TODD ASSET MANAGEMENT LLC
Adviser information for TODD ASSET MANAGEMENT LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kentucky, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 105 | $4.5B |
| Non-Discretionary | 0 | $0 |
| Total | 105 | $4.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 40 | $177.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $40.8M |
| Charitable organizations | 13 | $171.1M |
| State or municipal gov entities | <5 | $3.5B |
| Other investment advisers | 16 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 11 | $625.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 16 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersPROVIDE AND UPDATE MODEL PORTFOLIO TO PLATFORM CLIENTS UNDER AGREEMENT |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 11.8M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MANAGER ACCESS SELECT ACCOUNT | LPL FINANCIAL LLC |
| ASSET-BASED INVESTMENT PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| LINCOLN INVESTMENT PLANNING | LINCOLN INVESTMENT |
| SCHWAB'S MANAGED ACCOUNT SELECT PROGRAM | CHARLES SCHWAB & CO., INC. |
| ASSET MANAGEMENT SERVICES | RAYMOND JAMES & ASSOCIATES, INC. |
| MSSB PRIVATE PORTFOLIO | MORGAN STANLEY |
| WELLS FARGO PRIVATE ADVISOR NETWORK | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
Principal Office
101 SOUTH 5TH STREETSUITE 3100
LOUISVILLE
KY
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: (502)-585-3121, Fax: (502)-585-4203
Websites
Chief Compliance Officer
JAMES R. JENKINS
CHIEF COMPLIANCE & FINANCIAL OFFICER
101 SOUTH 5TH STREET
SUITE 3100
LOUISVILLE
KY
United States
Tel:
(502) 899-4098
Fax:
(502) 899-4084
J*******@************M
(Full email address available in API data)
Regulatory Contact
JENNIFER DOSS
CHIEF OPERATING OFFICER
101 SOUTH 5TH STREET
SUITE 3100
LOUISVILLE
KY
United States
Tel:
(502) 814-0103
Fax:
(502)-585-4203
J****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JENKINS, JAMES, RAYMOND | Individual | – | CHIEF COMPLIANCE OFFICER, CFO, DIRECTOR | 05/1998 | 5-10% |
| SCOTT, CURTISS, MILLER | Individual | – | PRESIDENT, CIO, DIRECTOR | 05/2009 | 25-50% |
| CASSEROLE LLC | Domestic Entity | – | MEMBER OF LLC | 05/2009 | 10-25% |
| DOSS, JENNIFER, JANE | Individual | – | SECRETARY, COO | 05/2009 | < 5% |
| WHITE, JOHN, JAMES | Individual | – | SENIOR PORTFOLIO MANAGER, DIRECTOR OF RESEARCH, DIRECTOR | 05/2009 | 10-25% |
| HOLDEN, JOHN, CLETUS | Individual | – | SENIOR PORTFOLIO MANAGER, DIRECTOR | 05/2009 | 10-25% |
