Hedge Fund Database

PATRIOT INVESTMENT MANAGEMENT GROUP INC

Adviser information for PATRIOT INVESTMENT MANAGEMENT GROUP INC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 24
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 18
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,222 $1.5B
Non-Discretionary 48 $5.5M
Total 4,270 $1.5B

Clients

Type Number RAUM
Individuals 1,348 $326.6M
HNW Individuals 264 $901.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 25 $57.2M
Charitable organizations 15 $217.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 22 $27.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed feesREFERRAL FEES (SOLICITOR FOR OTHER INVESTMENT ADVISER)

Identifiers

SEC RIA File Number 801-55500
SEC ERA File Number 801-55500
SEC CIK Numbers 1773830
SEC CRD Numbers 112155
Legal Entity Identifier None

Principal Office

9721 COGDILL ROAD
SUITE 101
KNOXVILLE
TN
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 865-777-2479, Fax: 865-675-0636

Websites

www.facebook.com/patriotinvestment twitter.com/patriotinvest www.patriotinvestment.com www.linkedin.com/company/patriot-investment-managment-group-inc- johnsmarttcpa.com patriotinvestment.com/blog/

Chief Compliance Officer

JOHN TAYLOR WORTHAM
OWNER / PRESIDENT
9721 COGDILL ROAD
SUITE 101
KNOXVILLE
TN
United States
Tel: 865-777-2479
Fax: 865-675-0636
(Full email address available in API data)

Regulatory Contact

BRAD BOWER
OWNER
9721 COGDILL ROAD
SUITE 101
KNOXVILLE
TN
United States
Tel: 865-777-2479
Fax: 865-675-0636
(Full email address available in API data)

Industry Affiliates

ANDREW BRETT ELLIS Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
WORTHAM, JOHN, TAYLOR Individual – OWNER / PRESIDENT / CCO 04/2023 50-75%
BOWER, BRADLEY, JOSEPH Individual – OWNER 04/2023 25-50%
BEALE, STEPHEN, ALEXANDER Individual – OWNER / SECRETARY 04/2023 10-25%
ALLEY, BRANDON, MICHAEL Individual – OWNER 04/2023 10-25%

No. Employees, Historic

3015020202021202220232024202523 on 2/19/202023 on 4/29/202023 on 6/25/202023 on 6/30/202026 on 3/3/202126 on 4/15/202126 on 5/18/202126 on 8/11/202126 on 9/30/202128 on 2/7/202228 on 5/2/202228 on 6/8/202226 on 3/21/202326 on 3/21/202326 on 5/22/202324 on 3/8/2024

RAUM, Historic

2B1B02020202120222023202420251078001643 on 2/19/20201078001643 on 4/29/20201078001643 on 6/25/20201078001643 on 6/30/20201333303318 on 3/3/20211333303318 on 4/15/20211333303318 on 5/18/20211333303318 on 8/11/20211333303318 on 9/30/20211610714866 on 2/7/20221610714866 on 5/2/20221610714866 on 6/8/20221414833902 on 3/21/20231414833902 on 3/21/20231414833902 on 5/22/20231529312668 on 3/8/2024

