ESSEX INVESTMENT MANAGEMENT COMPANY, LLC
Adviser information for ESSEX INVESTMENT MANAGEMENT COMPANY, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 146 | $610.2M |
| Non-Discretionary | 2 | $16.9M |
| Total | 148 | $627.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 46 | $69.5M |
| HNW Individuals | 60 | $107.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $123.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $69.1M |
| Pension and profit sharing plans | <5 | $4.1M |
| Charitable organizations | 20 | $89.6M |
| State or municipal gov entities | 9 | $142.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.8M |
| Other | <5 | $16.9M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsNON-DISCRETIONARY STRATEGY MODELS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
125 HIGH STREETSUITE 1803
BOSTON
MA
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 617-342-3200, Fax: 617-342-3280
Chief Compliance Officer
MICHAEL STEPHEN MCCARTHY
SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER
125 HIGH STREET
SUITE 1803
BOSTON
MA
United States
Tel:
617-342-3200
Fax:
617-342-3280
M********@**************M
(Full email address available in API data)
Regulatory Contact
ROBERT JOSEPH UEK
CO-CEO AND SENIOR PORTFOLIO MANAGER
125 HIGH STREET
SUITE 1803
BOSTON
MA
United States
Tel:
617-342-3200
Fax:
617-342-3280
R***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ESSEX MICRO CAP GROWTH FUND, LLC | Hedge Fund | $7.4M | $0.5M | 8 |
| ESSEX PERFORMANCE FUND, LP | Hedge Fund | $13.7M | $0.5M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UEK, ROBERT, JOSEPH | Individual | – | CO-CEO & MANAGING MEMBER | 03/2015 | < 5% |
| MCNAY, JOSEPH, CLAUDIUS | Individual | – | CHAIRMAN & MANAGING MEMBER | 10/2012 | 25-50% |
| MCCARTHY, MICHAEL, STEPHEN | Individual | – | CCO/COO/MANAGING MEMBER | 10/2012 | < 5% |
| PRIAL, NANCY, BETH | Individual | – | CO-CEO & MANAGING MEMBER | 03/2015 | 10-25% |
| HIPPOGRIFFE INVESTMENT LLC | Domestic Entity | – | NON-MANAGING MEMBER | 02/2015 | 10-25% |
| UEK, ROBERT, JOSEPH | Individual | HIPPOGRIFFE INVESTMENT LLC | OWNER | 02/2015 | > 75% |
| SACKS, SARALYN, NMI | Individual | – | SENIOR PORTFOLIO MANAGER & NON-MANAGING MEMBER | 03/2015 | 5-10% |
| DRAKES MAINE LLC | Domestic Entity | – | NON-MANAGING MEMBER | 02/2015 | 5-10% |
| COURCAP LLC | Domestic Entity | – | NON-MANAGING MEMBER | 02/2015 | 5-10% |
| LOCKES INVESTMENT LLC | Domestic Entity | – | NON-MANAGING MEMBER | 02/2015 | 5-10% |
| MCCARTHY, MICHAEL, STEPHEN | Individual | DRAKES MAINE LLC | OWNER | 02/2015 | > 75% |
| COURNAN, MARTIN, PIERCE | Individual | COURCAP LLC | OWNER | 02/2015 | > 75% |
| Giroux, Elizabeth, Ferns | Individual | LOCKES INVESTMENT LLC | OWNER | 02/2015 | > 75% |
