FAIRVIEW CAPITAL
FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC Legal Name
Adviser information for FAIRVIEW CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 662 | $1.8B |
| Non-Discretionary | 0 | $0 |
| Total | 662 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $2.0M |
| HNW Individuals | 220 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $21.1M |
| Charitable organizations | <5 | $22.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $251.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
300 DRAKE'S LANDING ROADSUITE 250
GREENBRAE
CA
United States
Monday - Friday, 7:30 AM TO 5:00 PM
Tel: 415-464-4640, Fax: 415-464-0290
Chief Compliance Officer
MARCIA NAKAMURA
300 DRAKE'S LANDING ROAD, SUITE 250
GREENBRAE
CA
United States
Tel:
(415) 464-4640
Fax:
(415) 464-0290
M*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MATHIESON, ANDREW, FRICKE | Individual | – | MANAGER | 01/1998 | > 75% |
| NAKAMURA, MARCIA | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2005 | < 5% |
| THE MATHIESON FAMILY TRUST U/A 8/4/1997 | Domestic Entity | – | MEMBER | 01/2022 | > 75% |
| Mathieson, Ann, B | Individual | THE MATHIESON FAMILY TRUST U/A 8/4/1997 | TRUSTEE | 01/2022 | |
| MATHIESON, ANDREW, FRICKE | Individual | THE MATHIESON FAMILY TRUST U/A 8/4/1997 | TRUSTEE | 01/2022 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 520K | 5K | – |
| ABBVIE INC | COM | 718K | 4K | – |
| ADOBE SYSTEMS INC | COM | 51M | 91K | – |
| ADVANCE AUTO PARTS | COM | 10M | 156K | – |
| ALPHABET INC CL A | CAP STK CL A | 4M | 20K | – |
| ALPHABET INC CL C | CAP STK CL C | 108M | 589K | – |
| AMAZON.COM | COM | 38M | 198K | – |
| AMERICAN TOWER REIT INC | COM | 41M | 210K | – |
| AMERICOLD REALTY TRUST INC | COM | 41M | 2M | – |
| ANHEUSER BUSCH COS INC | SPONSORED ADR | 12M | 202K | – |
| APPLE COMPUTER INC | COM | 30M | 140K | – |
| AUTO DATA PROCESS INC | COM | 501K | 2K | – |
| BANK OF HAWAII | COM | 300K | 5K | – |
| BECTON DICKINSON & CO | COM | 482K | 2K | – |
| BERKSHIRE HATHAWAY CL B | CL B NEW | 77M | 190K | – |
| BLACKROCK INC | COM | 245K | 311 | – |
| BLACKSTONE GROUP LP | COM | 90M | 726K | – |
| BP PLC SPONSORED ADR | SPONSORED ADR | 363K | 10K | – |
| BROADCOM LIMITED COM NPV | COM | 234K | 146 | – |
| CARMAX INC | COM | 21M | 285K | – |
| CATERPILLAR | COM | 1M | 3K | – |
| CENCORA INC | COM | 2M | 8K | – |
| CHENIERE ENERGY INC | COM NEW | 108M | 616K | – |
| CHENIERE ENERGY PARTNERS LP | COM UNIT | 25M | 510K | – |
| CHEVRON CORP | COM | 3M | 21K | – |
| CINTAS CORP | COM | 25M | 36K | – |
| COMCAST CORP NEW CL A | CL A | 256K | 7K | – |
| COSTCO WHOLESALE CORP | COM | 556K | 654 | – |
| CROWN CASTLE INC | COM | 11M | 115K | – |
| EATON CORP PLC | SHS | 236K | 753 | – |
| EBAY | COM | 39M | 725K | – |
| ETF ISHARES GS $INVEST | IBOXX INV CP ETF | 5M | 50K | – |
| EVERGY INC | COM | 477K | 9K | – |
| EXPEDIA INC CMN | COM NEW | 27M | 217K | – |
| EXXON MOBIL CORP | COM | 2M | 16K | – |
| FIRST TRUST NASDAQ CYBERSECURITY ETF | NASDAQ CYB ETF | 739K | 13K | – |
| FIRST TRUST NORTH | NO AMER ENERGY | 10M | 333K | – |
| HOME DEPOT INC | COM | 319K | 926 | – |
| INTEL CORP | COM | 2M | 54K | – |
| INVESCO OPTIMUM YIELD ETF | OPTIMUM YIELD | 4M | 286K | – |