No. Clients, Historic

2,0001,00002020202120222023202420251596 on 2/19/20201596 on 4/29/20201596 on 6/25/20201596 on 6/30/20201759 on 3/3/20211759 on 4/15/20211759 on 5/18/20211759 on 8/11/20211759 on 9/30/20211901 on 2/7/20221901 on 5/2/20221901 on 6/8/20221892 on 3/21/20231892 on 3/21/20231892 on 5/22/20231674 on 3/8/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 366K 4K –
ABBVIE INC COM 1M 6K –
ADOBE INC COM 292K 526 –
ALBEMARLE CORP COM 500K 5K –
ALPHABET INC CAP STK CL A 491K 3K –
ALTRIA GROUP INC COM 512K 11K –
AMAZON COM INC COM 2M 12K –
AMGEN INC COM 2M 5K –
ANALOG DEVICES INC COM 784K 3K –
APPLE INC COM 8M 40K –
ASTRAZENECA PLC SPONSORED ADR 381K 5K –
AT&T INC COM 294K 15K –
BANK AMERICA CORP COM 260K 7K –
BARCLAYS BANK PLC DJUBS CMDT ETN36 563K 18K –
BRISTOL-MYERS SQUIBB CO COM 370K 9K –
BROADCOM INC COM 805K 502 –
CATERPILLAR INC COM 923K 3K –
CHEVRON CORP NEW COM 319K 2K –
CIRRUS LOGIC INC COM 213K 2K –
CISCO SYS INC COM 448K 9K –
COCA COLA CO COM 800K 13K –
COMCAST CORP NEW CL A 245K 6K –
COSTCO WHSL CORP NEW COM 723K 851 –
CSX CORP COM 687K 21K –
DEERE & CO COM 1M 4K –
DUKE ENERGY CORP NEW COM NEW 378K 4K –
ELI LILLY & CO COM 1M 2K –
ENTERPRISE PRODS PARTNERS L COM 583K 20K –
EQT CORP COM 318K 9K –
ETF SER SOLUTIONS US GLB JETS 355K 18K –
EXXON MOBIL CORP COM 2M 14K –
GENERAL DYNAMICS CORP COM 208K 716 –
GLOBAL X FDS GLB X MLP ENRG I 2M 47K –
HERSHEY CO COM 284K 2K –
HOME DEPOT INC COM 2M 7K –
INTEL CORP COM 426K 14K –
INVESCO EXCH TRADED FD TR II PFD ETF 355K 31K –
INVESCO EXCH TRADED FD TR II S&P SMLCP INFO 624K 13K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 860K 13K –
INVESCO EXCH TRADED FD TR II SOLAR ETF 1M 37K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 209K 2K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 2M 12K –
INVESCO QQQ TR UNIT SER 1 7M 16K –
ISHARES BITCOIN TR SHS 378K 11K –
ISHARES GOLD TR ISHARES NEW 3M 67K –
ISHARES INC CORE MSCI EMKT 8M 159K –
ISHARES INC MSCI EMERG MRKT 508K 9K –
ISHARES INC MSCI GBL MIN VOL 333K 3K –
ISHARES TR 0-5 YR TIPS ETF 698K 7K –
ISHARES TR 0-5YR HI YL CP 663K 16K –
ISHARES TR 1 3 YR TREAS BD 7M 82K –
ISHARES TR 20 YR TR BD ETF 776K 8K –
ISHARES TR 3 7 YR TREAS BD 206K 2K –
ISHARES TR BROAD USD HIGH 1M 32K –
ISHARES TR CORE 1 5 YR USD 232K 5K –
ISHARES TR CORE DIV GRWTH 1M 23K –
ISHARES TR CORE HIGH DV ETF 1M 14K –
ISHARES TR CORE INTL AGGR 2M 37K –
ISHARES TR CORE MSCI EAFE 8M 112K –
ISHARES TR CORE MSCI EURO 684K 12K –
ISHARES TR CORE MSCI INTL 8M 123K –
ISHARES TR CORE MSCI TOTAL 221K 3K –
ISHARES TR CORE S&P MCP ETF 1M 19K –
ISHARES TR CORE S&P SCP ETF 3M 31K –
ISHARES TR CORE S&P TTL STK 8M 65K –
ISHARES TR CORE S&P500 ETF 12M 21K –
ISHARES TR CORE TOTAL USD 2M 44K –
ISHARES TR CORE US AGGBD ET 15M 159K –
ISHARES TR ESG AWR MSCI USA 314K 3K –
ISHARES TR EXPANDED TECH 215K 2K –
ISHARES TR EXPONENTIAL TECH 539K 9K –
ISHARES TR FALN ANGLS USD 272K 10K –
ISHARES TR FLTG RATE NT ETF 282K 6K –
ISHARES TR GLB CNS DISC ETF 209K 1K –
ISHARES TR GLB CNSM STP ETF 913K 15K –
ISHARES TR GLB INFRASTR ETF 459K 10K –
ISHARES TR GLOB HLTHCRE ETF 480K 5K –
ISHARES TR GLOB INDSTRL ETF 818K 6K –
ISHARES TR GLOBAL TECH ETF 1M 17K –
ISHARES TR IBONDS 27 ETF 237K 10K –
ISHARES TR IBONDS DEC2026 250K 10K –
