ZEMENICK & WALKER INC
Adviser information for ZEMENICK & WALKER INC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 245 | $2.2B |
| Total | 245 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 35 | $20.4M |
| HNW Individuals | 204 | $2.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 2 | $18.3M |
| Charitable organizations | 4 | $77.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-55615 |
|---|---|
| SEC ERA File Number | 801-55615 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 108670 |
| Legal Entity Identifier | None |
Principal Office
8182 MARYLAND AVENUE, SUITE 200ST LOUIS
MO
United States
Monday - Friday, 8:30 A.M. - 4:00 P.M.
Tel: 314-862-5525, Fax: 314-862-6165
Websites
Chief Compliance Officer
JOHN M JOHNSON
PRESIDENT & MANAGING DIRECTOR
8182 MARYLAND AVENUE, SUITE 200
ST. LOUIS
MO
United States
Tel:
314 862-5525
Fax:
314 862-6165
J*******@********M
(Full email address available in API data)
Regulatory Contact
BRYAN L SCHULZ
VICE-PRESIDENT
8182 MARYLAND AVENUE, SUITE 200
ST. LOUIS
MO
United States
Tel:
314 862-5525
Fax:
314 862-6165
B******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRIESEDIECK, CHRIS, GERARD | Individual | – | CHAIRMAN & MANAGING DIRECTOR | 01/2005 | 10-25% |
| JOHNSON, JOHN, MICHAEL | Individual | – | PRESIDENT, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | 01/2005 | 10-25% |
| STUDE, WILLIAM, CARL | Individual | – | EXECUTIVE VICE PRESIDENT & MANAGING DIRECTOR | 01/2005 | 10-25% |
| SCHULZ, BRYAN, LEON | Individual | – | VICE PRESIDENT | 01/2016 | 10-25% |
| BEST, JONATHAN, A | Individual | – | VICE PRESIDENT | 01/2016 | 10-25% |