| INVESCO QQQ TRUST SERIES 1 | UNIT SER 1 | 2M | 4K | – |
| ISHARES 0-5 YEAR TIPS BOND ETF | 0-5 YR TIPS ETF | 2M | 22K | – |
| ISHARES BARCLAYS TIPS BOND FUND | TIPS BD ETF | 5M | 47K | – |
| ISHARES CALIFORNIA MUNI | CALIF MUN BD ETF | 2M | 28K | – |
| ISHARES CORE MSCI EAFE ETF | CORE MSCI EAFE | 5M | 65K | – |
| ISHARES CORE TOT US STOCK MKT | CORE S&P TTL STK | 6M | 51K | – |
| ISHARES CORE US AGGREGATE BOND | CORE US AGGBD ET | 23M | 238K | – |
| ISHARES ESG MSCI USA SMALL-CAP ETF | ESG AWARE MSCI | 234K | 6K | – |
| ISHARES GOLD TRUST ETF | ISHARES NEW | 6M | 137K | – |
| ISHARES INTL TREAS BOND ETF | INTL TREA BD ETF | 1M | 33K | – |
| ISHARES JPM EMERG MKTS ETF | JPMORGAN USD EMG | 6M | 65K | – |
| ISHARES MSCI EMERGING MKT ETF | CORE MSCI EMKT | 5M | 94K | – |
| ISHARES MSCI USA MIN. VOLATILITY ETF | MSCI USA MIN VOL | 397K | 5K | – |
| ISHARES NATIONAL AMT-FREE MUNI ETF | NATIONAL MUN ETF | 5M | 50K | – |
| ISHARES RUSSELL 2000 FUND | RUSSELL 2000 ETF | 325K | 2K | – |
| ISHARES S&P 500 VALUE | S&P 500 VAL ETF | 260K | 1K | – |
| ISHARES SHORT TERM CORP BOND ETF | ISHS 1-5YR INVS | 7M | 146K | – |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | SHRT NAT MUN ETF | 4M | 43K | – |
| ISHARES TR ESG US AGR BD | ESG AWR US AGRGT | 277K | 6K | – |
| ISHARES TR HIGH YIELD CORP | IBOXX HI YD ETF | 481K | 6K | – |
| ISHARES TR MSCI USA ESG SLC | MSCI USA ESG SLC | 343K | 3K | – |
| ISHARES TR S&P 500 GROWTH ETF | S&P 500 GRWT ETF | 234K | 3K | – |
| ISHARES TREASURY FLOATING RATE BOND ETF | TRS FLT RT BD | 2M | 34K | – |
| ISHARES TRUST 0-5 YR INVT GRADE CORP BD | 0-5YR INVT GR CP | 4M | 85K | – |
| ISHARES TRUST 0-5YR HIGH YIELD CORP BD I | 0-5YR HI YL CP | 9M | 212K | – |
| ISHARES TRUST ESG 1-5 YEAR USD CORPORATE | ESG AWRE 1 5 YR | 779K | 32K | – |
| ISHARES TRUST FLOATING RATE BD ETF | FLTG RATE NT ETF | 919K | 18K | – |
| ISHARES ULTRA SHORT TERM | BLACKROCK ULTRA | 6M | 127K | – |
| ISHARES US ETF TRUST COMMODITIES SELECT | GSCI CMDTY STGY | 5M | 165K | – |
| JOHNSON & JOHNSON | COM | 33M | 226K | – |
| JP MORGAN ETF TRUST ULTRA SHORT INCOME | ULTRA SHRT INC | 29M | 578K | – |
| JPMORGAN ULTRA-SHORT MUNICIPAL INC ETF | ULTRA SHT MUNCPL | 3M | 56K | – |
| KKR & CO L P DEL COM UNITS | COM | 213K | 2K | – |
| LABCORP HOLDINGS | COM SH | 46M | 226K | – |
| LAMAR ADVERTISING CO-CL A | CL A | 4M | 35K | – |
| LIBERTY MEDIA - FORMULA ONE CL C | COM LBTY ONE S C | 57M | 800K | – |
| LILLY ELI & CO. | COM | 320K | 353 | – |
| LPL FINANCIAL HOLDINGS INC | COM | 136M | 487K | – |
| MASTERCARD INC | CL A | 5M | 11K | – |
| MATSON INC COM | COM | 384K | 3K | – |
| MERCK & CO INC | COM | 359K | 3K | – |
| META PLATFORMS INC CLASS A COMMON STOCK | CL A | 297K | 590 | – |
| MICROSOFT CORP | COM | 72M | 162K | – |
| MORGAN J P & CO INC | COM | 1M | 6K | – |
| NORTHERN TRUST CORP | COM | 3M | 36K | – |
| NOVO-NORDISK ADR | ADR | 2M | 16K | – |
| NUSHARES ETF TR ESG HI TLD CRP | ESG HI TLD CRP | 243K | 12K | – |
| NVIDIA CORP | COM | 1M | 8K | – |
| ONEOK INC NEW COM | COM | 19M | 229K | – |
| PEPSICO INC | COM | 560K | 3K | – |
| PPG INDUSTRIES | COM | 219K | 2K | – |
| PROCTER & GAMBLE | COM | 4M | 26K | – |
| ROCK-TENN COMPANY | COM | 201K | 4K | – |