| PRUGAR, ROBERT, PAUL | Individual | CASSEROLE LLC | SOLE OWNER | 05/2009 | > 75% |
| POOLE, JOHN, STEPHEN | Individual | – | MANAGING DIRECTOR, MARKETING | 05/2009 | 5-10% |
| BENNETT, CHRISTOPHER, ABBOTT | Individual | – | MARKETING DIRECTOR | 10/2014 | < 5% |
| Siers, Shaun, Christopher | Individual | – | SENIOR PORTFOLIO MANAGER, DIRECTOR | 06/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3I GROUP PLC UNSPONSORD ADR | CS | 4M | 188K | – |
| 3M CO | CS | 998K | 10K | – |
| ABBVIE | CS | 39M | 227K | – |
| AEGON LTD AMER REG 1 CERT | CS | 3M | 558K | – |
| AERCAP HOLDINGS NV | CS | 42M | 453K | – |
| AERCAP HOLDINGS NV | CS | 6M | 70K | – |
| AKAMAI TECHNOLGIES | CS | 18M | 196K | – |
| ALIBABA GROUP HOLDING | CS | 16M | 217K | – |
| ALIBABA GROUP HOLDING | CS | 3M | 35K | – |
| ALKERMES INC | CS | 4M | 161K | – |
| ALLIANZ SE | CS | 979K | 35K | – |
| ALPHABET INC | CS | 27M | 151K | – |
| ALTRIA GROUP INC COM | CS | 32M | 698K | – |
| AMDOCS LTD | CS | 29M | 370K | – |
| AMDOCS LTD | CS | 5M | 57K | – |
| AMERICA MOVIL SAB DE CV SPON A | CS | 12M | 705K | – |
| AMERICA MOVIL SAB DE CV SPON A | CS | 2M | 111K | – |
| AMERICAN EXPRESS CO | CS | 43M | 187K | – |
| AMERICAN INTL GROUP INC | CS | 21M | 277K | – |
| AMERIPRISE FINANCIAL INC | CS | 43M | 100K | – |
| AMGEN INC | CS | 39M | 125K | – |
| AON CORP. | CS | 266K | 907 | – |
| AON CORP. | CS | 5K | 20 | – |
| APA CORPORATION | CS | 18M | 622K | – |
| APOLLO GLOBAL MANAGEMENT LLC | CS | 42M | 355K | – |
| APPLE COMPUTER INC | CS | 4M | 17K | – |
| ARCELORMITTAL SA LUXEMBOU | CS | 3M | 132K | – |
| ASHLAND GLOBAL HOLDINGS INC | CS | 205K | 2K | – |
| ASHTEAD GROUP PLC UNSP | CS | 28M | 103K | – |
| ASHTEAD GROUP PLC UNSP | CS | 4M | 15K | – |
| ASTRAZENECA PLC-SPONS ADR | CS | 37M | 477K | – |
| ASTRAZENECA PLC-SPONS ADR | CS | 6M | 73K | – |
| AUTOZONE INC | CS | 61M | 21K | – |
| AXA- SPONS ADR | CS | 32M | 988K | – |
| AXA- SPONS ADR | CS | 5M | 147K | – |
| B A S F A G | CS | 16M | 1M | – |
| B A S F A G | CS | 2M | 194K | – |
| BAE SYSTEMS PLC ADR | CS | 28M | 423K | – |
| BAE SYSTEMS PLC ADR | CS | 4M | 63K | – |
| BAIDU INC | CS | 13M | 149K | – |
| BAIDU INC | CS | 2M | 23K | – |
| BANCO BILBAO VIZCAYA ARG ADR | CS | 3M | 313K | – |
| BANCO SANTANDER SA ADS | CS | 36M | 8M | – |
| BANCO SANTANDER SA ADS | CS | 6M | 1M | – |
| BANK NOVA SCOTIA HALIFAX | CS | 858K | 19K | – |
| BANK OF AMERICA CORPORATION | CS | 37M | 923K | – |
| BARCLAYS ADR | CS | 32M | 3M | – |
| BARCLAYS ADR | CS | 5M | 461K | – |
| BEST BUY INC COM | CS | 23M | 275K | – |
| BLACKROCK INC | CS | 416K | 528 | – |
| BNP PARIBAS PA ADR | CS | 39M | 1M | – |
| BNP PARIBAS PA ADR | CS | 6M | 173K | – |
| BOOKING HOLDINGS INC | CS | 24M | 6K | – |
| BORG WARNER AUTOMOTIVE INC | CS | 24M | 747K | – |
| BP PLC | CS | 17M | 457K | – |
| BP PLC | CS | 2M | 57K | – |
| BRITISH AMERN TOB PLC ADR | CS | 7M | 215K | – |
| BRITISH AMERN TOB PLC ADR | CS | 1M | 42K | – |
| BROADCOM LTD | CS | 82M | 51K | – |
| CANADIAN NATL RY CO | CS | 15M | 131K | – |
| CANADIAN NATL RY CO | CS | 3M | 22K | – |
| CAPGEMINI SE | CS | 34M | 860K | – |
| CAPGEMINI SE | CS | 5M | 130K | – |
| CAPITAL ONE FINANCIAL CORP | CS | 20M | 146K | – |
| CARRIER GLOBAL CORPORATION | CS | 239K | 4K | – |
| CDW CORP/DE | CS | 30M | 136K | – |
| CHEVRON CORP NEW COM | CS | 2M | 15K | – |
| CHUBB CP | CS | 59M | 231K | – |
| CHUBB CP | CS | 4M | 17K | – |
| CHUGAI PHARMA UNSUP ADR | CS | 4M | 231K | – |
| CISCO SYS INC COM | CS | 315K | 7K | – |
| CITIZENS FINANCIAL GROUP INC | CS | 30M | 836K | – |
| COGNIZANT TECH | CS | 9M | 129K | – |
| COMPAGNIE DE SAINT GOB | CS | 37M | 2M | – |
| COMPAGNIE DE SAINT GOB | CS | 6M | 375K | – |
| CONOCOPHILLIPS | CS | 31M | 273K | – |
| CORPAY INC | CS | 19M | 71K | – |
| CRH PLC | CS | 40M | 539K | – |
| CRH PLC | CS | 6M | 82K | – |
| CUMMINS INC. | CS | 38M | 139K | – |
| D R HORTON INC | CS | 18M | 131K | – |
| DAIWA HOUSE INDUSTRY | CS | 20M | 775K | – |
| DAIWA HOUSE INDUSTRY | CS | 3M | 120K | – |
| DANSKE BANK ADR | CS | 3M | 225K | – |
| DAVITA INC | CS | 226K | 2K | – |
| DBS GROUP HOLDINGS LTD | CS | 30M | 282K | – |
| DBS GROUP HOLDINGS LTD | CS | 5M | 43K | – |
| DELL TECHNOLOGIES, INC | CS | 49M | 353K | – |
| DICK'S SPORTING GOODS | CS | 41M | 190K | – |
| DIGITAL REALTY TRUST INC | CS | 8M | 53K | – |
| DOW INC. | CS | 281K | 5K | – |
| EASTMAN CHEMICAL CO | CS | 34M | 350K | – |
| EATON VANCE MUNICIPAL BD | CS | 242K | 23K | – |
| ELEVANCE HEALTH INC | CS | 38M | 70K | – |
| ELI LILLY & CO | CS | 204K | 225 | – |
| EMERSON ELEC CO COM | CS | 321K | 3K | – |
| ENI S P A | CS | 3M | 102K | – |
| EQUINOR ASA | CS | 36M | 1M | – |
| EQUINOR ASA | CS | 2M | 78K | – |
| EXPEDIA INC | CS | 20M | 160K | – |
| EXXON MOBIL | CS | 2M | 19K | – |
| FIFTH THIRD BANCORP | CS | 39M | 1M | – |
| FIRST SOLAR INC. | CS | 23M | 101K | – |
| FISERV INC COM | CS | 39M | 263K | – |
| FLEX LTD | CS | 4M | 153K | – |
| FOX CORPORATION | CS | 24M | 694K | – |
| FRONTLINE PLC | CS | 4M | 138K | – |
| FUJITSU LIMITED ADR | CS | 31M | 2M | – |