ISHARES TR IBONDS DEC24 ETF 479K 19K –
ISHARES TR IBONDS DEC25 ETF 478K 19K –
ISHARES TR IBOXX HI YD ETF 761K 10K –
ISHARES TR IBOXX INV CP ETF 871K 8K –
ISHARES TR ISHARES BIOTECH 1M 10K –
ISHARES TR ISHARES SEMICDTR 655K 3K –
ISHARES TR ISHS 1-5YR INVS 10M 190K –
ISHARES TR ISHS 5-10YR INVT 5M 100K –
ISHARES TR JPMORGAN USD EMG 1M 16K –
ISHARES TR MSCI EAFE ETF 924K 12K –
ISHARES TR MSCI EAFE MIN VL 637K 9K –
ISHARES TR MSCI EMG MKT ETF 683K 16K –
ISHARES TR MSCI USA MIN VOL 2M 29K –
ISHARES TR MSCI USA SMCP MN 775K 21K –
ISHARES TR MSCI USA VALUE 317K 3K –
ISHARES TR NATIONAL MUN ETF 5M 51K –
ISHARES TR PFD AND INCM SEC 1M 35K –
ISHARES TR RUS 1000 GRW ETF 346K 949 –
ISHARES TR RUS 1000 VAL ETF 205K 1K –
ISHARES TR RUS 2000 GRW ETF 328K 1K –
ISHARES TR RUS 2000 VAL ETF 469K 3K –
ISHARES TR RUS MDCP VAL ETF 279K 2K –
ISHARES TR RUS MID CAP ETF 1M 13K –
ISHARES TR RUSSELL 2000 ETF 1M 7K –
ISHARES TR S&P 500 GRWT ETF 6M 60K –
ISHARES TR S&P 500 VAL ETF 2M 9K –
ISHARES TR S&P MC 400GR ETF 209K 2K –
ISHARES TR S&P MC 400VL ETF 255K 2K –
ISHARES TR S&P SML 600 GWT 865K 7K –
ISHARES TR SELECT DIVID ETF 2M 13K –
ISHARES TR SHORT TREAS BD 456K 4K –
ISHARES TR SHRT NAT MUN ETF 320K 3K –
ISHARES TR SP SMCP600VL ETF 836K 9K –
ISHARES TR TIPS BD ETF 1M 12K –
ISHARES TR U.S. BAS MTL ETF 337K 2K –
ISHARES TR U.S. TECH ETF 1M 10K –
ISHARES TR US AER DEF ETF 716K 5K –
ISHARES TR US CONSM STAPLES 453K 7K –
ISHARES TR US CONSUM DISCRE 424K 5K –
ISHARES TR US FIXED INC BAL 268K 3K –
ISHARES TR US HLTHCARE ETF 1M 23K –
ISHARES TR US INDUSTRIALS 319K 3K –
ISHARES TR US INFRASTRUC 218K 5K –
ISHARES TR USD INV GRDE ETF 1M 25K –
ISHARES U S ETF TR BLACKROCK SH DUR 220K 4K –
ISHARES U S ETF TR U.S. TECH INDEPD 841K 11K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 484K 10K –
JABIL INC COM 620K 6K –
JOHNSON & JOHNSON COM 2M 13K –
JPMORGAN CHASE & CO. COM 1M 6K –
LIVE OAK BANCSHARES INC COM 329K 9K –
LOWES COS INC COM 304K 1K –
MARATHON PETE CORP COM 216K 1K –
MCDONALDS CORP COM 358K 1K –
MERCK & CO INC COM 2M 13K –
META PLATFORMS INC CL A 239K 474 –
MICROSOFT CORP COM 4M 10K –
MOLSON COORS BEVERAGE CO CL B 345K 7K –
MONDELEZ INTL INC CL A 278K 4K –
MOODYS CORP COM 711K 2K –
NETFLIX INC COM 293K 434 –
NVIDIA CORPORATION COM 8M 61K –
NXP SEMICONDUCTORS N V COM 416K 2K –
PALANTIR TECHNOLOGIES INC CL A 406K 16K –
PEPSICO INC COM 907K 5K –
PFIZER INC COM 586K 21K –
PHILIP MORRIS INTL INC COM 832K 8K –
PINNACLE FINL PARTNERS INC COM 2M 26K –
PROCTER AND GAMBLE CO COM 1M 8K –
PROSHARES TR PSHS ULTRA QQQ 495K 5K –
QUALCOMM INC COM 743K 4K –
ROYAL BK CDA COM 268K 3K –
RTX CORPORATION COM 526K 5K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 5M 181K –
SCHWAB STRATEGIC TR FUNDAMENTAL US S 263K 5K –
SCHWAB STRATEGIC TR INTL EQTY ETF 11M 277K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 3M 98K –
SCHWAB STRATEGIC TR SHT TM US TRES 227K 5K –
SCHWAB STRATEGIC TR US AGGREGATE B 4M 89K –
SCHWAB STRATEGIC TR US BRD MKT ETF 25M 397K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 7M 89K –
SCHWAB STRATEGIC TR US LCAP GR ETF 705K 7K –
SCHWAB STRATEGIC TR US LCAP VA ETF 344K 5K –
SCHWAB STRATEGIC TR US LRG CAP ETF 8M 123K –
SCHWAB STRATEGIC TR US MID-CAP ETF 8M 101K –
SCHWAB STRATEGIC TR US REIT ETF 2M 100K –