| SALESFORCE COM INC | COM | 25M | 96K | – |
| SBA COMMUNICATIONS CORP CL A | CL A | 12M | 60K | – |
| SCHWAB INTL EQUITY ETF | INTL EQTY ETF | 1000K | 26K | – |
| SCHWAB US AGGREGATE BOND | US AGGREGATE B | 276K | 6K | – |
| SCHWAB US BROAD MARKET ETF | US BRD MKT ETF | 321K | 5K | – |
| SCHWAB US DIVIDEND | US DIVIDEND EQ | 678K | 9K | – |
| SCHWAB US REIT ETF | US REIT ETF | 2M | 108K | – |
| SCHWAB US TIPS ETF | US TIPS ETF | 984K | 19K | – |
| SELECT SECTOR SPDR TR TECHNOLOGY | TECHNOLOGY | 285K | 1K | – |
| SPDR BARCLAYS INT'L TB ETF | BLOOMBERG INTL T | 727K | 34K | – |
| SPDR DOW JONES INT'L REAL ESTATE ETF | DJ INTL RL ETF | 542K | 23K | – |
| SPDR GOLD TRUST SHS | GOLD SHS | 5M | 23K | – |
| SPDR PORTFOLIO SHORT TERM CORP BOND ETF | PORTFOLIO SHORT | 8M | 281K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 3K | – |
| SPDR SER TR BLOOMBERG SRT TR | BLOOMBERG SHT TE | 4M | 164K | – |
| STRYKER CORPORATION | COM | 204K | 600 | – |
| SYSCO CORP | COM | 12M | 171K | – |
| TELEFLEX INC | COM | 10M | 48K | – |
| TESLA MOTORS INC | COM | 209K | 1K | – |
| TEXAS INSTRUMENTS | COM | 211K | 1K | – |
| TKO Group Holdings Inc | CL A | 55M | 510K | – |
| UNION PACIFIC CORP | COM | 467K | 2K | – |
| UNITED HEALTHCARE CORP | COM | 436K | 856 | – |
| UNITED PARCEL SERVICE | CL B | 46M | 335K | – |
| VANECK VECTORS ETF TR GREEN BD ETF | GREEN BOND ETF | 294K | 12K | – |
| VANGUARD DIV APPRECIATION ETF | DIV APP ETF | 712K | 4K | – |
| VANGUARD EMERGING MKT | EM MK GOV BD ETF | 11M | 177K | – |
| VANGUARD GLOBAL EX-US REAL ESTATE ETF | GLB EX US ETF | 6M | 153K | – |
| VANGUARD INFORMATION | INF TECH ETF | 830K | 1K | – |
| VANGUARD INTL DIV APPRECIATION ETF | INTL DVD ETF | 943K | 12K | – |
| VANGUARD MID-CAP ETF | MID CAP ETF | 472K | 2K | – |
| VANGUARD MSCI EAFE ETF | VAN FTSE DEV MKT | 15M | 304K | – |
| VANGUARD MSCI EMERGING MKT ETF | FTSE EMR MKT ETF | 10M | 220K | – |
| VANGUARD MUNI BND TAX | TAX EXEMPT BD | 2M | 45K | – |
| VANGUARD REAL ESTATE INDEX FUND ETF | REAL ESTATE ETF | 6M | 74K | – |
| VANGUARD S&P 500 ETF | S&P 500 ETF SHS | 340K | 679 | – |
| VANGUARD SHORT TERM CORP BOND ETF | SHRT TRM CORP BD | 12M | 153K | – |
| VANGUARD SHORT TERM INFL-PROT SECS ETF | STRM INFPROIDX | 2M | 35K | – |
| VANGUARD SMALL CAP | SMALL CP ETF | 812K | 4K | – |
| VANGUARD TOTAL BOND MKT EFT | TOTAL BND MRKT | 8M | 115K | – |
| VANGUARD TOTAL STOCK VIPERS | TOTAL STK MKT | 12M | 43K | – |
| VANGUARD ULTRA-SHORT BOND ETF | VANGUARD ULTRA | 280K | 6K | – |
| VANGUARD WORLD FD ESG INTL STK ETF | ESG INTL STK ETF | 255K | 4K | – |
| VANGUARD WORLD FD ESG US STK ETF | ESG US STK ETF | 275K | 3K | – |
| VERRA MOBILITY CORP | CL A COM STK | 64M | 2M | – |
| VISA INC CLASS A | COM CL A | 539K | 2K | – |
| WAL-MART STORES INC | COM | 45M | 667K | – |
| WARNER MUSIC GROUP CORP CL A | COM CL A | 52M | 2M | – |
| WELLS FARGO & CO NEW | COM | 490K | 8K | – |
| WISDOMTREE TR US QUALITY DIVID GROWTH FD | US QTLY DIV GRT | 436K | 6K | – |
| XTRACKERS INTERNATIONAL REAL ESTATE ETF | XTRACK INTL REAL | 1M | 65K | – |
| YUM CHINA HLDGS INC COM | COM | 246K | 8K | – |
| ZIMMER BIOMET HLDGS | COM | 12M | 109K | – |
| SCHWAB AMT TAX-FREE MONEY ULTRA | AMT TAX FREE MNY | 4M | 4M | – |