| FUJITSU LIMITED ADR | CS | 4M | 276K | – |
| GE HEALTHCARE TECHNOLOGIES INC | CS | 25M | 316K | – |
| GENERAL MILLS | CS | 764K | 12K | – |
| GENERAL MTRS CO COM | CS | 22M | 476K | – |
| GILDAN ACTIVEWEAR INC | CS | 4M | 93K | – |
| GILEAD SCIENCES INC | CS | 858K | 13K | – |
| GLENCORE PLC UNSPONSORD ADR | CS | 27M | 2M | – |
| GLENCORE PLC UNSPONSORD ADR | CS | 4M | 360K | – |
| HCA HEALTHCARE INC | CS | 43M | 135K | – |
| HDFC BANK LTD | CS | 17M | 270K | – |
| HDFC BANK LTD | CS | 3M | 45K | – |
| HEIDELBERG MATERIALS AG | CS | 3M | 161K | – |
| HITACHI LTD ADR | CS | 23M | 101K | – |
| HITACHI LTD ADR | CS | 4M | 17K | – |
| HOME DEPOT | CS | 42M | 123K | – |
| HUNTINGTON BANCSHARES INC | CS | 693K | 53K | – |
| ICON PLC - AMERICAN DEPOSITARY | CS | 15M | 47K | – |
| ICON PLC - AMERICAN DEPOSITARY | CS | 2M | 7K | – |
| ILLINOIS TOOL WKS INC COM | CS | 790K | 3K | – |
| INCYTE CORP | CS | 23M | 381K | – |
| ING GROUP N V | CS | 42M | 2M | – |
| ING GROUP N V | CS | 6M | 339K | – |
| INTESA SAN PAOLO SPON ADR | CS | 4M | 158K | – |
| INTL. BUSINESS MACHS CO | CS | 36M | 209K | – |
| IQVIA HOLDINGS INC | CS | 1M | 5K | – |
| ISHARES BARCLAYS TIPS BOND FUN | BF | 220K | 2K | – |
| ISHARES MSCI ACWI EX US ETF | CS | 2M | 45K | – |
| ISHARES NATIONAL MUNI BOND ETF | BF | 301K | 3K | – |
| ITAU UNIBANCO HOLDINGS SA | CS | 27M | 5M | – |
| ITAU UNIBANCO HOLDINGS SA | CS | 4M | 770K | – |
| ITOCHU CORPORATION | CS | 46M | 466K | – |
| ITOCHU CORPORATION | CS | 7M | 70K | – |
| J P MORGAN CHASE & CO | CS | 50M | 248K | – |
| JABIL INC | CS | 44M | 405K | – |
| JACOBS SOLUTIONS INC | CS | 43M | 309K | – |
| JAZZ PHARMACEUTICALS INC | CS | 14M | 133K | – |
| JAZZ PHARMACEUTICALS INC | CS | 2M | 20K | – |
| JD.COM INC | CS | 14M | 559K | – |
| JD.COM INC | CS | 2M | 91K | – |
| JOHNSON & JOHNSON COM | CS | 481K | 3K | – |
| JOHNSON CONTROLS INTERNATIONAL | CS | 452K | 7K | – |
| KB FINANCIAL GROUP INC | CS | 32M | 565K | – |
| KB FINANCIAL GROUP INC | CS | 5M | 89K | – |
| KLA -Tencor | CS | 46M | 56K | – |
| KOMATSU LTD | CS | 38M | 1M | – |
| KOMATSU LTD | CS | 6M | 197K | – |
| KONINKLIJKE | CS | 31M | 1M | – |
| KONINKLIJKE | CS | 4M | 139K | – |
| KONINKLIJKE PHILIPS ELECT | CS | 518K | 21K | – |
| KROGER CO | CS | 19M | 379K | – |
| KT CORPORATION | CS | 4M | 268K | – |
| LENOVO GROUP LIMITED ADS | CS | 290K | 10K | – |
| LINCOLN NATIONAL CORP | CS | 1M | 38K | – |
| LOGITECH INTERNATIONAL S.A. | CS | 4M | 41K | – |
| LOWE'S CO. | CS | 19M | 86K | – |
