COLUMBIA CAPITAL MANAGEMENT, LLC
Adviser information for COLUMBIA CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 90 | $1.7B |
| Non-Discretionary | 0 | $0 |
| Total | 90 | $1.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 17 | $1.6B |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $41.9M |
| Other | 2 | $57.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsMUNICIPAL ADVISORY SERVICES FOR GOVERNMENTAL BOND TRANSACTIONS |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered municipal advisor |
Principal Office
6700 ANTIOCHSUITE 250
MERRIAM
KS
United States
Monday - Friday, 8:30 A.M TO 5:00 P.M.
Tel: 913-248-8500, Fax: 913-248-8900
Chief Compliance Officer
STACEY WALTER
CONTROLLER
6700 ANTIOCH
SUITE 250
MERRIAM
KS
United States
Tel:
913-312-8057
Fax:
913-312-8058
S******@******************M
(Full email address available in API data)
Regulatory Contact
JEFF T. WHITE
MANAGING MEMBER
6700 ANTIOCH
SUITE 250
MERRIAM
KS
United States
Tel:
913-248-8500
Fax:
913-248-8900
J*****@******************M
(Full email address available in API data)
Industry Affiliates
| CCM NEW OPPORTUNITIES, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WHITE, JEFF, THOMAS | Individual | – | MANAGING MEMBER | 01/2013 | 25-50% |
| Walter, Stacey, Lynn | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2019 | 5-10% |
| Dwyer, Khalen, Jaret | Individual | – | MANAGING DIRECTOR | 01/2019 | 10-25% |
| POPE, ADAM, TIMOTHY | Individual | – | MANAGING DIRECTOR | 01/2019 | 10-25% |
| ABEL, DAVID, ALAN | Individual | – | MANAGING DIRECTOR | 09/2017 | 10-25% |
| JAMES H.E. PRICHARD III TRUST, JAMES H.E. PRICHARD, III TRUSTEE | Domestic Entity | – | LLC MEMBER | 01/2019 | 10-25% |
| PRICHARD, JAMES | Individual | – | MANAGING DIRECTOR | 01/2019 | < 5% |
| PRICHARD, JAMES | Individual | JAMES H.E. PRICHARD III TRUST, JAMES H.E. PRICHARD, III TRUSTEE | TRUSTEE | 01/2019 | > 75% |