KCM INVESTMENT ADVISORS
KCM INVESTMENT ADVISORS, LLC Legal Name
Adviser information for KCM INVESTMENT ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,568 | $5.3B |
| Non-Discretionary | 0 | $0 |
| Total | 3,568 | $5.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 526 | $255.8M |
| HNW Individuals | 1,121 | $4.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 72 | $106.8M |
| Charitable organizations | 48 | $218.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 43 | $235.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesEXPERT WITNESS |
|---|---|
| Compensation | % of AUM |
Principal Office
300 DRAKES LANDING ROADSUITE 210
GREENBRAE
CA
United States
Monday - Friday, 6 A.M. TO 4 P.M.
Tel: 415-461-7788, Fax: 415-461-3531
Websites
Chief Compliance Officer
LONI TANKOOS
DIRECTOR OF OPERATIONS
300 DRAKES LANDING RD
SUITE 210
GREENBRAE
CA
United States
Tel:
415-461-7788
L*******@**************M
(Full email address available in API data)
Regulatory Contact
JOHN POGUE
PRESIDENT
300 DRAKES LANDING ROAD
SUITE 210
GREENBRAE
CA
United States
Tel:
415-461-7788
Fax:
415-461-3531
J*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLETT, JAY, AUBREY | Individual | – | CEO AND CIO | 07/1996 | > 75% |
| POGUE, JOHN, CRAWFORD | Individual | – | PRESIDENT | 06/2017 | < 5% |
| Love, Jason | Individual | – | CHIEF TECHNOLOGY OFFICER | 01/2023 | < 5% |
| TANKOOS, LONI, L | Individual | – | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS | 04/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 29th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 3M | 25K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 848K | 829 | – |
| AT&T INC | COM | 772K | 40K | – |
| ABBVIE INC | COM | 13M | 78K | – |
| ABBOTT LABS | COM | 15M | 146K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 8M | 26K | – |
| ADOBE INC | COM | 5M | 9K | – |
| ADVANCED MICRO DEVICES INC | COM | 11M | 70K | – |
| AFLAC INC | COM | 528K | 6K | – |
| AGILENT TECHNOLOGIES INC | COM | 893K | 7K | – |
| AIR PRODS & CHEMS INC | COM | 12M | 46K | – |
| ALBEMARLE CORP | COM | 1M | 13K | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 242K | 2K | – |
| ALLSTATE CORP | COM | 2M | 12K | – |
| ALPHABET INC | CAP STK CL A | 52M | 284K | – |
| ALPHABET INC | CAP STK CL C | 28M | 152K | – |
| ALTRIA GROUP INC | COM | 453K | 10K | – |
| AMAZON COM INC | COM | 65M | 338K | – |
| AMERICAN ELEC PWR CO INC | COM | 561K | 6K | – |
| AMERICAN EXPRESS CO | COM | 3M | 12K | – |
| AMERICAN TOWER CORP NEW | COM | 2M | 9K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 336K | 3K | – |
| AMERIPRISE FINL INC | COM | 220K | 514 | – |
| AMGEN INC | COM | 29M | 92K | – |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 297K | 5K | – |
| APPLE INC | COM | 198M | 942K | – |
| APPLIED MATLS INC | COM | 12M | 49K | – |
| ARCHER DANIELS MIDLAND CO | COM | 376K | 6K | – |
| GALLAGHER ARTHUR J & CO | COM | 288K | 1K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 456K | 6K | – |
| ATLASSIAN CORPORATION | CL A | 876K | 5K | – |
| AUTOZONE INC | COM | 4M | 1K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 45M | 187K | – |
| BANK AMERICA CORP | COM | 17M | 417K | – |
| BAXTER INTL INC | COM | 226K | 7K | – |
