TD AMERITRADE INVESTMENT MANAGEMENT, LLC
Adviser information for TD AMERITRADE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 12 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 101,875 | $15.8B |
| Non-Discretionary | 0 | $0 |
| Total | 101,875 | $15.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 93,721 | $11.5B |
| HNW Individuals | 7,793 | $4.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 86 | $37.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 275 | $99.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 3500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
200 SOUTH 108TH AVENUEOMAHA
NE
United States
Monday - Friday, 9AM-5PM
Tel: 800-669-3900, Fax: 402-970-3440
Chief Compliance Officer
ALYSSA DUFFY
ONE INTERNATIONAL PLACE
BOSTON
MA
United States
Tel:
617-960-5317
A***********@*********M
(Full email address available in API data)
Regulatory Contact
JOHN BELL
PRESIDENT AND CHIEF OPERATING OFFICER
200 SOUTH 108TH AVENUE
OMAHA
NE
United States
Tel:
410-340-9918
J********@*********M
(Full email address available in API data)
Industry Affiliates
| CHARLES SCHWAB & CO., INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency |
| CHARLES SCHWAB BANK, SSB | Banking or thrift institution |
| CHARLES SCHWAB FUTURES AND FOREX LLC | Futures commission merchant |
| CHARLES SCHWAB INVESTMENT ADVISORY, INC | Other investment adviser, including financial planners |
| CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CHARLES SCHWAB PREMIER BANK SSB | Banking or thrift institution |
| CHARLES SCHWAB TRUST BANK | Commodity pool operator or commodity trading advisorBanking or thrift institution |
| SCHWAB WEALTH ADVISORY, INC. | Other investment adviser, including financial planners |
| TD AMERITRADE CLEARING, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TD AMERITRADE HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TD AMERITRADE SINGAPORE PTE. LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| TD AMERITRADE, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE INSURANCE AGENCY OF TD AMERITRADE, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINANCIAL PASSPORT, INC. | Domestic Entity | – | MEMBER, AMERIVEST INVESTMENT MANAGEMENT, LLC | 03/2000 | > 75% |
| TDAMERITRADE HOLDING CORPORATION | Domestic Entity | TDAMERITRADE ONLINE HOLDINGS CORP. | SHAREHOLDER | 09/2002 | > 75% |
| TDAMERITRADE ONLINE HOLDINGS CORP. | Domestic Entity | FINANCIAL PASSPORT, INC. | SHAREHOLDER | 09/2002 | > 75% |
| BELL, JOHN | Individual | – | PRESIDENT, CHIEF OPERATIONS OFFICER | 07/2009 | < 5% |
| THE CHARLES SCHWAB CORPORATION | Domestic Entity | TDAMERITRADE HOLDING CORPORATION | PARENT CORPORATION | 10/2020 | > 75% |
| ASMUS, MICHAEL, GENE | Individual | – | TREASURER | 08/2021 | < 5% |
| DUFFY, ALYSSA | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 13th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABB LTD | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| AES CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| AT&T INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ABBOTT LABS | COM | 0 | 0 | Simplicity Solutions, LLC |
| ABBVIE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ADVANCED MICRO DEVICES INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| AGILENT TECHNOLOGIES INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| AKAMAI TECHNOLOGIES INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ATI INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ALLIANCE DATA SYSTEMS CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| ALLISON TRANSMISSION HLDGS I | COM | 0 | 0 | Simplicity Solutions, LLC |
| ALLSTATE CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| ALPHABET INC | CAP STK CL C | 0 | 0 | Simplicity Solutions, LLC |
| ALPHABET INC | CAP STK CL A | 0 | 0 | Simplicity Solutions, LLC |
| ALTRIA GROUP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| AMAZON COM INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| AMEREN CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| AMERICA MOVIL SAB DE CV | SPON ADS RP CL B | 0 | 0 | Simplicity Solutions, LLC |
| AMERICAN ELEC PWR INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| AMERICAN EXPRESS CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| AMERICAN INTL GROUP INC | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| AMERICAN TOWER CORP NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| AMETEK INC NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| AMGEN INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| AMPHENOL CORP NEW | CL A | 0 | 0 | Simplicity Solutions, LLC |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| ELEVANCE HEALTH INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ANTERO MIDSTREAM CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| APPLE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| APPLIED MATLS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ARCOSA INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ASHLAND GLOBAL HLDGS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ASTRAZENECA PLC | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| AUTOMATIC DATA PROCESSING IN | COM | 0 | 0 | Simplicity Solutions, LLC |