| BURNT MOUNTAIN INVESTMENTS LLC | Domestic Entity | – | NON-MANAGING MEMBER | 02/2015 | 5-10% |
| MCMICHAEL, ANNEMARIE, GELATA | Individual | – | RESEARCH ANALYST, NON-MANAGING MEMBER | 02/2015 | 5-10% |
| PAGE, WILLIAM, HURD | Individual | BURNT MOUNTAIN INVESTMENTS LLC | OWNER | 02/2015 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 170K | 2K | – |
| ACI WORLDWIDE INC | COM | 110K | 3K | – |
| ACM RESH INC | COM | 305K | 13K | – |
| ACUITY BRANDS INC | COM | 131K | 543 | – |
| ADAPTIVE BIOTECHNOLOGIES CORP | COM | 2M | 624K | – |
| AGNICO EAGLE MINES LTD | COM | 3M | 49K | – |
| AIR PRODS & CHEMS INC | COM | 1M | 4K | – |
| ALBEMARLE CORP | COM | 2M | 16K | – |
| ALPHA PRO TECH LTD | COM | 214K | 39K | – |
| ALPHABET INC | COM | 59K | 320 | – |
| ALPHATEC HLDGS INC | COM | 3M | 313K | – |
| ALTA EQUIPMENT GROUP INC | COM | 2M | 193K | – |
| ALTAIR ENGR INC | COM | 73K | 746 | – |
| AMAZON COM INC | COM | 7M | 36K | – |
| AMBARELLA INC | COM | 5M | 87K | – |
| AMERICAN EXPRESS CO | COM | 960K | 4K | – |
| AMERICAN SUPERCONDUCTOR CORP | COM | 14M | 578K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 40K | 307 | – |
| AMICUS THERAPEUTICS INC | COM | 3M | 268K | – |
| AMPHENOL CORP NEW | COM | 20K | 292 | – |
| APPLE INC | COM | 12M | 55K | – |
| APPLIED INDL TECHNOLOGIES INC | COM | 235K | 1K | – |
| AQUESTIVE THERAPEUTICS INC | COM | 2M | 705K | – |
| ARCHER DANIELS MIDLAND CO | COM | 16K | 262 | – |
| ARCOSA INC | COM | 66K | 789 | – |
| ARCUTIS BIOTHERAPEUTICS INC | COM | 2M | 164K | – |
| ARGAN INC | COM | 4M | 57K | – |
| ARLO TECHNOLOGIES INC | COM | 3M | 214K | – |
| ARRAY TECHNOLOGIES INC | COM | 1M | 142K | – |
| ARROWHEAD PHARMACEUTICALS INC | COM | 3M | 102K | – |
| ASGN INC | COM | 256K | 3K | – |
| ASPEN AEROGELS INC | COM | 7M | 295K | – |
| AUDIOCODES LTD | COM | 2M | 201K | – |
| AUTOMATIC DATA PROCESSING INC | COM | 170K | 712 | – |
| AVEPOINT INC | COM | 6M | 604K | – |
| AVIENT CORPORATION | COM | 1M | 27K | – |
| AWARE INC MASS | COM | 96K | 49K | – |
| AXALTA COATING SYS LTD | COM | 91K | 3K | – |
| AXCELIS TECHNOLOGIES INC | COM | 530K | 4K | – |
| AXT INC | COM | 1M | 433K | – |
| BADGER METER INC | COM | 3M | 17K | – |
| BANCORP INC DEL | COM | 3M | 80K | – |
| BARRICK GOLD CORP | COM | 585K | 35K | – |
| BERKSHIRE HATHAWAY INC DEL | COM | 31K | 76 | – |
| BGC GROUP INC | COM | 3M | 312K | – |
| BIODESIX INC | COM | 1M | 969K | – |
| BM TECHNOLOGIES INC | COM | 95K | 42K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 47K | 1K | – |
| BROADWIND INC | COM | 222K | 68K | – |
| BUILDERS FIRSTSOURCE INC | COM | 2M | 16K | – |
| BWX TECHNOLOGIES INC | COM | 2M | 26K | – |
| CAESARSTONE LTD | COM | 2M | 389K | – |
