Hedge Fund Database

TRIAD ADVISORS, LLC

Adviser information for TRIAD ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 2530
Investment Advisory/Research 89
Registered Broker-Dealer Representatives 723
Registered State Investment Advisers 333
Licensed Agents of an Insurance Company 26
No. of Firms/People that Solicit Clients 6

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,946 $695.0M
Non-Discretionary 1,282 $411.2M
Total 4,228 $1.1B

Clients

Type Number RAUM
Individuals 2,820 $532.4M
HNW Individuals 239 $513.4M
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 162 $45.8M
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses 26 $14.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 156
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 861.2M
Both for Same 0
Portfolio Manager to Program Sponsor
ADVISOR MANAGED PORTFOLIOS VISION2020 WEALTH MANAGEMENT CORP.

Identifiers

SEC RIA File Number 801-55518
SEC ERA File Number 801-55518
SEC CIK Numbers 1722474
SEC CRD Numbers 25803
Legal Entity Identifier None

Principal Office

2300 WINDY RIDGE PARKWAY
SUITE 750
ATLANTA
GA
United States
Monday - Friday, 9:00AM-5:00PM EST
Tel: 800-720-4003, Fax: 678-291-9706

Websites

www.pearsonandcompany.net www.pathwaywealthsolutions.com www.sbowens.yournextphase.com/ www.gidwanicapital.com/ www.pinkertonbrokerage.com www.djones.yournextphase.com/ www.hinescapital.com/ www.incompassfp.com/ www.excaliburfs.com/ www.truecapitaladvisors.com/ www.opulentminds.com/ www.franklemieuxfinancialservices.com www.gbggwealth.com www.randall-financial.com/ www.bmorales.yournextphase.com www.ephillippowell.com/ www.parablefinancialnetwork.com/ www.genfinance.net/ www.plantheway.com/ www.rbgold.com/ www.upstreamadvisorygroup.com/ www.wealthstrategiesinc.us/ www.oakwm.com/ www.fullcircle-wealth.com/ www.shirazibenefits.com www.onedigital.com www.efrnc.com/ www.triad-advisors.com www.summitgroup401k.com/ www.pinkertonretirement.com www.d-squaredinvestments.com/ www.mc2wealthsolutions.com/ www.apexwealthmanagement.com/ www.onechrysalis.com/ www.capstoneadvgroup.com www.maniet.com/ www.brybeck.com/ www.argcap.com www.thepinnacleplanninggroup.com www.krinerfinancial.com/ www.fsln.com/ www.wentleyinvestments.com/ www.consolidatedplanninggroup.com/ www.balanceonline.biz www.southfloridawealthmanagement.com/ www.assetadvisorsgroup.com/ www.efwiseplanning.com/ www.linkedin.com/company/triad-advisors/ www.noffsingerfinancial.com/ www.bbernard.yournextphase.com/np2019/homepage.jsp www.twitter.com/triadadvisors www.wmbc.financial www.facebook.com/triadadvisorsllc/ www.clarity-advisors.com/ www.clarity-fa.com/ www.americanfinancialmanagement.com www.ori-gen.retirementdna.com/ www.brickler.com www.ajg.com www.emeryfg.com/ www.lwmadvisor.com www.gcgfinancial.com www.rpalastro.yournextphase.com www.curtinfinancialservices.com/ www.gcgwealthmanagement.aleragroup.com www.atlasfinancialmanagement.com www.apayne.yournextphase.com www.overmancapitalmanagement.com/ www.hobbsgroupadvisors.com

Chief Compliance Officer

IRYNA NORTHRIP
CHIEF COMPLIANCE OFFICER
20 EAST THOMAS RD.
SUITE 2000
PHOENIX
AZ
United States
Tel: 901-302-6885
(Full email address available in API data)

Regulatory Contact

MARY WIDMAYER
COMPLIANCE OFFICER - IA
877 EXECUTIVE CENTER DR. W
SUITE 300
ST PETERSBURG
FL
United States
Tel: 212-551-5105
(Full email address available in API data)