| BECTON DICKINSON & CO | COM | 809K | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 12M | 29K | – |
| BIOGEN INC | COM | 682K | 3K | – |
| BLACKROCK INC | COM | 2M | 2K | – |
| BLACKSTONE INC | COM | 23M | 187K | – |
| BLACKSTONE MTG TR INC | COM CL A | 388K | 22K | – |
| BOEING CO | COM | 2M | 9K | – |
| BOOKING HOLDINGS INC | COM | 1M | 341 | – |
| BOSTON SCIENTIFIC CORP | COM | 710K | 9K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 954K | 23K | – |
| BROADCOM INC | COM | 13M | 8K | – |
| CSX CORP | COM | 247K | 7K | – |
| CVS HEALTH CORP | COM | 1M | 21K | – |
| CADENCE DESIGN SYSTEM INC | COM | 2M | 5K | – |
| CANADIAN NATL RY CO | COM | 261K | 2K | – |
| CARDINAL HEALTH INC | COM | 1M | 15K | – |
| CARLISLE COS INC | COM | 6M | 15K | – |
| CARRIER GLOBAL CORPORATION | COM | 1M | 21K | – |
| CATERPILLAR INC | COM | 18M | 55K | – |
| CELANESE CORP DEL | COM | 535K | 4K | – |
| CEMEX SAB DE CV | SPON ADR NEW | 64K | 10K | – |
| CHEVRON CORP NEW | COM | 53M | 337K | – |
| CHUBB LIMITED | COM | 4M | 14K | – |
| THE CIGNA GROUP | COM | 692K | 2K | – |
| CINTAS CORP | COM | 6M | 9K | – |
| CISCO SYS INC | COM | 5M | 96K | – |
| CITIGROUP INC | COM NEW | 479K | 8K | – |
| CLEVELAND-CLIFFS INC NEW | COM | 278K | 18K | – |
| CLOROX CO DEL | COM | 6M | 42K | – |
| COCA COLA CO | COM | 3M | 52K | – |
| COLGATE PALMOLIVE CO | COM | 6M | 67K | – |
| COMCAST CORP NEW | CL A | 1M | 34K | – |
| CONOCOPHILLIPS | COM | 1M | 10K | – |
| CONSOLIDATED EDISON INC | COM | 259K | 3K | – |
| CONSTELLATION BRANDS INC | CL A | 856K | 3K | – |
| CORCEPT THERAPEUTICS INC | COM | 2M | 57K | – |
| CORNING INC | COM | 1M | 36K | – |
| COSTAR GROUP INC | COM | 202K | 3K | – |
| COSTCO WHSL CORP NEW | COM | 105M | 124K | – |
| CROWN CASTLE INC | COM | 14M | 144K | – |
| CUMMINS INC | COM | 589K | 2K | – |
| DANAHER CORPORATION | COM | 23M | 90K | – |
| DEERE & CO | COM | 4M | 11K | – |
| DIAGEO PLC | SPON ADR NEW | 226K | 2K | – |
| DICKS SPORTING GOODS INC | COM | 411K | 2K | – |
| DIGITAL RLTY TR INC | COM | 441K | 3K | – |
| DIREXION SHS ETF TR | NAS100 EQL WGT | 205K | 2K | – |
| DISNEY WALT CO | COM | 5M | 50K | – |
| DOVER CORP | COM | 413K | 2K | – |
| DOW INC | COM | 371K | 7K | – |
| DUKE ENERGY CORP NEW | COM NEW | 741K | 7K | – |
| EASTMAN CHEM CO | COM | 210K | 2K | – |
| EATON CORP PLC | SHS | 6M | 18K | – |
| ECOLAB INC | COM | 19M | 79K | – |
| EDISON INTL | COM | 10M | 141K | – |
| EDWARDS LIFESCIENCES CORP | COM | 374K | 4K | – |
| ELEVANCE HEALTH INC | COM | 7M | 13K | – |
| ELI LILLY & CO | COM | 35M | 38K | – |
| EMERSON ELEC CO | COM | 2M | 14K | – |
| ENBRIDGE INC | COM | 324K | 9K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 762K | 47K | – |
| ENPHASE ENERGY INC | COM | 995K | 10K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 700K | 24K | – |
| ESSEX PPTY TR INC | COM | 362K | 1K | – |
| EVERGY INC | COM | 324K | 6K | – |
| EVERSOURCE ENERGY | COM | 336K | 6K | – |
| EXXON MOBIL CORP | COM | 4M | 33K | – |
| FACTSET RESH SYS INC | COM | 261K | 639 | – |
| FASTENAL CO | COM | 302K | 5K | – |
| FEDEX CORP | COM | 2M | 6K | – |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 249K | 2K | – |
| FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | 411K | 8K | – |
