CLEAR POINT ADVISORS, INC.
Adviser information for CLEAR POINT ADVISORS, INC. last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 582 | $216.4M |
| Non-Discretionary | 0 | $0 |
| Total | 582 | $216.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 61 | $25.2M |
| HNW Individuals | 81 | $185.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $5.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-55390 |
|---|---|
| SEC ERA File Number | 801-55390 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111775 |
| Legal Entity Identifier | None |
Principal Office
1 HUNTINGTON QUADRANGLESUITE 1S01
MELVILLE
NY
United States
Monday - Friday, 9AM - 5PM
Tel: 631.333.2222, Fax: 631-333-2223
Websites
Chief Compliance Officer
STEVEN C. BRILL
PRESIDENT
1 HUNTINGTON QUADRANGLE
SUITE 1S01
MELVILLE
NY
United States
Tel:
631.333.2222
Fax:
631.333.2223
S*****@**************M
(Full email address available in API data)
Regulatory Contact
ROBERT LEVINE
COMPLIANCE ASSOCIATE
1 HUNTINGTON QUADRANGLE
SUITE 1S01
MELVILLE
NY
United States
Tel:
631.333.2121
R******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRILL, STEVEN, CHARLES | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 02/1998 | > 75% |
| LEVINE, ROBERT, LAWRENCE | Individual | – | MANAGING DIRECTOR | 12/2021 | < 5% |
| DAMPF, BARRY, EVAN | Individual | – | MANAGING DIRECTOR | 01/2009 | < 5% |