SCHWAB STRATEGIC TR US SML CAP ETF 8M 169K –
SCHWAB STRATEGIC TR US TIPS ETF 1M 22K –
SELECT SECTOR SPDR TR RL EST SEL SEC 1M 29K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 329K 2K –
SELECT SECTOR SPDR TR SBI INT-UTILS 1M 16K –
SELECT SECTOR SPDR TR TECHNOLOGY 281K 1K –
SMARTFINANCIAL INC COM NEW 827K 35K –
SOUTHERN CO COM 319K 4K –
SPDR GOLD TR GOLD SHS 204K 951 –
SPDR INDEX SHS FDS GLB NAT RESRCE 357K 6K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 3M 84K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 470K 12K –
SPDR S&P 500 ETF TR TR UNIT 3M 5K –
SPDR SER TR PORTFOLIO S&P600 24M 590K –
SPDR SER TR PORTFOLIO SHORT 2M 62K –
SPDR SER TR S&P BIOTECH 597K 6K –
SPDR SER TR S&P DIVID ETF 1M 9K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 619K 15K –
SYNOPSYS INC COM 422K 710 –
TESLA INC COM 1M 5K –
UNITED CMNTY BKS BLAIRSVLE G COM 455K 18K –
UNITED PARCEL SERVICE INC CL B 740K 5K –
VANECK ETF TRUST GOLD MINERS ETF 791K 23K –
VANECK ETF TRUST PREFERRED SECURT 585K 34K –
VANECK ETF TRUST SEMICONDUCTR ETF 1M 5K –
VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 8M 79K –
VANGUARD BD INDEX FDS SHORT TRM BOND 6M 78K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 101M 1M –
VANGUARD BD INDEX FDS VANGUARD ULTRA 611K 12K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 10M 201K –
VANGUARD INDEX FDS EXTEND MKT ETF 2M 11K –
VANGUARD INDEX FDS GROWTH ETF 1M 3K –
VANGUARD INDEX FDS LARGE CAP ETF 10M 41K –
VANGUARD INDEX FDS MCAP GR IDXVIP 3M 11K –
VANGUARD INDEX FDS MCAP VL IDXVIP 1M 8K –
VANGUARD INDEX FDS MID CAP ETF 15M 62K –
VANGUARD INDEX FDS REAL ESTATE ETF 17M 206K –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 5K –
VANGUARD INDEX FDS SM CP VAL ETF 2M 12K –
VANGUARD INDEX FDS SMALL CP ETF 22M 100K –
VANGUARD INDEX FDS TOTAL STK MKT 388M 1M –
VANGUARD INDEX FDS VALUE ETF 2M 10K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 49M 837K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 37M 855K –
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 267K 4K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 2M 20K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 1M 11K –
VANGUARD MALVERN FDS CORE BD ETF 1M 19K –
VANGUARD MALVERN FDS STRM INFPROIDX 623K 13K –
VANGUARD MUN BD FDS TAX EXEMPT BD 5M 101K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 54M 673K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 11M 197K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 35M 449K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 12M 68K –
VANGUARD STAR FDS VG TL INTL STK F 2M 25K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 59M 1M –
VANGUARD WHITEHALL FDS EM MK GOV BD ETF 3M 42K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 14M 122K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 464K 7K –
VANGUARD WORLD FD CONSUM STP ETF 17M 82K –
VANGUARD WORLD FD ENERGY ETF 1M 10K –
VANGUARD WORLD FD ESG INTL STK ETF 338K 6K –
VANGUARD WORLD FD ESG US STK ETF 4M 44K –
VANGUARD WORLD FD HEALTH CAR ETF 506K 2K –
VANGUARD WORLD FD INF TECH ETF 4M 7K –
VANGUARD WORLD FD UTILITIES ETF 15M 102K –
VERIZON COMMUNICATIONS INC COM 639K 15K –
VISA INC COM CL A 412K 2K –
VSE CORP COM 273K 3K –
WALMART INC COM 1M 15K –