| FIDELITY COVINGTON TRUST | MSCI CONSM DIS | 4M | 51K | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 225K | 4K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 1M | 20K | – |
| FIDELITY COVINGTON TRUST | MSCI INDL INDX | 1M | 22K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 567K | 3K | – |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 5M | 199K | – |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 697K | 10K | – |
| FIFTH THIRD BANCORP | COM | 843K | 23K | – |
| FIRST SOLAR INC | COM | 515K | 2K | – |
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 3M | 39K | – |
| FISERV INC | COM | 209K | 1K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 279K | 7K | – |
| FORD MTR CO DEL | COM | 333K | 27K | – |
| FORTINET INC | COM | 3M | 43K | – |
| FREEPORT-MCMORAN INC | CL B | 3M | 62K | – |
| GENERAL DYNAMICS CORP | COM | 6M | 20K | – |
| GENERAL ELECTRIC CO | COM NEW | 666K | 4K | – |
| GENERAL MLS INC | COM | 456K | 7K | – |
| GENUINE PARTS CO | COM | 10M | 69K | – |
| GERDAU SA | SPON ADR REP PFD | 48K | 15K | – |
| GILEAD SCIENCES INC | COM | 605K | 9K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 370K | 21K | – |
| GLOBAL X FDS | S&P 500 COVERED | 224K | 6K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 655K | 6K | – |
| GOLDMAN SACHS GROUP INC | COM | 3M | 6K | – |
| HP INC | COM | 232K | 7K | – |
| HERSHEY CO | COM | 211K | 1K | – |
| HOME DEPOT INC | COM | 46M | 133K | – |
| HONEYWELL INTL INC | COM | 4M | 17K | – |
| HUBBELL INC | COM | 365K | 1K | – |
| ILLINOIS TOOL WKS INC | COM | 2M | 10K | – |
| INGERSOLL RAND INC | COM | 458K | 5K | – |
| INTEL CORP | COM | 1M | 43K | – |
| INTERPUBLIC GROUP COS INC | COM | 265K | 9K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 9K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 236K | 2K | – |
| INTUIT | COM | 470K | 716 | – |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 2K | – |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 4M | 371K | – |
| INVESCO QQQ TR | UNIT SER 1 | 20M | 42K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 1M | 8K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 3M | 64K | – |
| INVESCO EXCHANGE TRADED FD T | INVESCO MSCI | 316K | 8K | – |
| INVESCO EXCHANGE TRADED FD T | WATER RES ETF | 241K | 4K | – |
| IRON MTN INC DEL | COM | 2M | 22K | – |
| JPMORGAN CHASE & CO | COM | 36M | 176K | – |
| JABIL INC | COM | 492K | 5K | – |
| JACOBS SOLUTIONS INC | COM | 2M | 12K | – |
| JOHNSON & JOHNSON | COM | 34M | 232K | – |
| JOHNSON CTLS INTL PLC | SHS | 2M | 23K | – |
| KKR & CO INC | COM | 593K | 6K | – |
| KLA CORP | COM NEW | 13M | 16K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 319K | 2K | – |
| KIMBERLY-CLARK CORP | COM | 13M | 96K | – |
| KINDER MORGAN INC DEL | COM | 269K | 14K | – |
| KROGER CO | COM | 1M | 23K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 3M | 13K | – |
| LAM RESEARCH CORP | COM | 1M | 1K | – |
| LENNAR CORP | CL A | 2M | 12K | – |
| LINDE PLC | SHS | 6M | 14K | – |
| LOCKHEED MARTIN CORP | COM | 2M | 5K | – |
| LOWES COS INC | COM | 9M | 41K | – |
| LULULEMON ATHLETICA INC | COM | 3M | 9K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 447K | 5K | – |
| MFS MULTIMARKET INCOME TR | SH BEN INT | 47K | 10K | – |
| MP MATERIALS CORP | COM CL A | 361K | 28K | – |
| MARATHON OIL CORP | COM | 229K | 8K | – |
| MARATHON PETE CORP | COM | 2M | 11K | – |
| MARRIOTT INTL INC NEW | CL A | 2M | 9K | – |
| MASIMO CORP | COM | 304K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 2M | 4K | – |
| MCCORMICK & CO INC | COM NON VTG | 3M | 35K | – |
| MCDONALDS CORP | COM | 20M | 79K | – |
| MCKESSON CORP | COM | 827K | 1K | – |
| MEDTRONIC PLC | SHS | 2M | 23K | – |
| MERCK & CO INC | COM | 9M | 76K | – |
| META PLATFORMS INC | CL A | 3M | 7K | – |
| MICRON TECHNOLOGY INC | COM | 271K | 2K | – |
| MICROSOFT CORP | COM | 142M | 317K | – |
| MONDAY COM LTD | SHS | 339K | 1K | – |
| MONDELEZ INTL INC | CL A | 758K | 12K | – |
| MONOLITHIC PWR SYS INC | COM | 376K | 457 | – |
| MORGAN STANLEY | COM NEW | 3M | 26K | – |
| NVIDIA CORPORATION | COM | 48M | 391K | – |
| NXP SEMICONDUCTORS N V | COM | 412K | 2K | – |
| NETFLIX INC | COM | 449K | 665 | – |
| NEWMONT CORP | COM | 453K | 11K | – |
| NEXTERA ENERGY INC | COM | 26M | 368K | – |
| NIKE INC | CL B | 11M | 141K | – |
| NORDSTROM INC | COM | 475K | 22K | – |
| NORFOLK SOUTHN CORP | COM | 315K | 1K | – |
| NOVARTIS AG | SPONSORED ADR | 1M | 10K | – |
| NOVO-NORDISK A S | ADR | 259K | 2K | – |
| NUCOR CORP | COM | 4M | 25K | – |
| OREILLY AUTOMOTIVE INC | COM | 2M | 2K | – |
| ONEOK INC NEW | COM | 203K | 2K | – |
| OCCIDENTAL PETE CORP | COM | 442K | 7K | – |
| OMNICOM GROUP INC | COM | 2M | 21K | – |
| ORACLE CORP | COM | 3M | 20K | – |
| OTIS WORLDWIDE CORP | COM | 288K | 3K | – |
| PNC FINL SVCS GROUP INC | COM | 274K | 2K | – |
| PPG INDS INC | COM | 269K | 2K | – |
| PPL CORP | COM | 2M | 88K | – |
| PALO ALTO NETWORKS INC | COM | 200K | 590 | – |
| PARKER-HANNIFIN CORP | COM | 1M | 2K | – |
| PAYCHEX INC | COM | 356K | 3K | – |
| PEPSICO INC | COM | 7M | 45K | – |
| PFIZER INC | COM | 4M | 136K | – |
| PHILIP MORRIS INTL INC | COM | 452K | 4K | – |
| PHILLIPS 66 | COM | 667K | 5K | – |
| PROLOGIS INC. | COM | 3M | 24K | – |
| PROCTER AND GAMBLE CO | COM | 36M | 221K | – |
| PROGRESSIVE CORP | COM | 340K | 2K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 5M | 67K | – |
| PUBLIC STORAGE | COM | 1M | 5K | – |
| QUALCOMM INC | COM | 8M | 42K | – |
| RTX CORPORATION | COM | 2M | 15K | – |
| REALTY INCOME CORP | COM | 11M | 216K | – |
| ROPER TECHNOLOGIES INC | COM | 2M | 4K | – |
| ROSS STORES INC | COM | 5M | 33K | – |
| S&P GLOBAL INC | COM | 6M | 13K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 55M | 642K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 42M | 231K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 32M | 420K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 2M | 5K | – |
| SELECT SECTOR SPDR TR | ENERGY | 32M | 356K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 36M | 872K | – |
| SPDR GOLD TR | GOLD SHS | 508K | 2K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 46M | 315K | – |
| SELECT SECTOR SPDR TR | INDL | 31M | 256K | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 9M | 100K | – |
| SPDR SER TR | NYSE TECH ETF | 972K | 5K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 3M | 89K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 26M | 48K | – |