| AUTOZONE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| AVANOS MED INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| AVANTOR INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| AVERY DENNISON CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| BP PLC | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| BRP INC | COM SUN VTG | 0 | 0 | Simplicity Solutions, LLC |
| BAKER HUGHES COMPANY | CL A | 0 | 0 | Simplicity Solutions, LLC |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| BANK AMER CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| BANK OZK | COM | 0 | 0 | Simplicity Solutions, LLC |
| BARCLAYS PLC | ADR | 0 | 0 | Simplicity Solutions, LLC |
| BATH & BODY WORKS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| BEIGENE LTD | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 0 | 0 | Simplicity Solutions, LLC |
| BLACKROCK INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| BLACKSTONE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| BLOCK H & R INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| BOEING CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 0 | 0 | Simplicity Solutions, LLC |
| BRISTOL MYERS SQUIBB CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| BRIXMOR PPTY GROUP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| BROADCOM INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| BURLINGTON STORES INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CBOE GLOBAL MKTS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CDW CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| CME GROUP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CSX CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| CVS HEALTH CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| CACI INTL INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| CAMDEN PPTY TR | SH BEN INT | 0 | 0 | Simplicity Solutions, LLC |
| CANADIAN NATL RY CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| CANADIAN NAT RES LTD | COM | 0 | 0 | Simplicity Solutions, LLC |
| CARLISLE COS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CARLYLE GROUP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CARRIER GLOBAL CORPORATION | COM | 0 | 0 | Simplicity Solutions, LLC |
| CARTERS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CATERPILLAR INC DEL | COM | 0 | 0 | Simplicity Solutions, LLC |
| CENTENE CORP DEL | COM | 0 | 0 | Simplicity Solutions, LLC |
| CENTERPOINT ENERGY INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CHARTER COMMUNICATIONS INC N | CL A | 0 | 0 | Simplicity Solutions, LLC |
| CHEMOURS CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| CHEVRON CORP NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| CHICOS FAS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CHILDRENS PL INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CIENA CORP | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| CISCO SYS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CITIGROUP INC | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| CITIZENS FINL GROUP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CLEAN HARBORS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CLEVELAND-CLIFFS INC NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| COCA COLA CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| COCA COLA FEMSA S A B DE C V | SPONSORD ADR REP | 0 | 0 | Simplicity Solutions, LLC |
| COLGATE PALMOLIVE CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| COMCAST CORP NEW | CL A | 0 | 0 | Simplicity Solutions, LLC |
| COMERICA INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CONAGRA BRANDS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CONDUENT INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CONOCOPHILLIPS | COM | 0 | 0 | Simplicity Solutions, LLC |
| CONSTELLATION ENERGY CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| CORNING INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| COSTCO WHSL CORP NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| CROWN CASTLE INTL CORP NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| CROWN HLDGS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| CUMMINS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| D R HORTON INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| DANAHER CORPORATION | COM | 0 | 0 | Simplicity Solutions, LLC |
| DARDEN RESTAURANTS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| DEERE & CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| DELL TECHNOLOGIES INC | CL C | 0 | 0 | Simplicity Solutions, LLC |
| DEVON ENERGY CORP NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| DEXCOM INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| DIAGEO PLC | SPON ADR NEW | 0 | 0 | Simplicity Solutions, LLC |
| DIAMONDBACK ENERGY INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| DISNEY WALT CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| DISCOVER FINL SVCS | COM | 0 | 0 | Simplicity Solutions, LLC |
