GOELZER INVESTMENT MANAGEMENT
GOELZER INVESTMENT MANAGEMENT, INC. Legal Name
Adviser information for GOELZER INVESTMENT MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 36 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 24 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,676 | $3.1B |
| Non-Discretionary | 14 | $20.2M |
| Total | 1,690 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 194 | $250.1M |
| HNW Individuals | 358 | $1.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $6.8M |
| Charitable organizations | 41 | $1.0B |
| State or municipal gov entities | 32 | $472.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $2.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $44.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)PORTFOLIO MONITORING/CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
111 MONUMENT CIRCLE, SUITE 500INDIANAPOLIS
IN
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 317-264-2600, Fax: 317-264-2601
Websites
Chief Compliance Officer
JEFFREY A. BUSH
GENERAL COUNSEL
111 MONUMENT CIRCLE, SUITE 500
INDIANAPOLIS
IN
United States
Tel:
317-264-2600
Fax:
317-264-2601
J****@*************M
(Full email address available in API data)
Regulatory Contact
CHRIS COTTERILL
CHIEF OPERATING OFFICER
111 MONUMENT CIRCLE
SUITE 500
INDIANAPOLIS
IN
United States
Tel:
317-264-2614
Fax:
317-264-2601
C*********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOELZER, GREGORY, WILLIAM | Individual | – | CHAIRMAN AND CEO | 06/2003 | 10-25% |
| MCKAMEY, BRETT, DEAN | Individual | – | PRESIDENT | 06/2003 | 10-25% |
| FREIHOFER, LISA GOELZER | Individual | – | OWNER | 09/2007 | 10-25% |
| GOELZER, SANDRA KAY | Individual | – | OWNER | 09/2007 | 10-25% |
| CONCANNON, JAMES ANDREW | Individual | – | OWNER | 11/2009 | 5-10% |
| GOELZER EMPLOYEE STOCK OWNERSHIP PLAN | Domestic Entity | – | OWNER | 12/2010 | 5-10% |
| GOELZER, GREGORY, WILLIAM | Individual | GOELZER EMPLOYEE STOCK OWNERSHIP PLAN | TRUSTEE | 12/2012 | > 75% |
| BUSH, JEFFREY ADAM | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2012 | < 5% |
| STEPHENS, GAVIN, WAYNE | Individual | – | OWNER | 07/2021 | < 5% |
| HUTCHINSON, DONALD, JOSEPH | Individual | – | MANAGING DIRECTOR, INSTITUTIONAL ADVISORY SERVICES | 06/2021 | 5-10% |
| PYNE, BRIAN, JOSEPH | Individual | – | MANAGING DIRECTOR, PRIVATE CLIENT | 03/2012 | 5-10% |
| MCKAMEY, BRETT, DEAN | Individual | GOELZER EMPLOYEE STOCK OWNERSHIP PLAN | TRUSTEE | 12/2012 | 25-50% |
| PYNE, BRIAN, JOSEPH | Individual | GOELZER EMPLOYEE STOCK OWNERSHIP PLAN | TRUSTEE | 12/2021 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 445K | 4K | – |
| ABBOTT LABS | COM | 772K | 7K | – |
| ABBVIE INC | COM | 9M | 53K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 2M | 8K | – |
| ADOBE INC | COM | 7M | 12K | – |
| ADVANCED MICRO DEVICES INC | COM | 287K | 2K | – |
| AFLAC INC | COM | 316K | 4K | – |
| AIR PRODS & CHEMS INC | COM | 9M | 36K | – |
| ALPHABET INC | CAP STK CL A | 1M | 6K | – |
| ALPHABET INC | CAP STK CL C | 17M | 95K | – |
| AMAZON COM INC | COM | 9M | 48K | – |
| AMERICAN ELEC PWR CO INC | COM | 7M | 80K | – |
| AMERICAN EXPRESS CO | COM | 4M | 15K | – |
| AMERICAN INTL GROUP INC | COM NEW | 2M | 32K | – |
| AMERICAN TOWER CORP NEW | COM | 648K | 3K | – |
| AMGEN INC | COM | 426K | 1K | – |
| ANALOG DEVICES INC | COM | 11M | 46K | – |
