THE KARRAS COMPANY, INC.
Adviser information for THE KARRAS COMPANY, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 505 | $287.2M |
| Non-Discretionary | 212 | $28.0M |
| Total | 717 | $315.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 232 | $206.9M |
| HNW Individuals | 11 | $108.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 116 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissionsTHIRD PARTY ADVISER/MANAGER FEES |
| Other Business Activities | Registered representative of a broker-dealerANNUITIES/LIFE INSURANCE |
Identifiers
| SEC RIA File Number | 801-55317 |
|---|---|
| SEC ERA File Number | 801-55317 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109578 |
| Legal Entity Identifier | None |
Principal Office
4695 SOUTH 1900 WESTSUITE 3
ROY
UT
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 801-825-3000, Fax: 801-825-3058
Chief Compliance Officer
BRETT NOLAN KARRAS
PRESIDENT
4695 SOUTH 1900 WEST
SUITE 3
ROY
UT
United States
Tel:
801-825-3000
Fax:
801-825-3058
B***********@***************M
(Full email address available in API data)
Regulatory Contact
WILLIAM MERRELL
FINANCIAL ADVISOR
4695 SOUTH 1900 WEST
SUITE 3
ROY
UT
United States
Tel:
801-825-3000
Fax:
801-825-3058
W***********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KARRAS, NOLAN, ELDON | Individual | – | CHAIRMAN | 12/1997 | > 75% |
| KARRAS, BRETT, NOLAN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 05/2000 | 10-25% |