| DOCUSIGN INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| DOLBY LABORATORIES INC | COM CL A | 0 | 0 | Simplicity Solutions, LLC |
| DOLLAR TREE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| DOW INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| DROPBOX INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| DUKE ENERGY CORP NEW | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| DUN & BRADSTREET HLDGS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| EOG RES INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| EASTMAN CHEM CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| EDISON INTL | COM | 0 | 0 | Simplicity Solutions, LLC |
| EDWARDS LIFESCIENCES CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| ELECTRONIC ARTS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| EMERSON ELEC CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| ENERPAC TOOL GROUP CORP | CL A COM | 0 | 0 | Simplicity Solutions, LLC |
| ENTEGRIS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ENTERGY CORP NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| EPAM SYS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| EQUINIX INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| EVERCORE INC | CLASS A | 0 | 0 | Simplicity Solutions, LLC |
| EVERGY INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| EVERTEC INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| EXELON CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| EXELIXIS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| EXPEDIA GROUP INC | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| EXXON MOBIL CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| FMC CORP | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| META PLATFORMS INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| FASTENAL CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| FEDEX CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| F5 INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| FIDELITY NATL INFORMATION SV | COM | 0 | 0 | Simplicity Solutions, LLC |
| FIRST INDL RLTY TR INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| FIRST TR DOW JONES SELECT MI | COM SHS ANNUAL | 0 | 0 | – |
| FIRST TR DOW JONES SELECT MI | COM SHS ANNUAL | 0 | 0 | Simplicity Solutions, LLC |
| FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 0 | 0 | Simplicity Solutions, LLC |
| FIRSTENERGY CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| FLEETCOR TECHNOLOGIES INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| FLOWERS FOODS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| FORD MTR CO DEL | COM | 0 | 0 | Simplicity Solutions, LLC |
| FORTUNE BRANDS INNOVATIONS I | COM | 0 | 0 | Simplicity Solutions, LLC |
| FREEPORT-MCMORAN INC | CL B | 0 | 0 | Simplicity Solutions, LLC |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 0 | 0 | Simplicity Solutions, LLC |
| GAMING & LEISURE PPTYS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| GENERAL DYNAMICS CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| GENERAL ELECTRIC CO | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| GENERAL MLS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| GENERAL MTRS CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| GENTEX CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| GENMAB A S | SPONSORED ADS | 0 | 0 | Simplicity Solutions, LLC |
| GILEAD SCIENCES INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| GSK PLC | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| GLOBAL PMTS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| GLOBE LIFE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| GODADDY INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| GOLDMAN SACHS GROUP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| GRAINGER W W INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| HDFC BANK LTD | SPONSORED ADS | 0 | 0 | Simplicity Solutions, LLC |
| HP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| HAEMONETICS CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| HAIN CELESTIAL GROUP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| HALLIBURTON CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| HANOVER INS GROUP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| HASBRO INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| HERSHEY CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| HEWLETT PACKARD ENTERPRISE C | COM | 0 | 0 | Simplicity Solutions, LLC |
| HILTON WORLDWIDE HLDGS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| HOLOGIC INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| HOME DEPOT INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| HONEYWELL INTL INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| HUNTINGTON BANCSHARES INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| HYATT HOTELS CORP | COM CL A | 0 | 0 | Simplicity Solutions, LLC |
