ASSET MANAGEMENT GROUP, INC.
Adviser information for ASSET MANAGEMENT GROUP, INC. last updated from Form ADV on February 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,453 | $695.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,453 | $695.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 153 | $49.7M |
| HNW Individuals | 105 | $621.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $3.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $20.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Principal Office
60 LONG RIDGE ROADSTAMFORD
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 203-964-8300, Fax: 203-487-7466
Chief Compliance Officer
LEGRAND S. REDFIELD, JR.
PRESIDENT, CHIEF COMPLIANCE OFFICER
60 LONG RIDGE ROAD
STAMFORD
CT
United States
Tel:
203-964-8300
Fax:
203-487-7466
L**@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REDFIELD, LEGRAND, SNOWDEN | Individual | – | DIRECTOR, PRESIDENT & CHIEF COMPLIANCE OFFICER, TRUSTEE | 04/1983 | < 5% |
| CUMINALE, JAMES, WILLIAM | Individual | – | DIRECTOR | 04/1983 | < 5% |
| REDFIELD, HELEN, BEDFORD | Individual | – | DIRECTOR, SECRETARY | 01/1998 | < 5% |
| THE LEGRAND S. REDFIELD REVOCABLE TRUST DTD APRIL 26, 2018 | Domestic Entity | – | OWNER | 04/2018 | > 75% |
| REDFIELD, LEGRAND, SNOWDEN | Individual | THE LEGRAND S. REDFIELD REVOCABLE TRUST DTD APRIL 26, 2018 | TRUSTEE | 04/2018 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 1M | 14K | – |
| ALPHABET INC | CAP STK CL C | 1M | 8K | – |
| ALPHABET INC | CAP STK CL A | 2M | 13K | – |
| AMAZON COM INC | COM | 8M | 41K | – |
| ANALOG DEVICES INC | COM | 870K | 4K | – |
| APPLE INC | COM | 21M | 100K | – |
| ASSURANT INC | COM | 677K | 4K | – |
| BECTON DICKINSON & CO | COM | 319K | 1K | – |
| BERKLEY W R CORP | COM | 4M | 45K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 7K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 1M | 200 | – |
| BOSTON BEER INC | CL A | 2M | 7K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 715K | 9K | – |
| CATERPILLAR INC | COM | 4M | 11K | – |
| CISCO SYS INC | COM | 524K | 11K | – |
| COLGATE PALMOLIVE CO | COM | 300K | 3K | – |
| COMCAST CORP NEW | CL A | 283K | 7K | – |
| CURTISS WRIGHT CORP | COM | 266K | 982 | – |
| DECKERS OUTDOOR CORP | COM | 3M | 3K | – |
| DELL TECHNOLOGIES INC | CL C | 342K | 2K | – |
| DISNEY WALT CO | COM | 5M | 50K | – |
| DOMINOS PIZZA INC | COM | 10M | 19K | – |
| EXXON MOBIL CORP | COM | 227K | 2K | – |
| FIDELITY COVINGTON TRUST | MSCI RL EST ETF | 2M | 72K | – |
| HP INC | COM | 597K | 17K | – |
| INTEL CORP | COM | 213K | 7K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 239K | 1K | – |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 347K | 15K | – |
| INVESCO EXCH TRADED FD TR II | NY AMT FRE MUN | 285K | 12K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL MAT | 379K | 11K | – |
| INVESCO QQQ TR | UNIT SER 1 | 19M | 40K | – |
| ISHARES INC | MSCI CDA ETF | 314K | 8K | – |
| ISHARES TR | S&P 500 VAL ETF | 10M | 53K | – |
| ISHARES TR | RUS MDCP VAL ETF | 18M | 153K | – |
| ISHARES TR | SP SMCP600VL ETF | 9M | 90K | – |
| ISHARES TR | S&P MC 400GR ETF | 5M | 60K | – |
| ISHARES TR | RUS 1000 GRW ETF | 1M | 4K | – |
| ISHARES TR | CORE S&P SCP ETF | 3M | 30K | – |
| ISHARES TR | COHEN STEER REIT | 6M | 102K | – |
| ISHARES TR | S&P 500 GRWT ETF | 5M | 49K | – |
| ISHARES TR | MSCI EAFE ETF | 4M | 45K | – |
| ISHARES TR | 7-10 YR TRSY BD | 3M | 33K | – |
| ISHARES TR | CORE S&P500 ETF | 17M | 31K | – |
| ISHARES TR | CORE S&P MCP ETF | 14M | 244K | – |
| ISHARES TR | CORE S&P US VLU | 4M | 47K | – |
| ISHARES TR | S&P MC 400VL ETF | 10M | 90K | – |
| ISHARES TR | S&P SML 600 GWT | 5M | 39K | – |
| ISHARES TR | MSCI EAFE MIN VL | 7M | 103K | – |
| ISHARES TR | TIPS BD ETF | 8M | 77K | – |
| ISHARES TR | MORNINGSTR US EQ | 581K | 8K | – |
| ISHARES TR | NORTH AMERN NAT | 1M | 26K | – |
| ISHARES TR | YLD OPTIM BD | 1M | 56K | – |
| ISHARES TR | EXPND TEC SC ETF | 6M | 60K | – |
| ISHARES TR | RUS 1000 VAL ETF | 4M | 24K | – |
| ISHARES TR | MSCI EMG MKT ETF | 3M | 81K | – |
