HANSON & DOREMUS INVESTMENT MANAGEMENT
Adviser information for HANSON & DOREMUS INVESTMENT MANAGEMENT last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Vermont, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,371 | $704.0M |
| Non-Discretionary | 19 | $32.6M |
| Total | 1,390 | $736.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 329 | $123.7M |
| HNW Individuals | 187 | $570.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $354,285 |
| Charitable organizations | 30 | $37.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersROBOADVISORY SERVICE, AND ALSO PROVIDE SUBADVISORY SERVICES TO ANOTHER INVESTMENT ADVISER |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
431 PINE STREETSUITE 302
BURLINGTON
VT
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 802-658-2668, Fax: 802-658-1027
Chief Compliance Officer
ERIC SVEN EKLOF JR.
PARTNER
P.O. BOX 819
431 PINE STREET
BURLINGTON
VT
United States
Tel:
802-658-2668
Fax:
802-658-1027
S***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WRIGHT, ARTHUR, PIPIT | Individual | – | PARTNER, TREASURER | 01/2021 | 25-50% |
| WON, JULIE, ANNE | Individual | – | MANAGING PARTNER/PRESIDENT | 01/2021 | 25-50% |
| EKLOF, ERIC, SVEN | Individual | – | PARTNER, CHIEF COMPLIANCE OFFICER, & VICE PRESIDENT | 01/2021 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Sanofi Aventis ADR | ADR | 6 | 125 | – |
| 3M Company | COMMON | 131 | 1K | – |
| A F L A C Inc. | COMMON | 96 | 1K | – |
| Abbott Laboratories | COMMON | 1K | 11K | – |
| AbbVie Inc. | COMMON | 1K | 7K | – |
| Aberdeen Asia Pac Income Fd | COMMON | 21 | 8K | – |
| Aberdeen Physical Swiss Gold ETF | ETF | 9 | 400 | – |
| Accenture Ltd Cl A | COMMON | 119 | 392 | – |
| Adobe Systems Inc. | COMMON | 93 | 167 | – |
| Advanced Micro Devices | COMMON | 114 | 702 | – |
| Aecom | COMMON | 13 | 149 | – |
| Air Products & Chemicals Inc. | COMMON | 968 | 4K | – |
| Alerus Finl Corp | COMMON | 39 | 2K | – |
| Allegion Public Ltd Co | COMMON | 24 | 200 | – |
| Alliant Energy Corp | COMMON | 528 | 10K | – |
| Allstate | COMMON | 329 | 2K | – |
| Alphabet, Inc Cl C | COMMON | 5K | 29K | – |
| Alphabet, Inc. Cl A | COMMON | 7K | 37K | – |
| Altria Group Inc. | COMMON | 7 | 150 | – |
| Amazon.Com | COMMON | 6K | 30K | – |
| America Movil L ADR | ADR | 61 | 4K | – |
| American Express Company | COMMON | 628 | 3K | – |
| American Water Works Co | COMMON | 26 | 200 | – |
| Ameriprise Financial Inc. | COMMON | 185 | 433 | – |
| Amgen Incorporated | COMMON | 497 | 2K | – |
| Amkor Technology Inc | COMMON | 1K | 35K | – |
| Anthem Inc | COMMON | 95 | 176 | – |
| Apple Inc. | COMMON | 6K | 30K | – |
| Applied Materials | COMMON | 201 | 850 | – |
| AptarGroup, Inc | COMMON | 2K | 15K | – |
| Archer-Daniels-Midland Inc. | COMMON | 148 | 2K | – |
| ARK Next Generation Internet ETF | ETF | 8 | 98 | – |
| Arrowhead Pharma Inc | COMMON | 5 | 200 | – |
| Astec Industries | COMMON | 79 | 3K | – |
