Hedge Fund Database

PALISADES HUDSON ASSET MANAGEMENT, L.P.

Adviser information for PALISADES HUDSON ASSET MANAGEMENT, L.P. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 151 $683.6M
Non-Discretionary 25 $804.2M
Total 176 $1.5B

Clients

Type Number RAUM
Individuals 59 $45.4M
HNW Individuals 85 $962.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $4.9M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 11 $474.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 4
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-55677
SEC ERA File Number 801-55677
SEC CIK Numbers 1388443
SEC CRD Numbers 109134
Legal Entity Identifier None

Principal Office

200 SW FIRST AVENUE
SUITE 800
FORT LAUDERDALE
FL
United States
Monday - Friday, 9:00AM TO 5:30PM
Tel: 954-524-5552, Fax: 914-723-5139

Websites

twitter.com/palisadeshudson www.linkedin.com/company/palisades-hudson-financial-group-llc/ www.facebook.com/palisadeshudson/ www.instagram.com/palisadeshudson/ www.palisadeshudson.com www.phentertainmentandsports.com/ www.instagram.com/ph_entertainmentandsports/

Chief Compliance Officer

KIRSTIE ANN WARD
FINANCIAL PLANNING MANAGER
200 SW FIRST AVENUE
SUITE 800
FORT LAUDERDALE
FL
United States
Tel: 954-524-5552
Fax: 914-723-5139
(Full email address available in API data)

Regulatory Contact

PAUL BENJAMIN JACOBS
MANAGING VICE PRESIDENT
3340 PEACHTREE ROAD NE
SUITE 1545
ATLANTA
GA
United States
Tel: 678-500-8620
Fax: 914-723-5139
(Full email address available in API data)

Industry Affiliates

PALISADES HUDSON FINANCIAL GROUP LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PH INVESTORS RIVERSTONE ENERGY II, LLC Private Equity Fund $4.8M $0.0M 14
PH INVESTORS THL VII, LLC Private Equity Fund $2.8M $0.0M 16
PH INVESTORS TPG ASIA VII, LLC Private Equity Fund $4.3M $0.0M 10

Control Persons

Name Type Entity Title Since Ownership
ELKIN, LARRY, MICHAEL Individual – PRESIDENT OF GENERAL PARTNER 11/1997 < 5%
PALISADES HUDSON ASSET MANAGEMENT, INC. Domestic Entity – GENERAL PARTNER 11/2004 < 5%
LARRY M. ELKIN LIVING TRUST Domestic Entity – LIMITED PARTNER 11/2004 > 75%
JACOBS, PAUL, BENJAMIN Individual – MANAGING VICE PRESIDENT 07/2012 < 5%
HEARN, SHOMARI, DESHAWN Individual – EXECUTIVE VICE PRESIDENT/CHIEF OPERATING OFFICER 01/2012 < 5%
MEERMANN, ERIC, ANTHONY Individual – VICE PRESIDENT 01/2017 < 5%
Ward, Kirstie, Ann Individual – FINANCIAL PLANNING MANAGER/CHIEF COMPLIANCE OFFICER 01/2020 < 5%
ELKIN, LARRY, MICHAEL Individual LARRY M. ELKIN LIVING TRUST GRANTOR AND TRUSTEE 11/2001 > 75%
ELKIN, LINDA, FIELD Individual LARRY M. ELKIN LIVING TRUST TRUSTEE 11/2001
WALTERS, DAVID, PATRICK Individual – VICE PRESIDENT 01/2021 < 5%
CRISCUOLO, ANTHONY, DOMINIC Individual – CHIEF INVESTMENT OFFICER 01/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202517 on 7/5/201917 on 1/8/202016 on 3/27/202016 on 4/13/202016 on 6/26/202017 on 3/30/202117 on 4/16/202116 on 3/15/202218 on 3/27/202318 on 8/3/202318 on 3/19/202418 on 3/20/2024

RAUM, Historic

2B1B020192020202120222023202420251297723788 on 7/5/20191297723788 on 1/8/20201288639690 on 3/27/20201288639690 on 4/13/20201288639690 on 6/26/20201307768226 on 3/30/20211307768226 on 4/16/20211497701645 on 3/15/20221376025123 on 3/27/20231376025123 on 8/3/20231487780922 on 3/19/20241487780922 on 3/20/2024