| IPG PHOTONICS CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| ITT INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ILLINOIS TOOL WKS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| INCYTE CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| ING GROEP N V | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| INGERSOLL RAND INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| INTEL CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| INTERCONTINENTAL EXCHANGE IN | COM | 0 | 0 | Simplicity Solutions, LLC |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 0 | 0 | Simplicity Solutions, LLC |
| INTL PAPER CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| INTERPUBLIC GROUP COS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | S&P SML600 VAL | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | S&P SML600 GWT | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP400 PR | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP VLU MNT | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | S&P MDCP MOMNTUM | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | S&P SMCP VLU MNT | 0 | 0 | – |
| INVESCO EXCHANGE TRADED FD T | S&P SMCP VLU MNT | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | S&P SMLCP MOMENT | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | GBL LISTED PVT | 0 | 0 | – |
| INVESCO EXCHANGE TRADED FD T | DYNMC LRG VALU | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHANGE TRADED FD T | DYNMC LRG GWTH | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHNG TRADED FD TR | FTSE RAFI EMNG | 0 | 0 | – |
| INVESCO EXCHNG TRADED FD TR | FTSE RAFI EMNG | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHNG TRADED FD TR | EMRNG MKT SVRG | 0 | 0 | – |
| INVESCO EXCHNG TRADED FD TR | EMRNG MKT SVRG | 0 | 0 | Simplicity Solutions, LLC |
| INVESCO EXCHNG TRADED FD TR | S&P MDCP 400 REV | 0 | 0 | Simplicity Solutions, LLC |
| IQVIA HLDGS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| IRON MTN INC NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES INC | JP MORGAN EM ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | CORE S&P TTL STK | 0 | 0 | – |
| ISHARES TR | CORE S&P TTL STK | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | TIPS BD ETF | 0 | 0 | – |
| ISHARES TR | TIPS BD ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | CORE US AGGBD ET | 0 | 0 | – |
| ISHARES TR | CORE US AGGBD ET | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | S&P 500 GRWT ETF | 0 | 0 | – |
| ISHARES TR | S&P 500 GRWT ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | S&P 500 VAL ETF | 0 | 0 | – |
| ISHARES TR | S&P 500 VAL ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | 7-10 YR TRSY BD | 0 | 0 | – |
| ISHARES TR | 7-10 YR TRSY BD | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | 1 3 YR TREAS BD | 0 | 0 | – |
| ISHARES TR | 1 3 YR TREAS BD | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | RUS MDCP VAL ETF | 0 | 0 | – |
| ISHARES TR | RUS MDCP VAL ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | RUS MD CP GR ETF | 0 | 0 | – |
| ISHARES TR | RUS MD CP GR ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | RUS MID CAP ETF | 0 | 0 | – |
| ISHARES TR | CORE S&P MCP ETF | 0 | 0 | – |
| ISHARES TR | RUS 1000 VAL ETF | 0 | 0 | – |
| ISHARES TR | RUS 1000 VAL ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | S&P MC 400GR ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | RUS 1000 GRW ETF | 0 | 0 | – |
| ISHARES TR | RUS 1000 GRW ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | RUS 2000 VAL ETF | 0 | 0 | – |
| ISHARES TR | RUS 2000 VAL ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | RUS 2000 GRW ETF | 0 | 0 | – |
| ISHARES TR | RUS 2000 GRW ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | CORE S&P US VLU | 0 | 0 | – |
| ISHARES TR | CORE S&P US VLU | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | CORE S&P US GWT | 0 | 0 | – |
| ISHARES TR | CORE S&P US GWT | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | S&P MC 400VL ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | U.S. REAL ES ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | CORE S&P SCP ETF | 0 | 0 | – |
| ISHARES TR | SP SMCP600VL ETF | 0 | 0 | – |
| ISHARES TR | SP SMCP600VL ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | S&P SML 600 GWT | 0 | 0 | – |
| ISHARES TR | S&P SML 600 GWT | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | EAFE SML CP ETF | 0 | 0 | – |
| ISHARES TR | JPMORGAN USD EMG | 0 | 0 | – |
| ISHARES TR | JPMORGAN USD EMG | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | MRGSTR MD CP GRW | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | MRGSTR MD CP VAL | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | INTL DEVPPTY ETF | 0 | 0 | – |
| ISHARES TR | INTL DEVPPTY ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | IBOXX HI YD ETF | 0 | 0 | – |
| ISHARES TR | CRE U S REIT ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | MSCI KLD400 SOC | 0 | 0 | – |
| ISHARES TR | MSCI KLD400 SOC | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | MBS ETF | 0 | 0 | – |
| ISHARES TR | MRGSTR SM CP GR | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | INTRM GOV CR ETF | 0 | 0 | – |
