BRICK & KYLE ASSOCIATES INC
Adviser information for BRICK & KYLE ASSOCIATES INC last updated from Form ADV on April 10th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 392 | $347.1M |
| Non-Discretionary | 0 | $0 |
| Total | 392 | $347.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 55 | $38.9M |
| HNW Individuals | 238 | $307.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $513,582 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 293 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealer |
Principal Office
905 MT EYRE RDNEWTOWN
PA
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 215-493-8787, Fax: 215-493-8002
Websites
Chief Compliance Officer
JAMES D. LEWERS
SENIOR VICE PRESIDENT
905 MT. EYRE ROAD
NEWTOWN
PA
United States
Tel:
215-493-8787
Fax:
215-493-8002
J******@*************M
(Full email address available in API data)
Regulatory Contact
ANDREW W. BRICK
C.E.O.
905 MT. EYRE RD.
NEWTOWN
PA
United States
Tel:
215-493-8787
A*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRICK, EDGAR, WILSON | Individual | – | CHAIRMAN | 10/1987 | > 75% |
| BRICK, ANDREW, WHITTEN | Individual | – | PRESIDENT | 12/2014 | < 5% |
| BRICK, BETTY, DEANE | Individual | – | EXECUTIVE VICE PRESIDENT | 12/2014 | < 5% |
| LEWERS, JAMES, DONALD | Individual | – | SENIOR VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |