HALBERT WEALTH MANAGEMENT, INC
HALBERT WEALTH MANAGEMENT, INC. Legal Name
Adviser information for HALBERT WEALTH MANAGEMENT, INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 258 | $69.1M |
| Total | 258 | $69.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $69.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-55411 |
|---|---|
| SEC ERA File Number | 801-55411 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108294 |
| Legal Entity Identifier | None |
Principal Office
9433 BEE CAVE RDSUITE 3-201
AUSTIN
TX
United States
Monday - Friday, 8:30AM-4:30PM
Tel: 512-263-3800, Fax: 512-263-3459
Websites
Chief Compliance Officer
DEBI HALBERT
COMPLIANCE OFFICER
9433 BEE CAVE RD
SUITE 3-201
AUSTIN
TX
United States
Tel:
512-263-3800
Fax:
512-263-3459
D***@*************M
(Full email address available in API data)
Regulatory Contact
HENRY ROHLFS
VICE PRESIDENT
9433 BEE CAVE RD
SUITE 3-201
AUSTIN
TX
United States
Tel:
5122633800
H****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HALBERT, DEBI, BENSON | Individual | – | CHIEF COMPLIANCE OFFICER | 08/1995 | > 75% |
| DENNEY, PHILLIP, RAY | Individual | – | VICE PRESIDENT | 05/2011 | < 5% |
| ROHLFS, HENRY, JAMES | Individual | – | VICE PRESIDENT | 04/2014 | < 5% |