| AstraZeneca plc ADR | ADR | 1K | 15K | – |
| AT&T Inc. | COMMON | 282 | 15K | – |
| Atmos Energy Corp | COMMON | 17 | 150 | – |
| Auto Data Processing | COMMON | 397 | 2K | – |
| AutoZone, Inc. | COMMON | 18 | 6 | – |
| Avery Dennison | COMMON | 59 | 268 | – |
| Bank of America Corp | COMMON | 95 | 2K | – |
| Bank of New York Mellon | COMMON | 96 | 2K | – |
| Baxter International | COMMON | 131 | 4K | – |
| Becton Dickinson & Co | COMMON | 680 | 3K | – |
| Biogen Idec Inc | COMMON | 122 | 525 | – |
| Blackrock Inc | COMMON | 135 | 171 | – |
| Blkrck Muniyield Qlty Fd | COMMON | 16 | 1K | – |
| Boeing Co. | COMMON | 3K | 18K | – |
| Booking Holdings Inc | COMMON | 20 | 5 | – |
| Borg Warner Inc | COMMON | 254 | 8K | – |
| BP plc ADR | ADR | 19 | 528 | – |
| Bristol Myers | COMMON | 969 | 23K | – |
| Broadcom Ltd | COMMON | 104 | 65 | – |
| Broadridge Finl Solution | COMMON | 138 | 700 | – |
| Brookfield Asset Management | COMMON | 49 | 1K | – |
| Brookfield Corp | COMMON | 289 | 7K | – |
| Brookfield Renewable Corp Ordinary Shares - Class | COMMON | 470 | 17K | – |
| Canadian Imperial Bk Comm F | COMMON | 16 | 333 | – |
| Canadian Natl Ry Co | COMMON | 18 | 150 | – |
| Canadian Pacific | COMMON | 39 | 498 | – |
| Canon Inc. | COMMON | 10 | 356 | – |
| Capital One Financial | COMMON | 118 | 850 | – |
| Carrier Global Corp-Wi | COMMON | 153 | 2K | – |
| Caterpillar | COMMON | 3K | 9K | – |
| CBRE Group Inc | COMMON | 330 | 4K | – |
| Cencora, Inc | COMMON | 29 | 129 | – |
| Charter Communications Inc | COMMON | 55 | 184 | – |
| Chemed Corp. | COMMON | 2K | 3K | – |
| Chemours Co LLC | COMMON | 5 | 229 | – |
| Cheniere Energy Inc New | COMMON | 21 | 120 | – |
| Chevron Corp. | COMMON | 693 | 4K | – |
| China Automotive Systems Inc | COMMON | 59 | 17K | – |
| Chubb Limited | COMMON | 3K | 12K | – |
| Cigna Corp | COMMON | 287 | 867 | – |
| Cincinnati Financial Corp | COMMON | 46 | 390 | – |
| Cintas Corp. | COMMON | 16 | 23 | – |
| Cisco Systems, Inc. | COMMON | 3K | 58K | – |
| Citigroup | COMMON | 163 | 3K | – |
| Clorox Company | COMMON | 14 | 100 | – |
| CME Group Inc. | COMMON | 390 | 2K | – |
| Coca-Cola Co | COMMON | 3K | 49K | – |
| Colgate-Palmolive | COMMON | 642 | 7K | – |
| Comcast Corp. | COMMON | 227 | 6K | – |
| Comerica Incorporated | COMMON | 102 | 2K | – |
| Community Bank System | COMMON | 263 | 6K | – |
| Conoco Phillips | COMMON | 813 | 7K | – |
| Consolidated Edison Inc. | COMMON | 88 | 985 | – |
| Constellation Brand Cl Aclass A | COMMON | 31 | 119 | – |
| Constellation Energy Co. | COMMON | 33 | 163 | – |
| Corning | COMMON | 6K | 143K | – |
| Corteva Inc com | COMMON | 51 | 938 | – |
| Costco | COMMON | 9K | 11K | – |
| CSX Corp | COMMON | 309 | 9K | – |
| CVS Corp | COMMON | 20 | 340 | – |
| D R Horton Co. | COMMON | 6 | 42 | – |
| Danaher Corp | COMMON | 65 | 260 | – |
| Deere & Company | COMMON | 917 | 2K | – |
| Dell Inc. | COMMON | 7 | 52 | – |
