BELL ASSET MANAGEMENT USA INC
Adviser information for BELL ASSET MANAGEMENT USA INC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $421.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $421.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $421.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-55446 |
|---|---|
| SEC ERA File Number | 801-55446 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108666 |
| Legal Entity Identifier | None |
Principal Office
11 BROADWAY SUITE 950NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 212 514 4984, Fax: 646 304 5899
Chief Compliance Officer
NICK FELS
PRESIDENT; CHIEF COMPLIANCE OFFICER
LEVEL 30 101 COLLINS STREET
MELBOURNE
Australia
Tel:
613 8637 6097
Fax:
613 8637 6099
N****@***************U
(Full email address available in API data)
Regulatory Contact
TIM KELLY
COMPLIANCE MANAGER
LEVEL 30, 101 COLLINS STREET
MELBOURNE
Australia
Tel:
613 8637 6025
Fax:
613 8637 6099
T*****@***************U
(Full email address available in API data)
Industry Affiliates
| BELL ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| BELL DIRECT | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BELL POTTER SECURITIES (US) LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BELL POTTER SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BELL AUSTRALIA TRUST | EQUITY FUND | $217.9M | $1.0M | 3 |
| BELL GLOBAL TRUST | EQUITY FUND | $165.4M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BELL, ESTATE OF COLIN, MORTON | Individual | BELL ASSET MANAGEMENT LIMITED | SHAREHOLDER | 03/1998 | 25-50% |
| PROVAN, DAVID, ALASTAIR | Individual | BELL GROUP HOLDINGS LIMITED | SHAREHOLDER | 03/1998 | 25-50% |
| BELL, LEWIS, MORTON | Individual | BELL GROUP HOLDINGS LIMITED | SHAREHOLDER | 03/1998 | 25-50% |
| BELL, ANDREW, GEORGE | Individual | BELL GROUP HOLDINGS LIMITED | SHAREHOLDER | 03/1998 | 25-50% |
| BELL GROUP HOLDINGS PTY LIMITED | Foreign Entity | BELL ASSET MANAGEMENT (HOLDINGS) PTY LIMITED | SHAREHOLDER | 03/1998 | 25-50% |
| BELL ASSET MANAGEMENT LIMITED | Foreign Entity | – | SHAREHOLDER | 04/2007 | > 75% |
| BLANCHFIELD, KEVIN, JOHN | Individual | – | DIRECTOR AND COMPANY SECRETARY | 06/2019 | < 5% |
| BELL ASSET MANAGEMENT (HOLDINGS) PTY LIMITED | Foreign Entity | BELL ASSET MANAGEMENT LIMITED | SHAREHOLDER | 03/1998 | 50-75% |
| FELS, NICHOLAS, JAMES | Individual | – | DIRECTOR/PRESIDENT/CHIEF COMPLIANCE OFFICER | 06/2019 | < 5% |
| THOMAS, ELEANOR, LANSING | Individual | – | DIRECTOR | 06/2019 | < 5% |