| LYONDELLBASELL INDUSTRIES | CS | 30M | 310K | – |
| LYONDELLBASELL INDUSTRIES | CS | 4M | 45K | – |
| MANULIFE FINL CORP COM | CS | 998K | 37K | – |
| MARATHON OIL CORP COM | CS | 22M | 767K | – |
| MARATHON PETROLEUM CORP | CS | 352K | 2K | – |
| MARUBENI CORP ADR | CS | 35M | 187K | – |
| MARUBENI CORP ADR | CS | 5M | 28K | – |
| MASCO CORP | CS | 48M | 713K | – |
| MCDONALDS CORP | CS | 1M | 4K | – |
| MCKESSON CORP COM | CS | 24M | 41K | – |
| MERCK & CO INC | CS | 38M | 305K | – |
| MICROSOFT CORP | CS | 5M | 12K | – |
| MITSUBISHI UFJ FINL GROUP ADR | CS | 38M | 4M | – |
| MITSUBISHI UFJ FINL GROUP ADR | CS | 6M | 545K | – |
| MORGAN STANLEY COM NEW | CS | 42M | 434K | – |
| NASPERS LIMITED ADR | CS | 20M | 520K | – |
| NASPERS LIMITED ADR | CS | 3M | 79K | – |
| NATIONAL GRID TRANSCO PLC ADR | CS | 587K | 10K | – |
| NATWEST GROUP PLC SP ADR | CS | 30M | 4M | – |
| NATWEST GROUP PLC SP ADR | CS | 4M | 485K | – |
| NETAPP | CS | 26M | 205K | – |
| NETAPP | CS | 4M | 44K | – |
| NETEASE INC. ADR | CS | 26M | 277K | – |
| NOVARTIS A G SPONSORED ADR | CS | 37M | 344K | – |
| NOVARTIS A G SPONSORED ADR | CS | 6M | 53K | – |
| NRG ENERGY INC | CS | 25M | 318K | – |
| NVIDIA CORP | CS | 3M | 28K | – |
| NVR INC | CS | 37M | 5K | – |
| NXP SEMICONDUCTORS NV | CS | 72M | 266K | – |
| NXP SEMICONDUCTORS NV | CS | 8M | 28K | – |
| OMEGA HEALTHCARE INVS | CS | 984K | 29K | – |
| ON SEMICONDUCTOR CORP | CS | 27M | 394K | – |
| ONEOK INC | CS | 43M | 523K | – |
| ORACLE CORP COM | CS | 40M | 285K | – |
| ORANGE | CS | 667K | 67K | – |
| ORIX CORP ADR | CS | 33M | 301K | – |
| ORIX CORP ADR | CS | 5M | 46K | – |
| PACCAR INC | CS | 18M | 175K | – |
| PANASONIC HOLDINGS CORP UNSPON | CS | 126K | 15K | – |
| PARKER HANNIFIN CORP | CS | 60M | 118K | – |
| PDD HOLDINGS INC SP ADS | CS | 21M | 160K | – |
| PDD HOLDINGS INC SP ADS | CS | 3M | 20K | – |
| PETROLEO BRASILERO | CS | 30M | 2M | – |
| PETROLEO BRASILERO | CS | 4M | 284K | – |
| PFIZER INC | CS | 774K | 28K | – |
| PHILIP MORRIS INTL INC COM | CS | 2M | 18K | – |
| PHILLIPS 66 | CS | 41M | 292K | – |
| PROCTER & GAMBLE | CS | 651K | 4K | – |
| PROGRESSIVE CORP OHIO | CS | 31M | 148K | – |
| PRYSMIAN SPA UNSPONSORD ADR | CS | 24M | 788K | – |
| PRYSMIAN SPA UNSPONSORD ADR | CS | 4M | 118K | – |
| PULTEGROUP INC. | CS | 3M | 23K | – |
| QUALCOMM INC | CS | 73M | 365K | – |
| QUANTA SERVICES INC | CS | 303K | 1K | – |
| RALPH LAUREN CORPORATION | CS | 21M | 118K | – |
| RANDSTAD NV ADR UNSPON | CS | 3M | 129K | – |