Industry Affiliates

AMERICAN PORTFOLIOS ADVISORS, INC Other investment adviser, including financial planners
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
ARBOR POINT ADVISORS Other investment adviser, including financial planners
BLACK DIAMOND FINANCIAL, LLC Other investment adviser, including financial planners
HIGHLAND CAPITAL BROKERAGE Insurance company or agency
LADENBURG THALMANN & CO. INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
LADENBURG THALMANN ASSET MANAGEMENT INC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
OSAIC ADVISORY SERVICES, LLC Other investment adviser, including financial planners
OSAIC INSTITUTIONS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
OSAIC SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
OSAIC WEALTH, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
PREMIER TRUST, INC. Trust company
SECURITIES AMERICA ADVISORS, INC. Other investment adviser, including financial planners
SECURITIES AMERICA, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
TRIAD INSURANCE, INC. Insurance company or agency
VISION2020 WEALTH MANAGEMENT CORP. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ROSENTHAL, JEFFREY LIN Individual – CEO/PRESIDENT AND DIRECTOR 01/2016 < 5%
AG PARENT CORP Domestic Entity OSAIC HOLDINGS, INC. SHAREHOLDER 08/2019 > 75%
AG INTERMEDIATE CORP Domestic Entity OSAIC FINANCIAL SERVICES, INC. SHAREHOLDER 05/2020 > 75%
AG ARTEMIS HOLDINGS, L.P. Domestic Entity AG INTERMEDIATE CORP. SHAREHOLDER 08/2019 > 75%
RCP ARTEMIS CO-INVEST GP LLC Domestic Entity RCP ARTEMIS CO-INVEST, L.P. GENERAL PARTNER 05/2019
RCP OPP FUND II GP, LP Domestic Entity RCP ARTEMIS CO-INVEST GP LLC MEMBER 05/2019 > 75%
AG ARTEMIS HOLDINGS GP, LLC Domestic Entity AG ARTEMIS HOLDINGS, L.P. GENERAL PARTNER 05/2019
RCP OPP FUND II GP, LP Domestic Entity AG ARTEMIS HOLDINGS GP, LLC MEMBER 05/2019 > 75%
RCP GENPAR LP Domestic Entity RCP OPP FUND II GP, LP LIMITED PARTNER 01/2018 > 75%
RCP GENPAR HOLDCO LLC Domestic Entity RCP GENPAR LP LIMITED PARTNER 08/2014 > 75%
MRB ICBC LLC Domestic Entity RCP GENPAR HOLDCO LLC MEMBER 08/2014 25-50%
THE BERLINSKI FAMILY 2006 TRUST Domestic Entity MRB ICBC LLC MEMBER 08/2014 > 75%
RCP ARTEMIS CO-INVEST, L.P. Foreign Entity AG ARTEMIS HOLDINGS, L.P. LIMITED PARTNER 08/2019 50-75%
BERLINSKI, MILTON RALPH Individual RCP OPP FUND II GP, LP GENERAL PARTNER 01/2018
BERLINSKI, MILTON RALPH Individual RCP GENPAR LP GENERAL PARTNER 08/2014
BERLINSKI, MILTON RALPH Individual MRB ICBC LLC INVESTMENT MANAGER 08/2014
BERLINSKI, MILTON RALPH Individual RCP GENPAR HOLDCO LLC MEMBER 08/2014 25-50%
BERLINSKI, MILTON RALPH Individual THE BERLINSKI FAMILY 2006 TRUST TRUSTEE 06/2006
OSAIC HOLDINGS, INC. Domestic Entity – MEMBER 05/2020 > 75%
OSAIC FINANCIAL SERVICES, INC. Domestic Entity AG PARENT CORP. SHAREHOLDER 05/2020 > 75%
PRICE, JAMES DALE Individual – CHAIRMAN 05/2020 < 5%
SCHLUETER, MATTHEW ADAM Individual – EXECUTIVE VICE PRESIDENT, DIRECTOR 05/2020 < 5%
CORNICK, GREGORY ALLEN Individual – DIRECTOR 12/2020 < 5%
SCHMIDT, DAVID MARTIN Individual – TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL 03/2021 < 5%
GERB, JASON Individual – SVP, CHIEF REGULATORY OFFICER 09/2023 < 5%
CHAFFEE, HAROLD GERARD Individual – VP, CHIEF COMPLIANCE OFFICER 06/2022 < 5%
NORTHRIP, IRYNA YAKOVLEVNA Individual – SVP, CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY 09/2023 < 5%