| SPDR SER TR | AEROSPACE DEF | 346K | 2K | – |
| SPDR SER TR | S&P DIVID ETF | 12M | 95K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 8M | 16K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 159M | 701K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 7M | 107K | – |
| SALESFORCE INC | COM | 4M | 14K | – |
| SCHWAB CHARLES CORP | COM | 7M | 98K | – |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 254K | 5K | – |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 1M | 17K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 5M | 78K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5M | 69K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 962K | 15K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 802K | 8K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 2M | 22K | – |
| SEMPRA | COM | 2M | 31K | – |
| SERVICENOW INC | COM | 706K | 898 | – |
| SHELL PLC | SPON ADS | 417K | 6K | – |
| SHERWIN WILLIAMS CO | COM | 2M | 6K | – |
| SOUTHERN CO | COM | 3M | 34K | – |
| SOUTHERN COPPER CORP | COM | 6M | 54K | – |
| STANLEY BLACK & DECKER INC | COM | 1M | 15K | – |
| STARBUCKS CORP | COM | 11M | 137K | – |
| STATE STR CORP | COM | 206K | 3K | – |
| STRYKER CORPORATION | COM | 649K | 2K | – |
| SYNOPSYS INC | COM | 418K | 703 | – |
| SYSCO CORP | COM | 779K | 11K | – |
| PRICE T ROWE GROUP INC | COM | 1M | 9K | – |
| T-MOBILE US INC | COM | 3M | 15K | – |
| TE CONNECTIVITY LTD | SHS | 2M | 13K | – |
| TJX COS INC NEW | COM | 500K | 5K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1M | 8K | – |
| TARGET CORP | COM | 3M | 20K | – |
| TESLA INC | COM | 4M | 19K | – |
| TEXAS INSTRS INC | COM | 686K | 4K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 5M | 10K | – |
| TORONTO DOMINION BK ONT | COM NEW | 346K | 6K | – |
| TOTALENERGIES SE | SPONSORED ADS | 237K | 4K | – |
| TOYOTA MOTOR CORP | ADS | 270K | 1K | – |
| THE TRADE DESK INC | COM CL A | 216K | 2K | – |
| TRANE TECHNOLOGIES PLC | SHS | 34M | 103K | – |
| TRAVELERS COMPANIES INC | COM | 3M | 15K | – |
| US BANCORP DEL | COM NEW | 4M | 107K | – |
| UNILEVER PLC | SPON ADR NEW | 2M | 31K | – |
| UNION PAC CORP | COM | 7M | 31K | – |
| UNITED PARCEL SERVICE INC | CL B | 20M | 145K | – |
| UNITEDHEALTH GROUP INC | COM | 10M | 20K | – |
| VALERO ENERGY CORP | COM | 830K | 5K | – |
| VANECK ETF TRUST | PHARMACEUTCL ETF | 267K | 3K | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 971K | 4K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 36M | 259K | – |
| VANGUARD WORLD FD | CONSUM DIS ETF | 25M | 81K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 12M | 57K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 1M | 23K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 4M | 20K | – |
| VANGUARD WORLD FD | ENERGY ETF | 9M | 67K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 394K | 6K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 36M | 357K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 4M | 11K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 28M | 105K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 2M | 14K | – |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 19M | 82K | – |