| ISHARES TR | 10-20 YR TRS ETF | 0 | 0 | – |
| ISHARES TR | 10-20 YR TRS ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | SHORT TREAS BD | 0 | 0 | – |
| ISHARES TR | MRNING SM CP ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | MICRO-CAP ETF | 0 | 0 | – |
| ISHARES TR | EAFE VALUE ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | EAFE GRWTH ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | RUS TP200 GR ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | CORE LT USDB ETF | 0 | 0 | – |
| ISHARES TR | CORE LT USDB ETF | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | CORE MSCI TOTAL | 0 | 0 | – |
| ISHARES TR | CORE MSCI EAFE | 0 | 0 | – |
| ISHARES TR | CORE 1 5 YR USD | 0 | 0 | – |
| ISHARES TR | CORE 1 5 YR USD | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES INC | CORE MSCI EMKT | 0 | 0 | – |
| ISHARES INC | CORE MSCI EMKT | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES INC | ESG AWR MSCI EM | 0 | 0 | – |
| ISHARES INC | ESG AWR MSCI EM | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | MSCI INTL MOMENT | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | CORE TOTAL USD | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | ESG AWRE 1 5 YR | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | MSCI INTL VLU FT | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | ESG AWR MSCI USA | 0 | 0 | – |
| ISHARES TR | ESG AWR MSCI USA | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | ESG AW MSCI EAFE | 0 | 0 | – |
| ISHARES TR | ESG AW MSCI EAFE | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | CORE INTL AGGR | 0 | 0 | – |
| ISHARES TR | CORE INTL AGGR | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | ESG AWR US AGRGT | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | ESG AWARE MSCI | 0 | 0 | – |
| ISHARES TR | ESG AWARE MSCI | 0 | 0 | Simplicity Solutions, LLC |
| ISHARES TR | BROAD USD HIGH | 0 | 0 | – |
| ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 0 | 0 | Simplicity Solutions, LLC |
| ITRON INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| JPMORGAN CHASE & CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| JOHNSON & JOHNSON | COM | 0 | 0 | Simplicity Solutions, LLC |
| OPENLANE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| KBR INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| KLA CORPORATION | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| KEYCORP NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| KIMBERLY-CLARK CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| KINDER MORGAN INC DEL | COM | 0 | 0 | Simplicity Solutions, LLC |
| KONINKLIJKE PHILIPS N V | NY REG SH NEW | 0 | 0 | Simplicity Solutions, LLC |
| KRAFT HEINZ CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| KROGER CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| KYNDRYL HLDGS INC | COMMON STOCK | 0 | 0 | Simplicity Solutions, LLC |
| L3HARRIS TECHNOLOGIES INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| LAMAR ADVERTISING CO NEW | CL A | 0 | 0 | Simplicity Solutions, LLC |
| LAUDER ESTEE COS INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| LEAR CORP | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| LILLY ELI & CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| LIONS GATE ENTMNT CORP | CL B NON VTG | 0 | 0 | Simplicity Solutions, LLC |
| LIVE NATION ENTERTAINMENT IN | COM | 0 | 0 | Simplicity Solutions, LLC |
| LOCKHEED MARTIN CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| MGM RESORTS INTERNATIONAL | COM | 0 | 0 | Simplicity Solutions, LLC |
| MSC INDL DIRECT INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| MARATHON PETE CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| MARSH & MCLENNAN COS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| MARVELL TECHNOLOGY INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| MASTEC INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| MASTERCARD INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| MCDONALDS CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| MCKESSON CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| MELCO RESORTS AND ENTMNT LTD | ADR | 0 | 0 | Simplicity Solutions, LLC |
| MERCADOLIBRE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| MERCK & CO INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| METLIFE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| MICROSOFT CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| MICROCHIP TECHNOLOGY INC. | COM | 0 | 0 | Simplicity Solutions, LLC |
| MICRON TECHNOLOGY INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 0 | 0 | Simplicity Solutions, LLC |
| MOLINA HEALTHCARE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| MOLSON COORS BREWING CO | CL B | 0 | 0 | Simplicity Solutions, LLC |