| REPSOL S.A. | CS | 37M | 2M | – |
| REPSOL S.A. | CS | 5M | 315K | – |
| RIO TINTO PLC ADR | CS | 66M | 999K | – |
| RIO TINTO PLC ADR | CS | 4M | 66K | – |
| ROSS STORES INC COM | CS | 515K | 4K | – |
| ROYAL CARIBBEAN CRUISES | CS | 25M | 155K | – |
| RTX CORPORATION COM | CS | 380K | 4K | – |
| SANOFI AVENTIS | CS | 28M | 572K | – |
| SANOFI AVENTIS | CS | 4M | 88K | – |
| SCHLUMBERGER LTD | CS | 35M | 750K | – |
| SCHLUMBERGER LTD | CS | 3M | 69K | – |
| SEMPRA ENERGY | CS | 10M | 133K | – |
| SENSATA TECHNOLOGIES HOLDING P | CS | 286K | 8K | – |
| SHELL PLC | CS | 81M | 1M | – |
| SHELL PLC | CS | 6M | 83K | – |
| SHIONOGI & CO LTD UNSP | CS | 14M | 1M | – |
| SHIONOGI & CO LTD UNSP | CS | 2M | 186K | – |
| SK TELECOM CO | CS | 3M | 165K | – |
| SKECHERS U S A INC | CS | 29M | 417K | – |
| SONY GROUP CORPORATION | CS | 14M | 163K | – |
| SONY GROUP CORPORATION | CS | 2M | 25K | – |
| STANDARD BANK GROUP LTD | CS | 25M | 2M | – |
| STANDARD BANK GROUP LTD | CS | 4M | 343K | – |
| STATE STR CORP COM | CS | 21M | 282K | – |
| STELLANTIS NV | CS | 20M | 994K | – |
| STELLANTIS NV | CS | 2M | 113K | – |
| SUN LIFE FINANCIAL | CS | 20M | 417K | – |
| SUN LIFE FINANCIAL | CS | 3M | 66K | – |
| SYNCHRONY FINANCIAL | CS | 24M | 508K | – |
| TAIWAN SEMICONDUCTOR MFG CO AD | CS | 31M | 181K | – |
| TAIWAN SEMICONDUCTOR MFG CO AD | CS | 5M | 30K | – |
| TAPESTRY | CS | 30M | 700K | – |
| TE CONNECTIVITY LTD. | CS | 2M | 11K | – |
| TEXAS ROADHOUSE | CS | 2M | 13K | – |
| TEXTRON INC | CS | 40M | 465K | – |
| THALES UNSPONSORD ADR | CS | 22M | 685K | – |
| THALES UNSPONSORD ADR | CS | 3M | 107K | – |
| TOKYO ELECTRON LTD | CS | 21M | 189K | – |
| TOKYO ELECTRON LTD | CS | 3M | 30K | – |
| TOTALENERGIES, SE | CS | 70M | 1M | – |
| TOTALENERGIES, SE | CS | 5M | 72K | – |
| TRUIST FINL CORP | CS | 735K | 19K | – |
| UBS GROUP AG | CS | 26M | 889K | – |
| UBS GROUP AG | CS | 4M | 140K | – |
| UNILEVER | CS | 2M | 41K | – |
| UNION PAC CORP COM | CS | 15M | 64K | – |
| UNITED HEALTHCARE CORP | CS | 24M | 47K | – |
| UNITED RENTALS INC | CS | 77M | 120K | – |
| VALE SA | CS | 33M | 3M | – |
| VALE SA | CS | 2M | 171K | – |
| VANGUARD BD INDEX FD INC | BF | 398K | 5K | – |
| VEOLIA ENVIRONMENT | CS | 15M | 997K | – |
| VEOLIA ENVIRONMENT | CS | 3M | 170K | – |
| VERIZON COMMUNICATIONS | CS | 20M | 479K | – |
| VIPSHOP HOLDINGS LTD ADS | CS | 25M | 2M | – |
| VIPSHOP HOLDINGS LTD ADS | CS | 4M | 272K | – |
| ZTO EXPRESS INC | CS | 18M | 856K | – |
| ZTO EXPRESS INC | CS | 3M | 134K | – |