| Devon Energy Corp | COMMON | 50 | 1K | – |
| Digital Realty Trust REIT | REIT | 205 | 1K | – |
| Dominion Energy | COMMON | 37 | 752 | – |
| Dover Corporation | COMMON | 75 | 417 | – |
| Dow In | COMMON | 126 | 2K | – |
| Dr Reddys Labs ADR | ADR | 353 | 5K | – |
| Duke Energy Corporation | COMMON | 2K | 17K | – |
| E Bay Inc. | COMMON | 26 | 475 | – |
| E I DuPont | COMMON | 870 | 11K | – |
| East West Bancorp | COMMON | 536 | 7K | – |
| Eastman Chemical Co. | COMMON | 20 | 200 | – |
| Eaton Corp. | COMMON | 670 | 2K | – |
| Ecofin Global Water ESG | COMMON | 0 | 9 | – |
| Ecolab Inc. | COMMON | 62 | 262 | – |
| Edison International | COMMON | 62 | 865 | – |
| Element Fleet Management Corp | COMMON | 69 | 4K | – |
| Eli Lilly & Co. | COMMON | 3K | 3K | – |
| Emerson Electric Co. | COMMON | 2K | 17K | – |
| EMQQ Emerging Markets Intrnt & Ecmrc ETF | ETF | 68 | 2K | – |
| Energy Transfer Equity LP | COMMON | 32 | 2K | – |
| Enterprise Products Prtn LP | COMMON | 154 | 5K | – |
| Equifax Inc | COMMON | 96 | 397 | – |
| Equity Residential Prop. REIT | REIT | 217 | 3K | – |
| Essential utilities ord | COMMON | 117 | 3K | – |
| Etho Climate Leader US ETF | ETF | 7 | 130 | – |
| Eversource Energy | COMMON | 19 | 328 | – |
| Expeditors Int'l of Washington | COMMON | 30 | 242 | – |
| Exxon Mobil Corporation | COMMON | 3K | 22K | – |
| Facebook Inc Class A | COMMON | 195 | 386 | – |
| Fedex Corporation | COMMON | 1K | 5K | – |
| Fidelity MSCI Health Care Index ETF | ETF | 49 | 711 | – |
| Fidelity MSCI Utilities Index ETF | ETF | 27 | 613 | – |
| First Solar Inc | COMMON | 3K | 11K | – |
| First Trust Cloud Computing ETF | ETF | 101 | 1K | – |
| First Trust India NIFTY ETF | ETF | 19 | 318 | – |
| First Trust NASDAQ Cybersecurity ETF | ETF | 96 | 2K | – |
| Fiserv, Inc. | COMMON | 21 | 140 | – |
| Fortinet Inc | COMMON | 170 | 3K | – |
| GE Healthcare | COMMON | 65 | 837 | – |
| GE Vernova Inc. | COMMON | 132 | 772 | – |
| Generac Holdings Inc | COMMON | 355 | 3K | – |
| General Electric Co. | COMMON | 643 | 4K | – |
| General Mills, Inc. | COMMON | 117 | 2K | – |
| Genuine Parts Co | COMMON | 45 | 325 | – |
| Gilat Satellite Networks Ltd | COMMON | 19 | 4K | – |
| Gilead Sciences Inc | COMMON | 25 | 369 | – |
| Glaxo Smithkline ADR | ADR | 22 | 576 | – |
| Global X S&P 500 Catholic Values ETF | ETF | 285 | 4K | – |
| Goldman Sachs Group Inc | COMMON | 268 | 592 | – |
| Guggenheim S&P Global Water Index | ETF | 30 | 534 | – |
| Halliburton Company | COMMON | 46 | 1K | – |
| Hannon Armstrong Sus REIT | REIT | 7 | 220 | – |
| Healthpeak Properties Inc | COMMON | 37 | 2K | – |
| Hershey Foods Corp | COMMON | 168 | 917 | – |
| Hess Corporation | COMMON | 58 | 390 | – |
| Hitachi Ltd | COMMON | 14 | 62 | – |
| Home Depot | COMMON | 737 | 2K | – |
| Honeywell International | COMMON | 3K | 16K | – |
| Hormel Foods Corp | COMMON | 20 | 640 | – |
| HSBC Holdings PLC ADR | ADR | 35 | 809 | – |