| MORGAN STANLEY | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| MOTOROLA SOLUTIONS INC | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| NRG ENERGY INC | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| NETAPP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| NETFLIX INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| NEUROCRINE BIOSCIENCES INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| NEWMONT CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| NEXSTAR MEDIA GROUP INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| NEXTERA ENERGY INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| NIKE INC | CL B | 0 | 0 | Simplicity Solutions, LLC |
| NORTHROP GRUMMAN CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| NOVARTIS A G | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| NOVO-NORDISK A S | ADR | 0 | 0 | Simplicity Solutions, LLC |
| NVIDIA CORPORATION | COM | 0 | 0 | Simplicity Solutions, LLC |
| NUTRIEN LTD | COM | 0 | 0 | Simplicity Solutions, LLC |
| OGE ENERGY CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 0 | 0 | – |
| NUSHARES ETF TR | NUVEEN ESG SMLCP | 0 | 0 | Simplicity Solutions, LLC |
| NUSHARES ETF TR | NUVEEN ESG INTL | 0 | 0 | – |
| NUSHARES ETF TR | NUVEEN ESG INTL | 0 | 0 | Simplicity Solutions, LLC |
| NUSHARES ETF TR | NUVEEN ESG EMRGN | 0 | 0 | – |
| OREILLY AUTOMOTIVE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ON SEMICONDUCTOR CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| ONEOK INC NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| ORACLE CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| OSHKOSH CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| OWENS CORNING NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| PG&E CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| PNC FINL SVCS GROUP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| PPL CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| PTC INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| PACCAR INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| PAYCHEX INC | Com | 0 | 0 | Simplicity Solutions, LLC |
| PAYPAL HLDGS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| PEPSICO INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| PFIZER INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| PHILIP MORRIS INTL INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| PHILLIPS 66 | COM | 0 | 0 | Simplicity Solutions, LLC |
| PIMCO ETF TR | BROAD US TIPS | 0 | 0 | Simplicity Solutions, LLC |
| PINNACLE WEST CAP CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| PINTEREST INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| PIONEER NAT RES CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| POPULAR INC | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| PROCTER & GAMBLE CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| PROGRESSIVE CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| PROSHARES TR | PRIV EQTY-LSTD | 0 | 0 | – |
| PRUDENTIAL FINL INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| PRUDENTIAL PLC | ADR | 0 | 0 | Simplicity Solutions, LLC |
| PUBLIC STORAGE | COM | 0 | 0 | Simplicity Solutions, LLC |
| PURE STORAGE INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| QUALCOMM INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| QUEST DIAGNOSTICS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| RALPH LAUREN CORP | CL A | 0 | 0 | Simplicity Solutions, LLC |
| RAYTHEON TECHNOLOGIES CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| REALTY INCOME CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| REGENCY CTRS CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| REGIONS FINL CORP NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| REINSURANCE GRP OF AMERICA I | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| RELX PLC | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| RESTAURANT BRANDS INTL INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| REXFORD INDL RLTY INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| RIO TINTO PLC | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| ROCKWELL AUTOMATION INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| SHELL PLC | SPON ADS | 0 | 0 | Simplicity Solutions, LLC |
| RYANAIR HLDGS PLC | SPONSORED ADS | 0 | 0 | Simplicity Solutions, LLC |
| RYDER SYS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| S&P GLOBAL INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| SBA COMMUNICATIONS CORP NEW | CL A | 0 | 0 | Simplicity Solutions, LLC |
| SPDR S&P 500 ETF TR | TR UNIT | 0 | 0 | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 0 | 0 | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 0 | 0 | Simplicity Solutions, LLC |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 0 | 0 | – |
| SPDR SER TR | S&P 600 SMCP GRW | 0 | 0 | – |
| SPDR SER TR | S&P 600 SMCP GRW | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | S&P 600 SMCP VAL | 0 | 0 | – |
| SPDR SER TR | S&P 600 SMCP VAL | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | PORTFOLIO INTRMD | 0 | 0 | – |
| SPDR SER TR | PORTFOLIO INTRMD | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | PORTFLI MORTGAGE | 0 | 0 | – |
| SPDR SER TR | BLOOMBERG EMERGI | 0 | 0 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 0 | 0 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | PORTFOLIO SHORT | 0 | 0 | – |
