STEELOAKS INVESTMENT ADVISERS, INC.
Adviser information for STEELOAKS INVESTMENT ADVISERS, INC. last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | West Virginia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 275 | $149.0M |
| Non-Discretionary | 2 | $2.0M |
| Total | 277 | $151.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 254 | $31.0M |
| HNW Individuals | 7 | $9.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $55.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 6 | $34.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $22.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesCONSULTING, INSTITUTIONAL RESEARCH & ANALYSIS |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-55467 |
|---|---|
| SEC ERA File Number | 801-55467 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108197 |
| Legal Entity Identifier | None |
Principal Office
135 PALM DRIVEWEIRTON
WV
United States
Monday - Friday, 9:00 A.M - 4:30 P.M.
Tel: 304-723-6700, Fax: 304-723-5999
Websites
Chief Compliance Officer
MICHAEL A. PAYNE
CHAIRMAN/CEO/COMPLIANCE OFFICER
135 PALM DRIVE
WEIRTON
WV
United States
Tel:
304-723-6700
Fax:
304-723-5999
M*****@************M
(Full email address available in API data)
Regulatory Contact
SARA PAYNE
COO
135 PALM DRIVE
WEIRTON
WV
United States
Tel:
304-723-6700
Fax:
304-723-5999
S*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAYNE, SARA, M | Individual | – | COO | 07/2021 | 50-75% |
| PAYNE, MICHAEL, ALLEN | Individual | – | CHAIRMAN/CEO/CHIEF COMPLIANCE OFFICER | 07/2021 | 50-75% |