| Humana | COMMON | 415 | 1K | – |
| Huntington Bancshares Inc | COMMON | 32 | 2K | – |
| IBM Corp. | COMMON | 4K | 25K | – |
| Illinois Tool Works | COMMON | 227 | 958 | – |
| Imperial Oil Ltd | COMMON | 222 | 3K | – |
| Ingersoll Rand Inc | COMMON | 41 | 454 | – |
| Ingredion Incorporated | COMMON | 2K | 15K | – |
| Integer Holdings Corp | COMMON | 813 | 7K | – |
| Intel Corp. | COMMON | 422 | 14K | – |
| Intercontinental Exchange, Inc. | COMMON | 11 | 82 | – |
| InterContinental Hotels Group PLC | COMMON | 4 | 38 | – |
| International Flavors & Fragrances Inc | COMMON | 3K | 35K | – |
| Intuit | COMMON | 28 | 43 | – |
| Intuitive Surgical | COMMON | 22 | 50 | – |
| Invesco Cleantech ETF | ETF | 6 | 140 | – |
| Invesco Global Water ETF | ETF | 71 | 2K | – |
| Invesco Large Cap Growth ETF | COMMON | 15 | 158 | – |
| Invesco Large Cap Value ETF | COMMON | 18 | 326 | – |
| IQVIA Holdings Inc. | COMMON | 1K | 5K | – |
| Iron Mountain Inc REIT | REIT | 43 | 475 | – |
| Ishares 20 Yr Treas. Barclays ETF | ETF | 32 | 351 | – |
| iShares 5-10 Yr Corporate Bond ETF | ETF | 122 | 2K | – |
| iShares Core Dividend Growth ETF | ETF | 400 | 7K | – |
| iShares Core International Bond ETF | ETF | 77 | 2K | – |
| iShares Core MSCI EAFE ETF | ETF | 26 | 364 | – |
| iShares Core MSCI ETF | ETF | 389 | 7K | – |
| iShares DJ Home Construction ETF | ETF | 49 | 485 | – |
| iShares DJ US Financial ETF | ETF | 105 | 1K | – |
| iShares Dow J. Healthcare ETF | ETF | 145 | 2K | – |
| iShares ESG Advanced Bond Market ETF | ETF | 60 | 1K | – |
| iShares ESG Advanced MSCI EAFE Index ETF | ETF | 34 | 504 | – |
| iShares ESG Advanced MSCI USA ETF | ETF | 56 | 1K | – |
| iShares ESG Aware MSCI EAFE ETF | ETF | 315 | 4K | – |
| iShares ESG Screened S&P 500 ETF | ETF | 43 | 1K | – |
| iShares ESG Screened S&P Mid-Cap ETF | ETF | 42 | 1K | – |
| iShares ESG Screened S&P Small-Cap ETF | ETF | 18 | 471 | – |
| iShares Expanded Tech-Software Sect ETF | ETF | 221 | 3K | – |
| iShares Global Clean Energy | ETF | 53 | 4K | – |
| Ishares Gold ETF | ETF | 677 | 15K | – |
| iShares Lehman Agg Bond Fd ETF | ETF | 403 | 4K | – |
| iShares MSCI EAFE ETF | ETF | 263 | 3K | – |
| iShares MSCI EAFE Growth ETF | ETF | 110 | 1K | – |
| iShares MSCI Emerging Market ETF | ETF | 19 | 453 | – |
| iShares MSCI Global Gold Miners ETF | ETF | 58 | 2K | – |
| iShares MSCI KLD 400 Social ETF | ETF | 6 | 55 | – |
| iShares MSCI Taiwan Index ETF | ETF | 77 | 1K | – |
| iShares NASDAQ Biotech ETF | ETF | 517 | 4K | – |
| iShares Russell 1000 Growth ETF | ETF | 83 | 227 | – |
| iShares Russell 1000 Val ETF | ETF | 5K | 27K | – |
| iShares Russell 2000 Growth ETF | ETF | 14 | 54 | – |
| Ishares Russell 2000 Value ETF | ETF | 23 | 151 | – |
| iShares Russell Midcap Grth ETF | ETF | 69 | 628 | – |
| iShares S&P 500 Index ETF | ETF | 592 | 1K | – |
| iShares S&P Midcap 400 Index ETF | ETF | 256 | 4K | – |
| iShares S&P Mid-Cap Grow ETF | ETF | 35 | 396 | – |