| SPDR SER TR | PORTFOLIO SHORT | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | PRTFLO S&P500 VL | 0 | 0 | – |
| SPDR SER TR | PRTFLO S&P500 VL | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | BLOMBERG INTL TR | 0 | 0 | – |
| SPDR SER TR | BLOMBERG INTL TR | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | PORTFOLIO AGRGTE | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | PORTFLI TIPS ETF | 0 | 0 | – |
| SPDR SER TR | PORTFLI TIPS ETF | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | PORTFOLIO LN TSR | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | PORTFLI INTRMDIT | 0 | 0 | – |
| SPDR SER TR | PORTFOLI S&P1500 | 0 | 0 | – |
| SPDR SER TR | S&P 400 MDCP GRW | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | S&P 400 MDCP VAL | 0 | 0 | – |
| SPDR SER TR | S&P 400 MDCP VAL | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | PORTFOLIO SH TSR | 0 | 0 | Simplicity Solutions, LLC |
| SPDR SER TR | BLOOMBERG HIGH Y | 0 | 0 | – |
| SALESFORCE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| SANOFI | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| SAP SE | SPON ADR | 0 | 0 | Simplicity Solutions, LLC |
| SCHLUMBERGER LTD | COM STK | 0 | 0 | Simplicity Solutions, LLC |
| SCHWAB CHARLES CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 0 | 0 | Simplicity Solutions, LLC |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 0 | 0 | Simplicity Solutions, LLC |
| SEAGEN INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| SEALED AIR CORP NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 0 | 0 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 0 | 0 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 0 | 0 | Simplicity Solutions, LLC |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 0 | 0 | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 0 | 0 | Simplicity Solutions, LLC |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 0 | 0 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 0 | 0 | Simplicity Solutions, LLC |
| SELECT SECTOR SPDR TR | ENERGY | 0 | 0 | – |
| SELECT SECTOR SPDR TR | ENERGY | 0 | 0 | Simplicity Solutions, LLC |
| SELECT SECTOR SPDR TR | FINANCIAL | 0 | 0 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 0 | 0 | Simplicity Solutions, LLC |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 0 | 0 | – |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 0 | 0 | Simplicity Solutions, LLC |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 0 | 0 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 0 | 0 | Simplicity Solutions, LLC |
| SELECT SECTOR SPDR TR | COMMUNICATION | 0 | 0 | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 0 | 0 | Simplicity Solutions, LLC |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 0 | 0 | – |
| SEMPRA ENERGY | COM | 0 | 0 | Simplicity Solutions, LLC |
| SERVICENOW INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| SHINHAN FINANCIAL GROUP CO L | SPN ADR RESTRD | 0 | 0 | Simplicity Solutions, LLC |
| SKYWORKS SOLUTIONS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| SMUCKER J M CO | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| SNAP ON INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| SOUTHERN CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| SOUTHWEST AIRLS CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| SPIRIT RLTY CAP INC NEW | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| STARBUCKS CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| STATE STR CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| STERICYCLE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| STRYKER CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| SYLVAMO CORP | COMMON STOCK | 0 | 0 | Simplicity Solutions, LLC |
| SYNEOS HEALTH INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| SYSCO CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| TFI INTL INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 0 | 0 | Simplicity Solutions, LLC |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 0 | 0 | Simplicity Solutions, LLC |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 0 | 0 | Simplicity Solutions, LLC |
| TAPESTRY INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| TARGET CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| TC ENERGY CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| TERADYNE INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| TESLA INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| TEXAS INSTRS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| THERMO FISHER SCIENTIFIC INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| TOPBUILD CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| TORONTO DOMINION BK ONT | COM NEW | 0 | 0 | Simplicity Solutions, LLC |
| TOTALENERGIES SE | SPONSORED ADS | 0 | 0 | Simplicity Solutions, LLC |
| TRAVEL PLUS LEISURE CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| TREEHOUSE FOODS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| TRUIST FINL CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| TYSON FOODS INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| UNILEVER PLC | SPON ADR NEW | 0 | 0 | Simplicity Solutions, LLC |