| CAMTEK LTD | COM | 534K | 4K | – |
| CECO ENVIRONMENTAL CORP | COM | 6M | 208K | – |
| CERAGON NETWORKS LTD | COM | 3M | 1M | – |
| CHENIERE ENERGY INC | COM | 2M | 11K | – |
| CINCINNATI FINL CORP | COM | 65K | 549 | – |
| CLEAN HARBORS INC | COM | 106K | 467 | – |
| CLEARPOINT NEURO INC | COM | 2M | 463K | – |
| CLEARWATER ANALYTICS HLDGS INC | COM | 52K | 3K | – |
| COCA COLA CO | COM | 541K | 9K | – |
| COGNEX CORP | COM | 3M | 57K | – |
| COGNYTE SOFTWARE LTD | COM | 3M | 388K | – |
| COLGATE PALMOLIVE CO | COM | 1M | 12K | – |
| CONSTELLATION BRANDS INC | COM | 570K | 2K | – |
| COSTCO WHSL CORP NEW | COM | 153K | 180 | – |
| COVENANT LOGISTICS GROUP INC | COM | 3M | 60K | – |
| CREXENDO INC | COM | 166K | 53K | – |
| CULP INC | COM | 68K | 15K | – |
| DANA INC | COM | 48K | 4K | – |
| DATA I O CORP | COM | 78K | 28K | – |
| DELCATH SYS INC | COM | 3M | 336K | – |
| DEXCOM INC | COM | 87K | 766 | – |
| DISNEY WALT CO | COM | 3M | 33K | – |
| DLH HLDGS CORP | COM | 2M | 169K | – |
| DOCEBO INC | COM | 2M | 60K | – |
| DOLLAR TREE INC | COM | 1M | 14K | – |
| DOW INC | COM | 108K | 2K | – |
| DT MIDSTREAM INC | COM | 26K | 367 | – |
| DTE ENERGY CO | COM | 82K | 735 | – |
| DUKE ENERGY CORP NEW | COM | 213K | 2K | – |
| DUPONT DE NEMOURS INC | COM | 58K | 715 | – |
| DYNAVAX TECHNOLOGIES CORP | COM | 5M | 419K | – |
| EATON CORP PLC | COM | 32K | 102 | – |
| ECOLAB INC | COM | 20K | 83 | – |
| ENERGY RECOVERY INC | COM | 3M | 245K | – |
| ENERGY SVCS ACQUISITION CORP | COM | 172K | 24K | – |
| ENOVIX CORPORATION | COM | 1M | 82K | – |
| ENPHASE ENERGY INC | COM | 1M | 10K | – |
| ENTERPRISE PRODS PARTNERS L P | COM | 37K | 1K | – |
| ENVIRI CORP | COM | 3M | 388K | – |
| ETON PHARMACEUTICALS INC | COM | 90K | 27K | – |
| EURONET WORLDWIDE INC | COM | 56K | 541 | – |
| EVERCORE INC | COM | 3M | 12K | – |
| EVERQUOTE INC | COM | 4M | 186K | – |
| EVOLUS INC | COM | 3M | 294K | – |
| EXPRO GROUP HOLDINGS NV | COM | 3M | 119K | – |
| EXXON MOBIL CORP | COM | 4M | 32K | – |
| EYEPOINT PHARMACEUTICALS INC | COM | 370K | 43K | – |
| FEDEX CORP | COM | 13K | 45 | – |
| FIRST SOLAR INC | COM | 20K | 89 | – |
| FIVE BELOW INC | COM | 36K | 327 | – |
| FLOWSERVE CORP | COM | 69K | 1K | – |
| FRANCO NEV CORP | COM | 443K | 4K | – |
| FREEPORT-MCMORAN INC | COM | 57K | 1K | – |
| FRONTDOOR INC | COM | 2M | 68K | – |
| FUEL TECH INC | COM | 149K | 139K | – |
| GALLAGHER ARTHUR J & CO | COM | 1M | 4K | – |
| GATES INDL CORP PLC | COM | 76K | 5K | – |
| GE AEROSPACE | COM | 172K | 1K | – |
| GE VERNOVA INC | COM | 2M | 12K | – |
| GENASYS INC | COM | 134K | 63K | – |
| GENERAC HLDGS INC | COM | 5M | 36K | – |
| GENPACT LIMITED | COM | 64K | 2K | – |
| GEOSPACE TECHNOLOGIES CORP | COM | 195K | 22K | – |