| iShares S&P Sm Cap Idx 600 ETF | ETF | 340 | 3K | – |
| iShares Select Dividend Idx ETF | ETF | 113 | 932 | – |
| iShares TIPS Bond ETF | ETF | 345 | 3K | – |
| iShares Tr DJ U S Tech Sector ETF | ETF | 135 | 896 | – |
| iShares U.S. Healthcare Providers ETF | ETF | 3 | 65 | – |
| iShares U.S. Medical Devices ETF | ETF | 8 | 138 | – |
| Jacobs Engineering Group Inc | COMMON | 42 | 303 | – |
| Johnson & Johnson | COMMON | 2K | 13K | – |
| Johnson Controls Inc. | COMMON | 30 | 450 | – |
| JP Morgan Chase & Co | COMMON | 4K | 18K | – |
| JPMorgan Ultra-Short Income ETF | ETF | 44 | 881 | – |
| Kenvue Inc. | COMMON | 91 | 5K | – |
| Kilroy Realty Corp REIT | REIT | 3K | 85K | – |
| Kimberly-Clark Corp. | COMMON | 308 | 2K | – |
| KLA-Tencor Corporation | COMMON | 129 | 157 | – |
| Kon Philips Electric NV | COMMON | 59 | 2K | – |
| Kraft Heinz Company | COMMON | 306 | 9K | – |
| Laboratory Corp of America Hlds | COMMON | 136 | 670 | – |
| Linde plc | COMMON | 32 | 73 | – |
| Lockheed Martin | COMMON | 64 | 136 | – |
| Loews Corp | COMMON | 173 | 2K | – |
| Lowes Companies Inc. | COMMON | 261 | 1K | – |
| M K S Instruments Inc. | COMMON | 821 | 6K | – |
| M&T Bank Corp | COMMON | 793 | 5K | – |
| Marathon Petroleum Corp | COMMON | 444 | 3K | – |
| Marriott Int'l Inc. Cl A | COMMON | 7 | 31 | – |
| Marsh & McLennan Co's | COMMON | 68 | 324 | – |
| Mastercard Inc | COMMON | 250 | 567 | – |
| McDonald's Corp | COMMON | 757 | 3K | – |
| McKesson Corp. | COMMON | 2K | 4K | – |
| Medtronic Inc. | COMMON | 4K | 48K | – |
| Merck | COMMON | 7K | 54K | – |
| Metlife Inc. | COMMON | 9 | 129 | – |
| Microsoft | COMMON | 18K | 41K | – |
| Middlesex Water Co | COMMON | 16 | 300 | – |
| Mitsubishi UFJ Financial Group Inc. | COMMON | 10 | 924 | – |
| Mondelez Int'l Inc. | COMMON | 663 | 10K | – |
| Morgan Stanley Dean Witter | COMMON | 85 | 877 | – |
| Motorola Solutions Inc | COMMON | 206 | 533 | – |
| National Fuel Gas | COMMON | 5 | 100 | – |
| National Grid Plc ADR | ADR | 28 | 499 | – |
| NCR Atleos Corp | COMMON | 158 | 6K | – |
| NCR Voyix Corporation | COMMON | 75 | 6K | – |
| Netflix Inc. | COMMON | 125 | 185 | – |
| Nextera Energy | COMMON | 312 | 4K | – |
| Nike, Inc. | COMMON | 47 | 622 | – |
| Nisource Inc. | COMMON | 3K | 108K | – |
| Norfolk Southern | COMMON | 336 | 2K | – |
| Northrop Grumman Corp | COMMON | 47 | 107 | – |
| NortonLifeLock Inc | COMMON | 348 | 14K | – |
| Norwegian Cruise Line Holding Ltd | COMMON | 928 | 49K | – |
| Novartis Ag ADR | ADR | 79 | 740 | – |
| Novo-Nordisk ADR | ADR | 11 | 76 | – |
| Nucor Corp | COMMON | 12 | 76 | – |
| Nutrien Ltd | COMMON | 34 | 672 | – |
| Nuveen AMT-Free Municipal Income Fund | ETF | 6 | 500 | – |
| Nvidia Corp | COMMON | 859 | 7K | – |
| Occidental Petroleum Corp. | COMMON | 11 | 175 | – |
| Omnicom Group Inc | COMMON | 9 | 95 | – |
| Oneok Inc New | COMMON | 567 | 7K | – |
| Oracle | COMMON | 307 | 2K | – |
| Organon & Co | COMMON | 3 | 124 | – |