| UNITED PARCEL SERVICE INC | CL B | 0 | 0 | Simplicity Solutions, LLC |
| UNITED RENTALS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| US FOODS HLDG CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| UNITEDHEALTH GROUP INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| V F CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| VALE S A | SPONSORED ADS | 0 | 0 | Simplicity Solutions, LLC |
| VALERO ENERGY CORP NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| VANECK ETF TRUST | JP MRGAN EM LOC | 0 | 0 | – |
| VANECK ETF TRUST | JP MRGAN EM LOC | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD WORLD FD | MEGA GRWTH IND | 0 | 0 | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 GRTH | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD BD INDEX FD INC | LONG TERM BOND | 0 | 0 | – |
| VANGUARD BD INDEX FD INC | LONG TERM BOND | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD BD INDEX FD INC | INTERMED TERM | 0 | 0 | – |
| VANGUARD BD INDEX FD INC | SHORT TRM BOND | 0 | 0 | – |
| VANGUARD BD INDEX FD INC | SHORT TRM BOND | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 0 | 0 | – |
| VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 0 | 0 | – |
| VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 0 | 0 | – |
| VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD WHITEHALL FDS INC | INTL DVD ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD WHITEHALL FDS INC | EM MK GOV BD ETF | 0 | 0 | – |
| VANGUARD WHITEHALL FDS INC | EM MK GOV BD ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 0 | 0 | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 0 | 0 | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 0 | 0 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 0 | 0 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 0 | 0 | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD WORLD FDS | CONSUM DIS ETF | 0 | 0 | – |
| VANGUARD WORLD FDS | CONSUM STP ETF | 0 | 0 | – |
| VANGUARD WORLD FDS | ENERGY ETF | 0 | 0 | – |
| VANGUARD WORLD FDS | FINANCIALS ETF | 0 | 0 | – |
| VANGUARD WORLD FDS | HEALTH CAR ETF | 0 | 0 | – |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 0 | 0 | – |
| VANGUARD WORLD FDS | INF TECH ETF | 0 | 0 | – |
| VANGUARD WORLD FDS | MATERIALS ETF | 0 | 0 | – |
| VANGUARD WORLD FDS | COMM SRVC ETF | 0 | 0 | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 0 | 0 | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000GRW | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 0 | 0 | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 0 | 0 | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 0 | 0 | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 0 | 0 | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 0 | 0 | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 0 | 0 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD INDEX FDS | SML CP GRW ETF | 0 | 0 | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD INDEX FDS | SM CP VAL ETF | 0 | 0 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD INDEX FDS | MID CAP ETF | 0 | 0 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD INDEX FDS | GROWTH ETF | 0 | 0 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD INDEX FDS | VALUE ETF | 0 | 0 | – |
| VANGUARD INDEX FDS | VALUE ETF | 0 | 0 | Simplicity Solutions, LLC |
| VANGUARD INDEX FDS | TOTAL STK MKT | 0 | 0 | – |
| VERIZON COMMUNICATIONS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| VERTEX PHARMACEUTICALS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| VICI PPTYS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| VISA INC | COM CL A | 0 | 0 | Simplicity Solutions, LLC |
| VISTRA ENERGY CORP | COM | 0 | 0 | Simplicity Solutions, LLC |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| VOYA FINANCIAL INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| WALMART INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| WARNER MUSIC GROUP CORP | COM CL A | 0 | 0 | Simplicity Solutions, LLC |
| WASTE MGMT INC DEL | COM | 0 | 0 | Simplicity Solutions, LLC |
| WELLS FARGO CO NEW | COM | 0 | 0 | Simplicity Solutions, LLC |
| WELLTOWER INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| WENDYS CO | COM | 0 | 0 | Simplicity Solutions, LLC |
| WILLIAMS COS INC DEL | COM | 0 | 0 | Simplicity Solutions, LLC |
| WISDOMTREE TR | EMER MKT HIGH FD | 0 | 0 | – |
| WISDOMTREE TR | EMER MKT HIGH FD | 0 | 0 | Simplicity Solutions, LLC |
| WOODSIDE ENERGY GROUP LTD | SPONSORED ADR | 0 | 0 | Simplicity Solutions, LLC |
| YUM BRANDS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ZIMMER BIOMET HLDGS INC | COM | 0 | 0 | Simplicity Solutions, LLC |
| ZOETIS INC | CL A | 0 | 0 | Simplicity Solutions, LLC |
| AON PLC | SHS CL A | 0 | 0 | Simplicity Solutions, LLC |
| ARCH CAP GROUP LTD | ORD | 0 | 0 | Simplicity Solutions, LLC |
| ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | 0 | 0 | Simplicity Solutions, LLC |
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