No. Clients, Historic

20010002019202020212022202320242025141 on 7/5/2019141 on 1/8/2020143 on 3/27/2020143 on 4/13/2020143 on 6/26/2020148 on 3/30/2021148 on 4/16/2021145 on 3/15/2022153 on 3/27/2023153 on 8/3/2023158 on 3/19/2024158 on 3/20/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Abbott Labs Com 451 4K Aperio Group, LLC
Abbott Labs Com 4 40 Vanguard Personalized Indexing Management, LLC
Abbott Labs Com 43 410 0
AbbVie Inc Com 707 4K Aperio Group, LLC
AbbVie Inc Com 4 21 Vanguard Personalized Indexing Management, LLC
Adobe Sys Inc Com 712 1K Aperio Group, LLC
Adobe Sys Inc Com 7 12 Vanguard Personalized Indexing Management, LLC
Alphabet Inc Cap Stk Cl A 1K 7K Aperio Group, LLC
Alphabet Inc Cap Stk Cl A 15 85 Vanguard Personalized Indexing Management, LLC
Alphabet Inc Cap Stk Cl C 1K 7K Aperio Group, LLC
Alphabet Inc Cap Stk Cl C 11 60 Vanguard Personalized Indexing Management, LLC
Amazon Com Inc Com 2K 12K Aperio Group, LLC
Amazon Com Inc Com 14 70 Vanguard Personalized Indexing Management, LLC
American Express Co Com 511 2K Aperio Group, LLC
American Express Co Com 1 4 Vanguard Personalized Indexing Management, LLC
American Express Co Com 2 8 0
Amgen Inc Com 204 653 Aperio Group, LLC
Amgen Inc Com 3 9 Vanguard Personalized Indexing Management, LLC
Amphenol Corp Class A Com 280 4K Aperio Group, LLC
Apple Inc Com 4K 20K Aperio Group, LLC
Apple Inc Com 31 145 Vanguard Personalized Indexing Management, LLC
Apple Inc Com 520 2K 0
Audioeye Inc Com New 142 8K 0
Autozone Inc Com 296 100 Aperio Group, LLC
Bank of America Corp Com 221 6K Aperio Group, LLC
Bank of America Corp Com 1 22 Vanguard Personalized Indexing Management, LLC
Boeing Co Com 365 2K Aperio Group, LLC
Boeing Co Com 2 12 Vanguard Personalized Indexing Management, LLC
Broadcom Inc Com 196 122 Aperio Group, LLC
Broadcom Inc Com 8 5 Vanguard Personalized Indexing Management, LLC
C H Robinson Worldwide Inc Com New 384 4K Aperio Group, LLC
Chevron Corporation COM 319 2K Aperio Group, LLC
Chevron Corporation COM 3 20 Vanguard Personalized Indexing Management, LLC
Comerica Inc Com 286 6K Aperio Group, LLC
Costco Whsl Corp New Com 1K 1K Aperio Group, LLC
Costco Whsl Corp New Com 17 20 Vanguard Personalized Indexing Management, LLC
Danaher Corp Del Com 498 2K Aperio Group, LLC
Danaher Corp Del Com 5 19 Vanguard Personalized Indexing Management, LLC
Deere & Co Com 273 732 Aperio Group, LLC
Deere & Co Com 1 3 Vanguard Personalized Indexing Management, LLC
Elevance Health Inc Com 670 1K Aperio Group, LLC
Elevance Health Inc Com 1 1 Vanguard Personalized Indexing Management, LLC
Fidelity MSCI Real Estate ETF MSCI RL EST ETF 1K 57K 0
Goldman Sachs Group Inc Com 721 2K Aperio Group, LLC
Goldman Sachs Group Inc Com 2 5 Vanguard Personalized Indexing Management, LLC
Graco Inc Com 350 4K Aperio Group, LLC
Hartford Financial Services Group Inc Com 354 4K Aperio Group, LLC