| OTIS Worldwide Corp-Wi | COMMON | 91 | 947 | – |
| Otter Tail Corporation | COMMON | 37 | 425 | – |
| P P G Industries Inc. | COMMON | 199 | 2K | – |
| Palo Alto Networks | COMMON | 172 | 508 | – |
| Parker Hannifin Corp | COMMON | 294 | 581 | – |
| Paychex Inc. | COMMON | 37 | 313 | – |
| Paypal Holdings | COMMON | 39 | 680 | – |
| Pepsico, Inc. | COMMON | 758 | 5K | – |
| Pfizer Inc. | COMMON | 4K | 138K | – |
| Philip Morris Intl Inc | COMMON | 15 | 150 | – |
| Phillips 66 SHS | COMMON | 524 | 4K | – |
| PIMCO Intermediate Muni Bond ETF | ETF | 2K | 45K | – |
| PNC Financial Services Group Inc. | COMMON | 215 | 1K | – |
| Powershares FTSE RAFI ETF | ETF | 128 | 3K | – |
| Powershares Global Water Fund ETF | ETF | 8 | 120 | – |
| PowerShares QQQ Trust Sr 1 ETF | ETF | 9 | 18 | – |
| Procore Technologies, Inc. | COMMON | 1K | 21K | – |
| Procter & Gamble | COMMON | 2K | 14K | – |
| Progressive Corp | COMMON | 171 | 822 | – |
| Prologis Reit | REIT | 49 | 438 | – |
| Prudential Financial Inc. | COMMON | 11 | 90 | – |
| Public Storage, Inc. | COMMON | 98 | 339 | – |
| Public Sv Enterprise | COMMON | 186 | 3K | – |
| Qorvo Inc | COMMON | 994 | 9K | – |
| Quanta Services Inc | COMMON | 126 | 496 | – |
| Quest Diagnostic Inc | COMMON | 14 | 100 | – |
| Ranpack Holdings | COMMON | 26 | 4K | – |
| Regeneron Pharmaceuticals Inc | COMMON | 32 | 30 | – |
| Relx Plc American Depositary Shares | COMMON | 14 | 316 | – |
| Republic Services Inc | COMMON | 122 | 626 | – |
| Rockwell Automation | COMMON | 187 | 681 | – |
| Roper Industries Inc | COMMON | 4K | 6K | – |
| RTX Corporation | COMMON | 350 | 3K | – |
| Ryanair Hldgs Plc | COMMON | 3 | 23 | – |
| Rydex S&P 500 Eq Wgt ETF | ETF | 24 | 145 | – |
| S & P Global Inc | COMMON | 11 | 25 | – |
| Salesforce Com | COMMON | 156 | 606 | – |
| Samsara Inc. | COMMON | 2K | 63K | – |
| SAP SE ADR | ADR | 3 | 14 | – |
| Schlumberger Limited | COMMON | 3K | 58K | – |
| Schwab Emerging Mkt ETF | ETF | 0 | 1 | – |
| Schwab Intermediate US Treasury ETF | ETF | 82 | 2K | – |
| Schwab Int'l Equity ETF | ETF | 13K | 331K | – |
| Schwab Large Cap Value Indx ETF | ETF | 93 | 1K | – |
| Schwab U.S. Broad Market ETF | ETF | 122K | 2M | – |
| Schwab U.S. Tips ETF | ETF | 71 | 1K | – |
| Schwab US Div Equity ETF | ETF | 94 | 1K | – |
| Schwab US Large-Cap ETF | ETF | 5 | 80 | – |
| Schwab US Mid-Cap ETF | ETF | 1 | 18 | – |
| Schwab US Small-Cap ETF | ETF | 6 | 119 | – |
| Seagate Technology PLC | COMMON | 5K | 47K | – |
| Sector Spdr Fincl Select | COMMON | 86 | 2K | – |
| Sector SPDR Tech Select Shares | COMMON | 483 | 2K | – |
| Sempra Energy | COMMON | 15 | 202 | – |
| Sensata Technologies Holding PLC | COMMON | 555 | 15K | – |
| ServiceNow Inc | COMMON | 374 | 475 | – |
| Shell plc | COMMON | 434 | 6K | – |
| Sherwin Williams | COMMON | 8 | 27 | – |
| Sila Realty Trust, Inc. | COMMON | 22 | 1K | – |
| Skyworks Solutions Inc. | COMMON | 42 | 397 | – |