| VANGUARD WORLD FD | INF TECH ETF | 47M | 81K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 504K | 2K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 8M | 41K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 3M | 14K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 9M | 113K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 282K | 3K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 911K | 2K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 1M | 5K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 59M | 222K | – |
| VANGUARD WORLD FD | UTILITIES ETF | 5M | 34K | – |
| VEEVA SYS INC | CL A COM | 534K | 3K | – |
| VERISK ANALYTICS INC | COM | 1M | 4K | – |
| VERIZON COMMUNICATIONS INC | COM | 13M | 311K | – |
| VERTIV HOLDINGS CO | COM CL A | 2M | 24K | – |
| VISA INC | COM CL A | 42M | 162K | – |
| WEC ENERGY GROUP INC | COM | 2M | 20K | – |
| WALMART INC | COM | 40M | 594K | – |
| WASTE MGMT INC DEL | COM | 42M | 198K | – |
| WELLS FARGO CO NEW | COM | 2M | 41K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 283K | 10K | – |
| WHEATON PRECIOUS METALS CORP | COM | 266K | 5K | – |
| WILLIAMS COS INC | COM | 1M | 29K | – |
| WISDOMTREE TR | US LARGECAP DIVD | 1M | 19K | – |
| WORKDAY INC | CL A | 475K | 2K | – |
| XCEL ENERGY INC | COM | 444K | 8K | – |
| XYLEM INC | COM | 1M | 8K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 4M | 39K | – |
| ZOOMINFO TECHNOLOGIES INC | COMMON STOCK | 143K | 11K | – |
| ZYNEX INC | COM | 161K | 17K | – |
| ISHARES TR | ISHARES BIOTECH | 3M | 21K | – |
| ISHARES TR | CORE DIV GRWTH | 2M | 43K | – |
| ISHARES TR | CORE S&P MCP ETF | 2M | 40K | – |
| ISHARES TR | CORE S&P SCP ETF | 431K | 4K | – |
| ISHARES TR | SELECT DIVID ETF | 6M | 52K | – |
| ISHARES TR | U.S. FINLS ETF | 1M | 12K | – |
| ISHARES TR | US HLTHCARE ETF | 235K | 4K | – |
| ISHARES TR | US INDUSTRIALS | 255K | 2K | – |
| ISHARES TR | US REGNL BKS ETF | 2M | 50K | – |
| ISHARES TR | US TRSPRTION | 232K | 4K | – |
| ISHARES TR | EUROPE ETF | 224K | 4K | – |
| ISHARES U S ETF TR | U.S. TECH INDEPD | 724K | 10K | – |
| ISHARES TR | EXPANDED TECH | 911K | 10K | – |
| ISHARES GOLD TR | ISHARES NEW | 604K | 14K | – |
| ISHARES TR | MSCI ACWI ETF | 1M | 11K | – |
| ISHARES TR | MSCI EAFE ETF | 311K | 4K | – |
| ISHARES TR | MSCI USA MIN VOL | 260K | 3K | – |
| ISHARES TR | MSCI USA QLT FCT | 2M | 9K | – |
| ISHARES TR | RUS 1000 GRW ETF | 2M | 5K | – |
| ISHARES TR | RUS 1000 ETF | 290K | 975 | – |
| ISHARES TR | RUS 1000 VAL ETF | 418K | 2K | – |
| ISHARES TR | RUSSELL 2000 ETF | 794K | 4K | – |
| ISHARES TR | S&P 100 ETF | 2M | 7K | – |
| ISHARES TR | CORE S&P500 ETF | 6M | 12K | – |
| ISHARES TR | S&P 500 VAL ETF | 364K | 2K | – |
| ISHARES TR | GLOBAL 100 ETF | 1M | 11K | – |
| ISHARES TR | GLOBAL TECH ETF | 231K | 3K | – |
| ISHARES TR | S&P MC 400GR ETF | 248K | 3K | – |
| ISHARES TR | S&P MC 400VL ETF | 271K | 2K | – |
| ISHARES TR | PFD AND INCM SEC | 1M | 34K | – |
| ISHARES TR | ISHARES SEMICDTR | 415K | 2K | – |
| ISHARES TR | US HLTHCR PR ETF | 390K | 7K | – |
| ISHARES TR | U.S. MED DVC ETF | 424K | 8K | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 3M | 2K | – |
| NEXTERA ENERGY INC | UNIT 09/01/2025 | 2M | 39K | – |
| WELLS FARGO CO NEW | PERP PFD CNV A | 14M | 12K | – |