| GLAUKOS CORP | COM | 174K | 1K | – |
| GLOBUS MED INC | COM | 5M | 70K | – |
| GOLDMAN SACHS GROUP INC | COM | 5M | 10K | – |
| GOODRX HLDGS INC | COM | 2M | 305K | – |
| GRAHAM CORP | COM | 5M | 190K | – |
| GRAND CANYON ED INC | COM | 322K | 2K | – |
| GREAT LAKES DREDGE & DOCK CORP | COM | 3M | 347K | – |
| GRIFFON CORP | COM | 3M | 53K | – |
| GUIDEWIRE SOFTWARE INC | COM | 7M | 47K | – |
| HA SUSTAINABLE INFRA CAP INC | COM | 2M | 57K | – |
| HAEMONETICS CORP MASS | COM | 58K | 697 | – |
| HCI GROUP INC | COM | 8M | 91K | – |
| HELIOS TECHNOLOGIES INC | COM | 2M | 51K | – |
| HELMERICH & PAYNE INC | COM | 26K | 733 | – |
| HERITAGE INSURANCE HLDGS INC | COM | 2M | 245K | – |
| HERON THERAPEUTICS INC | COM | 2M | 696K | – |
| HUBBELL INC | COM | 2M | 6K | – |
| HUDSON GLOBAL INC | COM | 128K | 8K | – |
| HUDSON TECHNOLOGIES INC | COM | 269K | 31K | – |
| IAC INC | COM | 55K | 1K | – |
| IDENTIV INC | COM | 2M | 460K | – |
| IDEX CORP | COM | 17K | 84 | – |
| IMPINJ INC | COM | 18K | 115 | – |
| INNOVID CORP | COM | 1M | 689K | – |
| INSMED INC | COM | 7M | 103K | – |
| INTERFACE INC | COM | 2M | 164K | – |
| INTEST CORP | COM | 251K | 25K | – |
| INTRA-CELLULAR THERAPIES INC | COM | 2M | 31K | – |
| INTUIT | COM | 3M | 5K | – |
| ITRON INC | COM | 86K | 866 | – |
| JOHNSON & JOHNSON | COM | 47K | 319 | – |
| JPMORGAN CHASE & CO. | COM | 791K | 4K | – |
| KINIKSA PHARMACEUTICALS INTL P | COM | 4M | 200K | – |
| KINROSS GOLD CORP | COM | 22K | 3K | – |
| KRATOS DEFENSE & SEC SOLUTIONS | COM | 8M | 408K | – |
| LAIRD SUPERFOOD INC | COM | 125K | 22K | – |
| LANTRONIX INC | COM | 2M | 467K | – |
| LEGALZOOM COM INC | COM | 2M | 229K | – |
| LENSAR INC | COM | 152K | 34K | – |
| LEONARDO DRS INC | COM | 10M | 374K | – |
| LIFETIME BRANDS INC | COM | 2M | 234K | – |
| LIGAND PHARMACEUTICALS INC | COM | 6M | 71K | – |
| LIGHTPATH TECHNOLOGIES INC | COM | 74K | 58K | – |
| LINCOLN EDL SVCS CORP | COM | 5M | 442K | – |
| LIVERAMP HLDGS INC | COM | 1M | 46K | – |
| LSI INDS INC OHIO | COM | 4M | 305K | – |
| LYONDELLBASELL INDUSTRIES N V | COM | 2K | 25 | – |
| MACOM TECH SOLUTIONS HLDGS INC | COM | 602K | 5K | – |
| MANITEX INTL INC | COM | 2M | 355K | – |
| MARQETA INC | COM | 43K | 8K | – |
| MARSH & MCLENNAN COS INC | COM | 902K | 4K | – |
| MARTIN MARIETTA MATLS INC | COM | 1M | 2K | – |
| MASTERCARD INCORPORATED | COM | 22K | 50 | – |
| MATADOR RES CO | COM | 3M | 44K | – |
| MATRIX SVC CO | COM | 2M | 237K | – |
| MATSON INC | COM | 138K | 1K | – |
| MEDIWOUND LTD | COM | 2M | 143K | – |
| MERCK & CO INC | COM | 140K | 1K | – |
| MICRON TECHNOLOGY INC | COM | 37K | 284 | – |
| MICROSOFT CORP | COM | 10M | 23K | – |
| MIRION TECHNOLOGIES INC | COM | 4M | 350K | – |