| Snap Inc | COMMON | 3 | 200 | – |
| Solventum Corporation | COMMON | 1 | 17 | – |
| Sonoco Products | COMMON | 153 | 3K | – |
| Sony Group Corp | COMMON | 1K | 15K | – |
| Southern Company | COMMON | 346 | 4K | – |
| SPDR Consumer Disc Select ETF | ETF | 55 | 302 | – |
| SPDR Gold Trust ETF | ETF | 2K | 10K | – |
| SPDR Materials Select Sec. ETF | ETF | 28 | 312 | – |
| SPDR MSCI EAFE Fsl Fuel Fr ETF | ETF | 25 | 617 | – |
| SPDR MSCI Emerg Fsl Fl Free ETF | ETF | 8 | 240 | – |
| SPDR Nuveen Barclays Muni Bd ETF | ETF | 249 | 5K | – |
| SPDR Portfolio Developed Wld ex-US ETF | ETF | 18 | 510 | – |
| SPDR Portfolio S&P 500 Growth ETF | ETF | 19 | 234 | – |
| SPDR Portfolio S&P 500 Value ETF | ETF | 17 | 353 | – |
| SPDR S&P 500 ETF | ETF | 2K | 3K | – |
| SPDR S&P 500 Fossil Fl Fr ETF | ETF | 1K | 30K | – |
| SPDR S&P 600 Small Cap ETF | ETF | 66 | 846 | – |
| SPDR S&P Biotech ETF | ETF | 723 | 8K | – |
| SPDR S&P Dividend ETF | ETF | 163 | 1K | – |
| SPDR S&P Mid Cap 400 ETF | ETF | 254 | 475 | – |
| SPDR Utility Select Sec ETF | ETF | 10 | 150 | – |
| Standex Int'l Corp. | COMMON | 69 | 426 | – |
| Starbucks | COMMON | 485 | 6K | – |
| State Street Corp. | COMMON | 8 | 110 | – |
| Steris Corp. | COMMON | 254 | 1K | – |
| Stryker Corp. | COMMON | 128 | 375 | – |
| Suncor Energy Inc. | COMMON | 12 | 324 | – |
| Symbotic Inc. | COMMON | 20 | 576 | – |
| Synchrony Financial | COMMON | 163 | 3K | – |
| Sysco Corp. | COMMON | 118 | 2K | – |
| Taiwan Semiconductor ADR | ADR | 16K | 90K | – |
| Target Corp. | COMMON | 61 | 410 | – |
| Tesla Motors | COMMON | 2 | 12 | – |
| Texas Instruments Inc. | COMMON | 383 | 2K | – |
| The Charles Schwab Corp. | COMMON | 9K | 127K | – |
| The Travelers Companies Inc. | COMMON | 897 | 4K | – |
| Thermo Fisher Scientific | COMMON | 573 | 1K | – |
| Thomson Reuters Corp | COMMON | 208 | 1K | – |
| Thor Industries Inc | COMMON | 276 | 3K | – |
| TJX Companies Inc | COMMON | 69 | 625 | – |
| Toronto-Dominion Bank | COMMON | 395 | 7K | – |
| TPI Composites Inc | COMMON | 1 | 268 | – |
| Trane Technologies PLC | COMMON | 535 | 2K | – |
| Transalta Corporation 1St Pfd Ser G | COMMON | 3 | 112 | – |
| Trustmark Corp. | COMMON | 4K | 140K | – |
| U.S. Bancorp | COMMON | 42 | 1K | – |
| UBS Group AG | COMMON | 13 | 432 | – |
| UDR Inc | COMMON | 38 | 918 | – |
| Unilever PLC ADR | ADR | 1K | 18K | – |
| Union Pacific | COMMON | 277 | 1K | – |
| United Continental Holdings Inc | COMMON | 9 | 183 | – |
| United Parcel Service | COMMON | 15 | 111 | – |
| Unitedhealth Group Inc. | COMMON | 234 | 459 | – |
| Unum Provident Corp. | COMMON | 182 | 4K | – |
| V F Corp. | COMMON | 28 | 2K | – |
| Valero Energy | COMMON | 3K | 16K | – |
| Vaneck Vectors Gold Miners ETF | ETF | 1K | 44K | – |
| Vangard Russell 2000 ETF | ETF | 32 | 386 | – |
| Vanguard 500 ETF | ETF | 2K | 3K | – |
| Vanguard Developed Market ETF | ETF | 36K | 730K | – |
| Vanguard Div Appreciation ETF | ETF | 560 | 3K | – |
