 01/2018 | > 75% |
| THE SETH A. KLARMAN 1986 TRUST | Domestic Entity | BAUPOST GROUP HOLDINGS, L.P. | LIMITED PARTNER | 01/2018 | 25-50% |
| PRICE, JASON, JAMES | Individual | – | PARTNER AND CHIEF FINANCIAL OFFICER | 01/2020 | < 5% |
| SPERLING, MICHAEL, MEIR | Individual | – | PARTNER | 01/2019 | < 5% |
| DAVID, JAMES, ANDREW WATSON | Individual | – | PARTNER | 01/2021 | < 5% |
| AZRACK, NICHOLAS, JOHN | Individual | – | PARTNER | 01/2021 | < 5% |
| KLARMAN, SETH, ANDREW | Individual | THE SETH A. KLARMAN 1986 TRUST | TRUSTEE | 01/2018 | |
| CARONA, RICHARD, G | Individual | – | PARTNER | 01/2022 | < 5% |
| MCELANEY, ANDREW, JAMES | Individual | – | PARTNER | 01/2023 | < 5% |
| DOW, RYAN, COAD | Individual | – | PARTNER | 01/2023 | < 5% |