No. Employees, Historic

3,0001,50002019202020212022202320242025199 on 5/1/2019199 on 5/1/2019199 on 7/1/2019199 on 10/16/2019199 on 3/13/2020167 on 3/27/2020167 on 4/22/2020167 on 6/15/2020167 on 6/26/2020167 on 6/29/2020167 on 8/14/2020167 on 10/16/2020167 on 12/4/2020167 on 12/22/2020167 on 1/21/2021167 on 3/4/2021180 on 3/30/2021180 on 4/21/2021180 on 5/21/2021180 on 6/18/2021180 on 6/28/2021180 on 7/16/2021180 on 8/9/2021180 on 9/16/2021180 on 9/16/2021180 on 9/17/2021180 on 10/13/2021180 on 12/17/2021180 on 1/26/20222036 on 3/31/20222036 on 4/18/20222036 on 5/5/20222036 on 5/17/20222036 on 6/22/20222036 on 7/22/20222036 on 9/29/20222036 on 10/28/20222036 on 11/28/20222036 on 12/9/20222036 on 1/17/20232036 on 2/3/20232036 on 3/13/20232036 on 3/24/20232036 on 3/27/20231629 on 3/31/20231629 on 4/25/20231629 on 5/12/20231629 on 7/17/20231629 on 7/21/20231629 on 8/10/20231629 on 8/23/20231629 on 9/18/20231629 on 10/12/20231629 on 11/10/20231629 on 11/14/20231629 on 1/19/20241629 on 2/8/20241629 on 2/27/20242530 on 3/28/2024

RAUM, Historic

3B2B02019202020212022202320242025920995833 on 5/1/2019920995833 on 5/1/2019920995833 on 7/1/2019920995833 on 10/16/2019920995833 on 3/13/20201274808102 on 3/27/20201274808102 on 4/22/20201274808102 on 6/15/20201274808102 on 6/26/20201274808102 on 6/29/20201274808102 on 8/14/20201274808102 on 10/16/20201274808102 on 12/4/20201274808102 on 12/22/20201274808102 on 1/21/20211274808102 on 3/4/20211185806798 on 3/30/20211185806798 on 4/21/20211185806798 on 5/21/20211185806798 on 6/18/20211185806798 on 6/28/20211185806798 on 7/16/20211185806798 on 8/9/20211185806798 on 9/16/20211185806798 on 9/16/20211185806798 on 9/17/20211185806798 on 10/13/20211185806798 on 12/17/20211185806798 on 1/26/20222357493021 on 3/31/20222357493021 on 4/18/20222357493021 on 5/5/20222357493021 on 5/17/20222357493021 on 6/22/20222357493021 on 7/22/20222357493021 on 9/29/20222357493021 on 10/28/20222357493021 on 11/28/20222357493021 on 12/9/20222357493021 on 1/17/20232357493021 on 2/3/20232357493021 on 3/13/20232357493021 on 3/24/20232357493021 on 3/27/20232248734411 on 3/31/20232248734411 on 4/25/20232248734411 on 5/12/20232248734411 on 7/17/20232248734411 on 7/21/20232248734411 on 8/10/20232248734411 on 8/23/20232248734411 on 9/18/20232248734411 on 10/12/20232248734411 on 11/10/20232248734411 on 11/14/20232248734411 on 1/19/20242248734411 on 2/8/20242248734411 on 2/27/20241106198778 on 3/28/2024

No. Clients, Historic

8,0004,000020192020202120222023202420253342 on 5/1/20193342 on 5/1/20193342 on 7/1/20193342 on 10/16/20193342 on 3/13/20203859 on 3/27/20203859 on 4/22/20203859 on 6/15/20203859 on 6/26/20203859 on 6/29/20203859 on 8/14/20203859 on 10/16/20203859 on 12/4/20203859 on 12/22/20203859 on 1/21/20213859 on 3/4/20212739 on 3/30/20212739 on 4/21/20212739 on 5/21/20212739 on 6/18/20212739 on 6/28/20212739 on 7/16/20212739 on 8/9/20212739 on 9/16/20212739 on 9/16/20212739 on 9/17/20212739 on 10/13/20212739 on 12/17/20212739 on 1/26/20227467 on 3/31/20227467 on 4/18/20227467 on 5/5/20227467 on 5/17/20227467 on 6/22/20227467 on 7/22/20227467 on 9/29/20227467 on 10/28/20227467 on 11/28/20227467 on 12/9/20227467 on 1/17/20237467 on 2/3/20237467 on 3/13/20237467 on 3/24/20237467 on 3/27/20236924 on 3/31/20236924 on 4/25/20236924 on 5/12/20236924 on 7/17/20236924 on 7/21/20236924 on 8/10/20236924 on 8/23/20236924 on 9/18/20236924 on 10/12/20236924 on 11/10/20236924 on 11/14/20236924 on 1/19/20246924 on 2/8/20246924 on 2/27/20243247 on 3/28/2024