B&C FINANCIAL ADVISORS
BUTENSKY & COHEN FINANCIAL SECURITY INC Legal Name
Adviser information for B&C FINANCIAL ADVISORS last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,169 | $494.2M |
| Non-Discretionary | 18 | $8.5M |
| Total | 1,187 | $502.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 378 | $127.4M |
| HNW Individuals | 112 | $353.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $472,476 |
| Charitable organizations | <5 | $559,791 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $20.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-55533 |
|---|---|
| SEC ERA File Number | 801-55533 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110295 |
| Legal Entity Identifier | None |
Principal Office
110 PROFESSIONAL DRIVESUITE 101
PONTE VEDRA BEACH
FL
United States
Monday - Friday, 8:30 AM - 5:00 PM (M-TH); 8:30 AM - 4:00 PM (FRIDAY)
Tel: 904-273-9850, Fax: 904-273-6920
Chief Compliance Officer
JACQUELINE A. BOS
VICE PRESIDENT
110 PROFESSIONAL DRIVE
SUITE 101
PONTE VEDRA BCH.
FL
United States
Tel:
904-273-9850
Fax:
904-273-6920
J*****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COHEN, ALLAN, ABRAHAM | Individual | – | PRESIDENT/CEO | 11/2018 | 10-25% |
| BOS, JACQUELINE, ANN | Individual | – | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 01/2009 | 25-50% |
| ELLIS, THOMAS, LEONARD | Individual | – | VICE PRESIDENT | 11/2017 | 25-50% |
| GULDI, SEAN, (NMN) | Individual | – | CHIEF INVESTMENT OFFICER | 01/2018 | 10-25% |
| OERTHER, ADAM, THOMAS | Individual | – | VICE PRESIDENT | 01/2021 | 5-10% |