| AON PLC | SHS CL A | 429K | 1K | – |
| APOLLO GLOBAL MGMT INC | COM | 4M | 33K | – |
| APPLE INC | COM | 33M | 157K | – |
| ARISTA NETWORKS INC | COM | 5M | 15K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 5M | 61K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 1M | 4K | – |
| BANK AMERICA CORP | COM | 7M | 182K | – |
| BAXTER INTL INC | COM | 3M | 104K | – |
| BECTON DICKINSON & CO | COM | 290K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 9M | 22K | – |
| BLACKROCK INC | COM | 428K | 544 | – |
| BOEING CO | COM | 557K | 3K | – |
| BOOKING HOLDINGS INC | COM | 5M | 1K | – |
| BORGWARNER INC | COM | 4M | 139K | – |
| BOSTON SCIENTIFIC CORP | COM | 3M | 42K | – |
| BP PLC | SPONSORED ADR | 322K | 9K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 6M | 133K | – |
| BROADCOM INC | COM | 11M | 7K | – |
| CARRIER GLOBAL CORPORATION | COM | 2M | 28K | – |
| CATERPILLAR INC | COM | 5M | 15K | – |
| CHART INDS INC | COM | 307K | 2K | – |
| CHEVRON CORP NEW | COM | 13M | 85K | – |
| CHUBB LIMITED | COM | 296K | 1K | – |
| CISCO SYS INC | COM | 8M | 171K | – |
| CITIZENS FINL GROUP INC | COM | 8M | 210K | – |
| COCA COLA CO | COM | 611K | 10K | – |
| COLGATE PALMOLIVE CO | COM | 354K | 4K | – |
| COMCAST CORP NEW | CL A | 369K | 9K | – |
| CONOCOPHILLIPS | COM | 369K | 3K | – |
| CORTEVA INC | COM | 4M | 75K | – |
| COSTCO WHSL CORP NEW | COM | 9M | 11K | – |
| CRANE COMPANY | COMMON STOCK | 387K | 3K | – |
| CRANE NXT CO | COM | 204K | 3K | – |
| CROWDSTRIKE HLDGS INC | CL A | 3M | 8K | – |
| CSX CORP | COM | 352K | 11K | – |
| CUMMINS INC | COM | 1M | 4K | – |
| CVS HEALTH CORP | COM | 5M | 81K | – |
| DBX ETF TR | XTRACK MSCI EAFE | 654K | 16K | – |
| DICKS SPORTING GOODS INC | COM | 286K | 1K | – |
| DIGI INTL INC | COM | 535K | 23K | – |
| DIGITAL RLTY TR INC | COM | 768K | 5K | – |
| DISNEY WALT CO | COM | 3M | 33K | – |
| EATON CORP PLC | SHS | 19M | 59K | – |
| ECOLAB INC | COM | 540K | 2K | – |
| ELEVANCE HEALTH INC | COM | 370K | 682 | – |
| ELI LILLY & CO | COM | 515M | 568K | – |
| EMERSON ELEC CO | COM | 843K | 8K | – |
| ENBRIDGE INC | COM | 8M | 219K | – |
| ENTERGY CORP NEW | COM | 6M | 56K | – |
| EOG RES INC | COM | 3M | 24K | – |
| EPAM SYS INC | COM | 245K | 1K | – |
| EQUINIX INC | COM | 3M | 4K | – |
| EXXON MOBIL CORP | COM | 20M | 171K | – |
| FARMERS & MERCHANTS BANCORP | COM | 640K | 28K | – |
| FASTENAL CO | COM | 533K | 8K | – |
| FIFTH THIRD BANCORP | COM | 4M | 115K | – |
| FIRST SOLAR INC | COM | 646K | 3K | – |
| FREEPORT-MCMORAN INC | CL B | 5M | 98K | – |
| GATX CORP | COM | 6M | 45K | – |
| GENERAL DYNAMICS CORP | COM | 533K | 2K | – |
| GENTEX CORP | COM | 10M | 284K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 427K | 13K | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 771K | 7K | – |
| HANOVER INS GROUP INC | COM | 3M | 25K | – |
| HOME DEPOT INC | COM | 4M | 13K | – |
| HONEYWELL INTL INC | COM | 5M | 23K | – |
| HUNTINGTON INGALLS INDS INC | COM | 493K | 2K | – |
| ILLINOIS TOOL WKS INC | COM | 294K | 1K | – |
| INGREDION INC | COM | 5M | 46K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 6M | 37K | – |
| INTERPUBLIC GROUP COS INC | COM | 6M | 220K | – |
| INTUITIVE SURGICAL INC | COM NEW | 3M | 6K | – |
| INVESCO QQQ TR | UNIT SER 1 | 2M | 4K | – |
