TRINITY WEALTH ADVISORS LLC
TRINITY WEALTH ADVISORS, L.L.C. Legal Name
Adviser information for TRINITY WEALTH ADVISORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 476 | $231.5M |
| Non-Discretionary | 48 | $25.0M |
| Total | 524 | $256.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 62 | $23.9M |
| HNW Individuals | 65 | $226.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.3M |
| Charitable organizations | <5 | $4.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-55428 |
|---|---|
| SEC ERA File Number | 801-55428 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109452 |
| Legal Entity Identifier | None |
Principal Office
132 W WASHINGTON AVE SUITE 200ST. LOUIS
MO
United States
Monday - Friday, 9:00 A.M. 5:00 P.M.
Tel: 314-966-0033, Fax: 314-966-4896
Chief Compliance Officer
ALAN SMITH
CHIEF COMPLIANCE OFFICER
132 W WASHINGTON AVE., SUITE 200
ST. LOUIS
MO
United States
Tel:
314-966-0033
Fax:
314-966-4896
A*****@****************M
(Full email address available in API data)
Regulatory Contact
MARK J. DONALDSON, CFA
COMPLIANCE CONSULTANT
PO BOX 7269
KANSAS CITY
MO
United States
Tel:
913-707-7366
M*********@**********************M
(Full email address available in API data)
Industry Affiliates
| ASA ADVISORS, INC. | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MATUSH, JAMES, EDWARD | Individual | – | CEO/COO/PARTNER | 07/2004 | 50-75% |
| EVENS, JAMES, BARRY | Individual | – | PARTNER | 07/2004 | 10-25% |
| SMITH, ALAN, MCMULLEN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2016 | < 5% |
| STEINER, ERIC, PAUL | Individual | – | MANAGING DIRECTOR | 12/2023 | < 5% |