| Vanguard Emerging Market ETF | ETF | 20K | 466K | – |
| Vanguard ESG International Stock ETF | ETF | 14K | 236K | – |
| Vanguard ESG US Corporate Bond ETF | ETF | 8K | 127K | – |
| Vanguard ESG US Stock ETF | ETF | 20K | 207K | – |
| Vanguard Financials ETF | ETF | 53 | 526 | – |
| Vanguard FTSE All World ex US ETF | ETF | 11 | 190 | – |
| Vanguard Growth ETF | ETF | 2K | 5K | – |
| Vanguard Health Care ETF | ETF | 299 | 1K | – |
| Vanguard High Dividend Yd ETF | ETF | 178 | 2K | – |
| Vanguard Info Technology ETF | ETF | 112 | 194 | – |
| Vanguard Interm. Bond Idx ETF | ETF | 9 | 119 | – |
| Vanguard Intermediate Corporate ETF | ETF | 32K | 398K | – |
| Vanguard Intermediate Treasury ETF | ETF | 42K | 718K | – |
| Vanguard Large-Cap ETF | ETF | 11 | 43 | – |
| Vanguard Mid Cap ETF | ETF | 46 | 188 | – |
| Vanguard Mid Cap Value ETF | ETF | 62 | 413 | – |
| Vanguard Muni Bond ETF | ETF | 5K | 95K | – |
| Vanguard REIT ETF | ETF | 115 | 1K | – |
| Vanguard S&P Mid-Cap 400 | ETF | 132 | 2K | – |
| Vanguard S&P Mid-Cap 400 Growth ETF | ETF | 99 | 902 | – |
| Vanguard Short-Term Bond ETF | ETF | 449 | 6K | – |
| Vanguard Short-Term Treasury ETF | ETF | 370 | 6K | – |
| Vanguard Sh-Tm Inflat- Prot ETF | ETF | 302 | 6K | – |
| Vanguard Small Cap ETF | ETF | 32 | 145 | – |
| Vanguard Small Cap Growth ETF | ETF | 65 | 261 | – |
| Vanguard Total Int'l Bond Market ETF | ETF | 302 | 6K | – |
| Vanguard Total Stk Mkt ETF | ETF | 4K | 14K | – |
| Vanguard Total U.S. Bond Market ETF | ETF | 511 | 7K | – |
| Vanguard Total World Stock ETF | ETF | 413 | 4K | – |
| Vanguard Utilities Index Fund | ETF | 16 | 108 | – |
| Vanguard Value Index ETF | ETF | 279 | 2K | – |
| Ventas REIT Inc | REIT | 119 | 2K | – |
| Verisk Analytics Inc Cla | COMMON | 7 | 26 | – |
| Verizon Communications Inc. | COMMON | 1K | 29K | – |
| Vertex Pharmaceuticals | COMMON | 33 | 70 | – |
| Viasat Inc | COMMON | 63 | 5K | – |
| Visa Inc | COMMON | 5K | 20K | – |
| Vistra Energy Corp | COMMON | 171 | 2K | – |
| WABTec | COMMON | 0 | 2 | – |
| Wal-Mart Stores | COMMON | 853 | 13K | – |
| Walt Disney Hldg | COMMON | 5K | 49K | – |
| Waste Management Inc | COMMON | 22 | 103 | – |
| Watts Water Technologies | COMMON | 105 | 573 | – |
| WEC Energy Group | COMMON | 291 | 4K | – |
| Wells Fargo & Co | COMMON | 27 | 460 | – |
| Welltower Inc REIT | COMMON | 156 | 2K | – |
| Weyerhaeuser Company | COMMON | 515 | 18K | – |
| Whirlpool | COMMON | 102 | 1K | – |
| WisdomTree Emerg Mk SmCap ETF | ETF | 107 | 2K | – |
| WisdomTree India Earnings ETF | ETF | 129 | 3K | – |
| Wisdomtree Japan SmCap Div ETF | ETF | 47 | 620 | – |
| WPP | COMMON | 139 | 3K | – |
| Wyndham Hotels & Resorts Inc | COMMON | 33 | 452 | – |
| Xcel Energy Inc. | COMMON | 78 | 1K | – |
| Xylem Inc | COMMON | 1K | 8K | – |
| Yum China Hldgs Inc Com | COMMON | 2K | 54K | – |
| Yum! Brands, Inc. | COMMON | 66 | 499 | – |
| Zoetis Inc | COMMON | 31 | 179 | – |