UNION SQUARE GLOBAL WEALTH MANAGEMENT
UNION SQUARE INVESTMENT CO Legal Name
Adviser information for UNION SQUARE GLOBAL WEALTH MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 24 | $351.2M |
| Non-Discretionary | 2 | $3.5M |
| Total | 26 | $354.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $996,577 |
| HNW Individuals | 15 | $115.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $236.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-55304 |
|---|---|
| SEC ERA File Number | 801-55304 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111776 |
| Legal Entity Identifier | None |
Principal Office
360 POST STREET, SUITE 900SAN FRANCISCO
CA
United States
Monday - Friday, 8:00 AM-5:00 PM
Tel: 415-392-9228, Fax: 415-392-1928
Websites
Chief Compliance Officer
JOHN "JACK" OLSON
COO
360 POST STREET, SUITE 900
SAN FRANCISCO
CA
United States
Tel:
415-392-9228
Fax:
415-392-1928
J*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GOLDEN BAY INVESTMENT FUND II, LLC | COMBINATION | $0.0M | $0.0M | 0 |
| GOLDEN BAY INVESTMENT FUND, LLC | COMBINATION OF FIXED INCOME, PUBLIC EQUITIES, PRIVATE EQUITY, VENTURE CAPITAL AND REAL ESTATE FUNDS. | $236.8M | $0.0M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHILLING, ALEXANDER, HAMILTON | Individual | – | DIRECTOR/CHAIRMAN | 06/2013 | > 75% |
| SCHILLING, ALEXANDER, HAMILTON | Individual | – | PRESIDENT, CEO | 04/2018 | > 75% |
| OLSON, JOHN, MICHAEL | Individual | – | COO, CCO | 05/2020 | < 5% |