HTG INVESTMENT ADVISORS INC
Adviser information for HTG INVESTMENT ADVISORS INC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,390 | $859.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,390 | $859.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 142 | $51.9M |
| HNW Individuals | 232 | $804.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-55553 |
|---|---|
| SEC ERA File Number | 801-55553 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108614 |
| Legal Entity Identifier | None |
Principal Office
50 LOCUST AVENUENEW CANAAN
CT
United States
Monday - Friday, 9:00A.M.-5:00P.M. BY APPOINTMENT
Tel: 203-972-8262, Fax: 203-966-4740
Chief Compliance Officer
ROBIN SHERWOOD
CHAIRMAN, CEO, PRESIDENT
50 LOCUST AVENUE
NEW CANAAN
CT
United States
Tel:
203-972-8262
Fax:
203-966-4740
R****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHERWOOD, ROBIN, ANN | Individual | – | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF COMPLIANCE OFFICER | 07/2006 | 25-50% |
| ZAHAROFF, ALEXANDER, GREGORY | Individual | – | EXECUTIVE VICE PRESIDENT, TREASURER AND ASSISTANT SECRETARY | 12/2015 | 25-50% |
| CONNELL, KERRY, BRIDGET | Individual | – | SECRETARY | 08/2017 | 10-25% |
| SHERWOOD, JEFFREY, KIRK | Individual | – | BOARD MEMBER | 08/2019 | < 5% |
| DONALDSON, ALLISON, PYKETT | Individual | – | ADVISOR | 12/2022 | 10-25% |