| IQVIA HLDGS INC | COM | 4M | 20K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 2M | 22K | – |
| ISHARES TR | 10-20 YR TRS ETF | 17M | 161K | – |
| ISHARES TR | 20 YR TR BD ETF | 1M | 15K | – |
| ISHARES TR | 7-10 YR TRSY BD | 654K | 7K | – |
| ISHARES TR | AGENCY BOND ETF | 1M | 10K | – |
| ISHARES TR | CORE MSCI EAFE | 296K | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 67M | 1M | – |
| ISHARES TR | CORE S&P SCP ETF | 30M | 280K | – |
| ISHARES TR | CORE S&P TTL STK | 499K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 130M | 237K | – |
| ISHARES TR | EXPANDED TECH | 587K | 7K | – |
| ISHARES TR | ISHS 1-5YR INVS | 14M | 264K | – |
| ISHARES TR | ISHS 5-10YR INVT | 5M | 97K | – |
| ISHARES TR | MBS ETF | 13M | 145K | – |
| ISHARES TR | MSCI AC ASIA ETF | 482K | 7K | – |
| ISHARES TR | MSCI ACWI EX US | 6M | 114K | – |
| ISHARES TR | MSCI EAFE ETF | 2M | 23K | – |
| ISHARES TR | MSCI USA QLT FCT | 702K | 4K | – |
| ISHARES TR | RUS 1000 GRW ETF | 6M | 17K | – |
| ISHARES TR | RUS 1000 VAL ETF | 10M | 57K | – |
| ISHARES TR | RUS MD CP GR ETF | 251K | 2K | – |
| ISHARES TR | RUS MDCP VAL ETF | 2M | 17K | – |
| ISHARES TR | RUS MID CAP ETF | 2M | 26K | – |
| ISHARES TR | RUSSELL 2000 ETF | 408K | 2K | – |
| ISHARES TR | S&P 500 GRWT ETF | 9M | 96K | – |
| ISHARES TR | S&P 500 VAL ETF | 543K | 3K | – |
| ISHARES TR | S&P MC 400GR ETF | 7M | 77K | – |
| ISHARES TR | S&P MC 400VL ETF | 4M | 38K | – |
| ISHARES TR | SP SMCP600VL ETF | 2M | 20K | – |
| J P MORGAN EXCHANGE TRADED F | INTRNL RES EQT | 272K | 4K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 4M | 76K | – |
| JOHNSON & JOHNSON | COM | 9M | 60K | – |
| JOHNSON CTLS INTL PLC | SHS | 4M | 56K | – |
| JPMORGAN CHASE & CO. | COM | 11M | 53K | – |
| KLA CORP | COM NEW | 4M | 5K | – |
| KRAFT HEINZ CO | COM | 355K | 11K | – |
| LAKELAND FINL CORP | COM | 365K | 6K | – |
| LAM RESEARCH CORP | COM | 207K | 194 | – |
| LINDE PLC | SHS | 307K | 700 | – |
| LOCKHEED MARTIN CORP | COM | 14M | 30K | – |
| LOWES COS INC | COM | 5M | 24K | – |
| MARATHON PETE CORP | COM | 322K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 8K | – |
| MCDONALDS CORP | COM | 939K | 4K | – |
| MCKESSON CORP | COM | 7M | 12K | – |
| MEDTRONIC PLC | SHS | 6M | 74K | – |
| MERCK & CO INC | COM | 17M | 135K | – |
| META PLATFORMS INC | CL A | 4M | 9K | – |
| MICROSOFT CORP | COM | 41M | 91K | – |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 4M | 24K | – |
| NEXTERA ENERGY INC | COM | 3M | 46K | – |
| NIKE INC | CL B | 287K | 4K | – |
| NISOURCE INC | COM | 9M | 320K | – |
| NORFOLK SOUTHN CORP | COM | 963K | 4K | – |
| NVIDIA CORPORATION | COM | 12M | 100K | – |
| OMEGA HEALTHCARE INVS INC | COM | 12M | 356K | – |
| ORACLE CORP | COM | 890K | 6K | – |
| OTIS WORLDWIDE CORP | COM | 1M | 13K | – |
| PALO ALTO NETWORKS INC | COM | 8M | 24K | – |
| PEPSICO INC | COM | 13M | 82K | – |
| PFIZER INC | COM | 5M | 194K | – |
| PHILLIPS 66 | COM | 354K | 3K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 12M | 234K | – |
| POLARIS INC | COM | 3M | 39K | – |
| PRICE T ROWE GROUP INC | COM | 7M | 57K | – |
| PRINCIPAL FINANCIAL GROUP IN | COM | 10M | 126K | – |
| PROCTER AND GAMBLE CO | COM | 7M | 44K | – |
| PRUDENTIAL FINL INC | COM | 8M | 66K | – |
| QUALCOMM INC | COM | 22M | 110K | – |
| RIO TINTO PLC | SPONSORED ADR | 5M | 80K | – |
| RTX CORPORATION | COM | 5M | 47K | – |