| MOBILEYE GLOBAL INC | COM | 1M | 45K | – |
| MONDELEZ INTL INC | COM | 2K | 27 | – |
| MONOLITHIC PWR SYS INC | COM | 247K | 300 | – |
| MONTROSE ENVIRONMENTAL GROUP I | COM | 4M | 100K | – |
| MORGAN STANLEY | COM | 35K | 363 | – |
| MP MATERIALS CORP | COM | 1M | 94K | – |
| MRC GLOBAL INC | COM | 4M | 299K | – |
| MUELLER WTR PRODS INC | COM | 1M | 75K | – |
| MYOMO INC | COM | 2M | 641K | – |
| MYRIAD GENETICS INC | COM | 6M | 240K | – |
| NERDWALLET INC | COM | 2M | 111K | – |
| NEURONETICS INC | COM | 149K | 83K | – |
| NEWMONT CORP | COM | 202K | 5K | – |
| NEXTERA ENERGY INC | COM | 9M | 122K | – |
| NEXTERA ENERGY PARTNERS LP | COM | 29K | 1K | – |
| NORTHERN TECHNOLOGIES INTL COR | COM | 188K | 11K | – |
| NOVA LTD | COM | 1M | 5K | – |
| NOVANTA INC | COM | 4M | 23K | – |
| NOVOCURE LTD | COM | 3M | 161K | – |
| NUTANIX INC | COM | 93K | 2K | – |
| NV5 GLOBAL INC | COM | 130K | 1K | – |
| NVENT ELECTRIC PLC | COM | 155K | 2K | – |
| OCULAR THERAPEUTIX INC | COM | 3M | 443K | – |
| ONE STOP SYS INC | COM | 160K | 66K | – |
| ONESPAN INC | COM | 3M | 255K | – |
| OPTEX SYS HLDGS INC | COM | 103K | 14K | – |
| OPTIMIZERX CORP | COM | 2M | 169K | – |
| ORACLE CORP | COM | 141K | 1K | – |
| ORGANON & CO | COM | 2K | 96 | – |
| ORION GROUP HLDGS INC | COM | 2M | 261K | – |
| OUSTER INC | COM | 2M | 165K | – |
| PATRICK INDS INC | COM | 5M | 50K | – |
| PAYCHEX INC | COM | 2M | 20K | – |
| PAYMENTUS HOLDINGS INC | COM | 4M | 210K | – |
| PEPSICO INC | COM | 975K | 6K | – |
| PERFORMANT FINL CORP | COM | 2M | 662K | – |
| PERMA-FIX ENVIRONMENTAL SVCS | COM | 2M | 219K | – |
| PETIQ INC | COM | 3M | 148K | – |
| PHILIP MORRIS INTL INC | COM | 41K | 402 | – |
| PHREESIA INC | COM | 2M | 81K | – |
| PIXELWORKS INC | COM | 66K | 67K | – |
| PPL CORP | COM | 34K | 1K | – |
| PRIMORIS SVCS CORP | COM | 8M | 154K | – |
| PROCEPT BIOROBOTICS CORP | COM | 5M | 81K | – |
| PROCTER AND GAMBLE CO | COM | 2M | 9K | – |
| PROFIRE ENERGY INC | COM | 160K | 113K | – |
| Q2 HLDGS INC | COM | 144K | 2K | – |
| QUANTA SVCS INC | COM | 554K | 2K | – |
| QUICKLOGIC CORP | COM | 1M | 127K | – |
| RANGE RES CORP | COM | 88K | 3K | – |
| RED VIOLET INC | COM | 2M | 68K | – |
| REGAL REXNORD CORPORATION | COM | 14K | 100 | – |
| RESEARCH SOLUTIONS INC | COM | 2M | 669K | – |
| REVOLVE GROUP INC | COM | 2M | 131K | – |
| RICHARDSON ELECTRS LTD | COM | 216K | 18K | – |
| RIVIAN AUTOMOTIVE INC | COM | 639K | 48K | – |
| ROCKWELL AUTOMATION INC | COM | 19K | 70 | – |
| ROYAL GOLD INC | COM | 26K | 210 | – |
| RTX CORPORATION | COM | 78K | 778 | – |
| SALESFORCE INC | COM | 6M | 24K | – |
| SANDOZ GROUP AG | COM | 7K | 203 | – |
| SCHLUMBERGER LTD | COM | 24K | 514 | – |