| ISHARES TR | CORE US AGGBD ET | 3M | 29K | – |
| ISHARES TR | CORE S&P US GWT | 996K | 8K | – |
| ISHARES TR | RUS MID CAP ETF | 3M | 41K | – |
| ISHARES TR | U.S. TECH ETF | 422K | 3K | – |
| ISHARES TR | 1 3 YR TREAS BD | 412K | 5K | – |
| ISHARES TR | ISHARES BIOTECH | 240K | 2K | – |
| ISHARES TR | S&P 100 ETF | 684K | 3K | – |
| ISHARES TR | RUS 1000 ETF | 428K | 1K | – |
| ISHARES TR | RUS 2000 VAL ETF | 2M | 16K | – |
| ISHARES TR | SELECT DIVID ETF | 2M | 16K | – |
| ISHARES TR | U.S. PHARMA ETF | 832K | 13K | – |
| ISHARES TR | MRGSTR MD CP GRW | 305K | 4K | – |
| JOHNSON & JOHNSON | COM | 3M | 17K | – |
| JPMORGAN CHASE & CO. | COM | 344K | 2K | – |
| KEURIG DR PEPPER INC | COM | 203K | 6K | – |
| LOWES COS INC | COM | 211K | 955 | – |
| MCDONALDS CORP | COM | 268K | 1K | – |
| MERCK & CO INC | COM | 838K | 7K | – |
| META PLATFORMS INC | CL A | 1M | 3K | – |
| MICROSOFT CORP | COM | 5M | 11K | – |
| MOODYS CORP | COM | 1M | 2K | – |
| NEWELL BRANDS INC | COM | 101K | 16K | – |
| NVIDIA CORPORATION | COM | 841K | 7K | – |
| OMNICOM GROUP INC | COM | 750K | 8K | – |
| PAYCHEX INC | COM | 932K | 8K | – |
| PEPSICO INC | COM | 6M | 38K | – |
| PFIZER INC | COM | 1M | 51K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 1M | 14K | – |
| PJT PARTNERS INC | COM CL A | 4M | 41K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 14K | – |
| PROSHARES TR | PSHS ULT S&P 500 | 12M | 150K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 2M | 82K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 1M | 24K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 15M | 290K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 7M | 141K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 15M | 190K | – |
| SCHWAB STRATEGIC TR | INTERNL DIVID | 305K | 13K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 2M | 33K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 4M | 57K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 558K | 16K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 969K | 10K | – |
| SELECT SECTOR SPDR TR | ENERGY | 3M | 37K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 255K | 6K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 3M | 5K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 5M | 59K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 6M | 148K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 2M | 23K | – |
| SPDR SER TR | S&P BIOTECH | 2M | 24K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 4M | 92K | – |
| SPDR SER TR | GLB DOW ETF | 2M | 12K | – |
| SPDR SER TR | S&P DIVID ETF | 3M | 25K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 276K | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 940K | 2K | – |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 3M | 10K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 11M | 152K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 741K | 10K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 12M | 46K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 26M | 142K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 16M | 64K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 10M | 41K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 3M | 41K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 15M | 97K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 11M | 52K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 4K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 5M | 20K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 34K | – |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 778K | 7K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 19M | 248K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 15M | 80K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 550K | 9K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 412K | 8K | – |
| VANGUARD WORLD FD | ENERGY ETF | 1M | 10K | – |
| VANGUARD WORLD FD | INF TECH ETF | 4M | 7K | – |
| VULCAN MATLS CO | COM | 436K | 2K | – |
| WALMART INC | COM | 954K | 14K | – |
| XERIS BIOPHARMA HOLDINGS INC | COM | 60K | 26K | – |