TERRA NOVA ASSET MANAGEMENT LLC
Adviser information for TERRA NOVA ASSET MANAGEMENT LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 3 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 144 | $169.7M |
Non-Discretionary | 1 | $1.3M |
Total | 145 | $171.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 16 | $5.1M |
HNW Individuals | 49 | $165.9M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters |
---|---|
Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
777 THIRD AVENUENEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 212-355-1234, Fax: 212-6589904
Websites
Chief Compliance Officer
DANIEL BAUMGARTNER
MEMBER/CHIEF COMPLIANCE OFFICER
777 THIRD AVENUE
NEW YORK
NY
United States
Tel:
212-355-1234
Fax:
212.658.9904
B**********@***************M
(Full email address available in API data)
Regulatory Contact
PETRA PETERS
MANAGING PARTNER
777 THIRD AVENUE
NEW YORK
NY
United States
Tel:
212-355-1234
Fax:
212.658.9904
P******@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PETERS, PETRA, MARIA | Individual | – | MEMBER | 05/1998 | > 75% |
BAUMGARTNER, DANIEL, KARL | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 10/2004 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBVIE INC | COM | 329K | 2K | – |
AGILENT TECHNOLOGIES INC | COM | 336K | 3K | – |
ALPHABET INC | CAP STK CL A | 6M | 33K | – |
ALPHABET INC | CAP STK CL C | 576K | 3K | – |
AMAZON COM INC | COM | 4M | 19K | – |
AMERICAN EXPRESS CO | COM | 326K | 1K | – |
AMPLIFY COMMODITY TRUST | BREAKWAVE DRY BU | 129K | 10K | – |
APPLE INC | COM | 1M | 7K | – |
ARISTA NETWORKS INC | COM | 568K | 2K | – |
AUTOZONE INC | COM | 2M | 729 | – |
BERKSHIRE HATHAWAY INC DEL | CL A | 612K | 1 | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 5K | – |
BLACKROCK INC | COM | 2M | 2K | – |
BLACKSTONE INC | COM | 2M | 17K | – |
CAMECO CORP | COM | 426K | 9K | – |
CHEVRON CORP NEW | COM | 346K | 2K | – |
CINTAS CORP | COM | 615K | 879 | – |
CONSTELLATION ENERGY CORP | COM | 926K | 5K | – |
COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
CSX CORP | COM | 369K | 11K | – |
EATON CORP PLC | SHS | 508K | 2K | – |
ELI LILLY & CO | COM | 5M | 5K | – |
EOG RES INC | COM | 225K | 2K | – |
ETFS GOLD TR | PHYSCL GOLD SHS | 1M | 53K | – |
EXXON MOBIL CORP | COM | 349K | 3K | – |
FORTINET INC | COM | 2M | 34K | – |
GALLAGHER ARTHUR J & CO | COM | 3M | 10K | – |
GE AEROSPACE | COM NEW | 2M | 16K | – |
GE VERNOVA INC | COM | 2M | 9K | – |
GENERAL DYNAMICS CORP | COM | 303K | 1K | – |
GRAINGER W W INC | COM | 2M | 2K | – |
HCA HEALTHCARE INC | COM | 3M | 8K | – |
IDEXX LABS INC | COM | 244K | 500 | – |
INTERNATIONAL BUSINESS MACHS | COM | 1M | 8K | – |
INTUITIVE SURGICAL INC | COM NEW | 2M | 4K | – |
IRON MTN INC DEL | COM | 3M | 32K | – |
ISHARES GOLD TR | ISHARES NEW | 956K | 22K | – |
ISHARES TR | CORE S&P500 ETF | 244K | 445 | – |
ISHARES TR | EXPANDED TECH | 3M | 32K | – |
ISHARES TR | ISHARES SEMICDTR | 379K | 2K | – |
ISHARES TR | U.S. TECH ETF | 2M | 16K | – |
ISHARES TR | US HLTHCR PR ETF | 351K | 7K | – |
ISHARES TR | US HOME CONS ETF | 2M | 17K | – |
JACOBS SOLUTIONS INC | COM | 2M | 13K | – |
LAM RESEARCH CORP | COM | 4M | 4K | – |
LINDE PLC | SHS | 774K | 2K | – |
LOCKHEED MARTIN CORP | COM | 306K | 655 | – |
MERCADOLIBRE INC | COM | 3M | 2K | – |
META PLATFORMS INC | CL A | 2M | 4K | – |
MICROSOFT CORP | COM | 5M | 12K | – |
MONDELEZ INTL INC | CL A | 281K | 4K | – |
NORTHROP GRUMMAN CORP | COM | 267K | 611 | – |
NVIDIA CORPORATION | COM | 5M | 43K | – |
PALO ALTO NETWORKS INC | COM | 3M | 8K | – |
PARKER-HANNIFIN CORP | COM | 564K | 1K | – |
PAYCHEX INC | COM | 423K | 4K | – |
PROCTER AND GAMBLE CO | COM | 301K | 2K | – |
QUANTA SVCS INC | COM | 3M | 13K | – |
RESMED INC | COM | 2M | 8K | – |
RTX CORPORATION | COM | 512K | 5K | – |
SELECT SECTOR SPDR TR | COMMUNICATION | 4M | 44K | – |
SELECT SECTOR SPDR TR | ENERGY | 2M | 21K | – |
SELECT SECTOR SPDR TR | INDL | 1M | 10K | – |
SELECT SECTOR SPDR TR | RL EST SEL SEC | 464K | 12K | – |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 3M | 16K | – |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 1M | 15K | – |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 1M | 15K | – |
SELECT SECTOR SPDR TR | SBI MATERIALS | 3M | 29K | – |
SOUTHERN COPPER CORP | COM | 390K | 4K | – |
SPDR GOLD TR | GOLD SHS | 1M | 5K | – |
SPDR S&P 500 ETF TR | TR UNIT | 608K | 1K | – |
SPDR SER TR | S&P HOMEBUILD | 374K | 4K | – |
STRYKER CORPORATION | COM | 3M | 9K | – |
THERMO FISHER SCIENTIFIC INC | COM | 2M | 3K | – |
UNION PAC CORP | COM | 523K | 2K | – |
UNITED RENTALS INC | COM | 291K | 450 | – |
VANECK MERK GOLD TR | GOLD TRUST | 1M | 56K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 2M | 5K | – |
VANGUARD WORLD FD | FINANCIALS ETF | 2M | 17K | – |
VANGUARD WORLD FD | INF TECH ETF | 528K | 915 | – |
VERTEX PHARMACEUTICALS INC | COM | 338K | 721 | – |
VISA INC | COM CL A | 2M | 9K | – |