| SELECT MED HLDGS CORP | COM | 5M | 143K | – |
| SEMPRA | COM | 30K | 390 | – |
| SIMILARWEB LTD | COM | 2M | 305K | – |
| SITIME CORP | COM | 106K | 850 | – |
| SNAP ON INC | COM | 561K | 2K | – |
| SOPHIA GENETICS SA | COM | 1M | 305K | – |
| SOUTHERN CO | COM | 186K | 2K | – |
| STEREOTAXIS INC | COM | 3M | 1M | – |
| STERICYCLE INC | COM | 80K | 1K | – |
| STERLING INFRASTRUCTURE INC | COM | 7M | 57K | – |
| STRATASYS LTD | COM | 2M | 185K | – |
| SUNOPTA INC | COM | 5M | 849K | – |
| SUPERIOR INDS INTL INC | COM | 3M | 908K | – |
| SWEETGREEN INC | COM | 3M | 112K | – |
| SYMBOTIC INC | COM | 651K | 19K | – |
| TALKSPACE INC | COM | 4M | 2M | – |
| TENET HEALTHCARE CORP | COM | 7M | 53K | – |
| TERADYNE INC | COM | 22K | 145 | – |
| TESLA INC | COM | 133K | 670 | – |
| TETRA TECH INC NEW | COM | 2M | 9K | – |
| TETRA TECHNOLOGIES INC DEL | COM | 3M | 872K | – |
| TOWER SEMICONDUCTOR LTD | COM | 7M | 167K | – |
| TRANE TECHNOLOGIES PLC | COM | 287K | 874 | – |
| TRANSACT TECHNOLOGIES INC | COM | 82K | 22K | – |
| TRANSCAT INC | COM | 5M | 43K | – |
| TRIMBLE INC | COM | 2M | 29K | – |
| TRIPADVISOR INC | COM | 37K | 2K | – |
| TURTLE BEACH CORP | COM | 3M | 231K | – |
| ULTA BEAUTY INC | COM | 380K | 984 | – |
| UNION PAC CORP | COM | 8K | 35 | – |
| UNITED PARCEL SERVICE INC | COM | 55K | 404 | – |
| UNIVERSAL INS HLDGS INC | COM | 2M | 123K | – |
| UNIVERSAL STAINLESS & ALLOY PR | COM | 251K | 9K | – |
| UPWORK INC | COM | 2M | 156K | – |
| VALERO ENERGY CORP | COM | 1M | 7K | – |
| VALMONT INDS INC | COM | 3M | 10K | – |
| VERIZON COMMUNICATIONS INC | COM | 558K | 14K | – |
| VERTEX INC | COM | 79K | 2K | – |
| VIRTRA INC | COM | 112K | 15K | – |
| VISA INC | COM | 31K | 117 | – |
| WABTEC | COM | 170K | 1K | – |
| WASTE MGMT INC DEL | COM | 122K | 571 | – |
| WATTS WATER TECHNOLOGIES INC | COM | 917 | 5 | – |
| WEC ENERGY GROUP INC | COM | 34K | 430 | – |
| WEX INC | COM | 58K | 327 | – |
| WHEATON PRECIOUS METALS CORP | COM | 431K | 8K | – |
| WIDEPOINT CORP | COM | 132K | 32K | – |
| WILLDAN GROUP INC | COM | 4M | 155K | – |
| WILLIAMS COS INC | COM | 29K | 680 | – |
| XYLEM INC | COM | 7M | 49K | – |
| ZETA GLOBAL HOLDINGS CORP | COM | 5M | 305K | – |
| ZSCALER INC | COM | 4M | 21K | – |
| ZURN ELKAY WATER SOLNS CORP | COM | 1M | 43K | – |
| BP PLC | ADR | 6M | 157K | – |
| BRAINSWAY LTD | ADR | 2M | 347K | – |
| EQUINOR ASA | ADR | 335K | 12K | – |
| NOVARTIS AG | ADR | 386K | 4K | – |
| RIO TINTO PLC | ADR | 96K | 1K | – |
| SANOFI | ADR | 10K | 200 | – |
| ISHARES SILVER TR | ETF | 20K | 771 | – |
| ISHARES TR | ETF | 249K | 948 | – |
| SPDR S&P 500 ETF TR | ETF | 44K | 81 | – |
| VANECK ETF TRUST | ETF | 7K | 156 | – |
| VANGUARD INDEX FDS | ETF | 323K | 1K | – |