| SCHLUMBERGER LTD | COM STK | 4M | 86K | – |
| SCHWAB CHARLES CORP | COM | 3M | 46K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 38M | 992K | – |
| SELECT SECTOR SPDR TR | ENERGY | 894K | 10K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 568K | 14K | – |
| SELECT SECTOR SPDR TR | INDL | 356K | 3K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 421K | 2K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 238K | 3K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 546K | 4K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 656K | 3K | – |
| SMUCKER J M CO | COM NEW | 6M | 57K | – |
| SNAP ON INC | COM | 418K | 2K | – |
| SOUTHERN CO | COM | 5M | 63K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 8M | 15K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 6M | 12K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 243K | 5K | – |
| SPDR SER TR | S&P 600 SMCP VAL | 66M | 839K | – |
| STANLEY BLACK & DECKER INC | COM | 4M | 53K | – |
| STARBUCKS CORP | COM | 5M | 62K | – |
| STRYKER CORPORATION | COM | 344K | 1K | – |
| SYSCO CORP | COM | 6M | 86K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 361K | 2K | – |
| TARGET CORP | COM | 6M | 41K | – |
| TE CONNECTIVITY LTD | SHS | 9M | 62K | – |
| TESLA INC | COM | 2M | 12K | – |
| THE CIGNA GROUP | COM | 6M | 17K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 449K | 812 | – |
| TJX COS INC NEW | COM | 6M | 52K | – |
| T-MOBILE US INC | COM | 3M | 15K | – |
| TRACTOR SUPPLY CO | COM | 688K | 3K | – |
| TRAVELERS COMPANIES INC | COM | 8M | 40K | – |
| ULTA BEAUTY INC | COM | 4M | 9K | – |
| UNION PAC CORP | COM | 4M | 18K | – |
| UNITEDHEALTH GROUP INC | COM | 8M | 16K | – |
| US BANCORP DEL | COM NEW | 10M | 250K | – |
| VALERO ENERGY CORP | COM | 839K | 5K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 1M | 17K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 433K | 2K | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 355K | 2K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 3M | 11K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 421K | 5K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 492K | 983 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 890K | 5K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 2M | 11K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 1M | 5K | – |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 335K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 675K | 15K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 2M | 24K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 329K | 1K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 293K | 2K | – |
| VANGUARD WORLD FD | COMM SRVC ETF | 310K | 2K | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 483K | 2K | – |
| VANGUARD WORLD FD | INF TECH ETF | 906K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 8M | 188K | – |
| VERTEX PHARMACEUTICALS INC | COM | 877K | 2K | – |
| VISA INC | COM CL A | 7M | 26K | – |
| WALMART INC | COM | 8M | 123K | – |
| WASTE MGMT INC DEL | COM | 494K | 2K | – |
| WELLS FARGO CO NEW | COM | 3M | 49K | – |
| WILLIAMS SONOMA INC | COM | 7M | 25K | – |
| XCEL ENERGY INC | COM | 323K | 6K | – |
| XYLEM INC | COM | 542K | 4K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 726K | 7K | – |
| ZOETIS INC | CL A | 4M | 25K | – |