Home Depot Inc Com 597 2K Aperio Group, LLC
Home Depot Inc Com 10 28 Vanguard Personalized Indexing Management, LLC
Intuit Com 1K 2K Aperio Group, LLC
Intuit Com 3 5 Vanguard Personalized Indexing Management, LLC
Intuit Com 14 21 0
iShares MSCI Aust ETF 4K 176K 0
iShares MSCI CDA ETF 1K 36K 0
iShares MSCI Japan ETF 8K 122K 0
iShares Gold Trust iShares 4K 100K 0
iShares Tr Gl Clean Ene ETF 821 62K 0
iShares Tr Core MSCI Euro 11K 188K 0
iShares Tr Core S&P 500 ETF 13K 24K 0
iShares Tr Core S&P SCP ETF 11K 105K 0
iShares Tr Europe ETF 2K 42K 0
iShares Tr MSCI AC Asia ETF 1K 19K 0
iShares Tr Rus 2000 Val ETF 576 4K 0
iShares Tr Russell 2000 ETF 793 4K 0
iShares Tr Silver ETF 211 8K 0
iShares Tr SP SMCP600VL ETF 28K 293K 0
iShares Tr SP SMCP600GR ETF 13K 102K 0
iShares Tr Rus 2000 Grw ETF 668 3K 0
iShares Tr US Hlthcare ETF 379 6K 0
JP Morgan Exchange Traded Fund Betbuld Japan 8K 145K 0
JPMorgan Exchange Traded Fund Betabuldrs CDA 458 7K 0
Juniper Networks Inc Com 319 9K Aperio Group, LLC
Marriott Intl Inc Cl A 371 2K Aperio Group, LLC
Marsh & McClennan Companies Inc Com 333 2K Aperio Group, LLC
Marsh & McClennan Companies Inc Com 6 28 Vanguard Personalized Indexing Management, LLC
Mastercard Inc Cl A 662 2K Aperio Group, LLC
Mastercard Inc Cl A 4 8 Vanguard Personalized Indexing Management, LLC
McDonalds Corp Com 228 895 Aperio Group, LLC
McDonalds Corp Com 3 13 Vanguard Personalized Indexing Management, LLC
McDonalds Corp Com 225 883 0
McKesson Corp Com 284 485 Aperio Group, LLC
McKesson Corp Com 1 1 Vanguard Personalized Indexing Management, LLC
Meta Platforms Inc Cl A 552 1K Aperio Group, LLC
Meta Platforms Inc Cl A 17 33 Vanguard Personalized Indexing Management, LLC
Microsoft Corp Com 3K 6K Aperio Group, LLC
Microsoft Corp Com 49 109 Vanguard Personalized Indexing Management, LLC
Microsoft Corp Com 1K 3K 0
MicroStrategy Inc Class A CL A NEW 248 180 Aperio Group, LLC
Moodys Corp Com 530 1K Aperio Group, LLC
Motorola Solutions Inc Com New 446 1K Aperio Group, LLC
Northrop Grumman Corp Com 317 728 Aperio Group, LLC
Northrop Grumman Corp Com 1 3 Vanguard Personalized Indexing Management, LLC
NuShares ETF Trust Nuveen ESG SMLCP ETF 2K 54K 0
Nvidia Corp Com 4K 29K Aperio Group, LLC
Nvidia Corp Com 48 390 Vanguard Personalized Indexing Management, LLC
Oracle Corp Com 372 3K Aperio Group, LLC
Oracle Corp Com 3 18 Vanguard Personalized Indexing Management, LLC
PNC Finl Svcs Group Inc Com 485 3K Aperio Group, LLC
PNC Finl Svcs Group Inc Com 1 6 Vanguard Personalized Indexing Management, LLC
Proctor and Gamble Co Com 260 2K Aperio Group, LLC
Proctor and Gamble Co Com 5 30 Vanguard Personalized Indexing Management, LLC
Prologis Inc Com 496 4K Aperio Group, LLC
Ryman Hospitality Pptys Inc Com 298 3K Aperio Group, LLC
Schwab Strategic Tr US REIT ETF 586 29K 0
Senseonics Holdings Com 16 40K 0
SPDR Gold Trust Gold SHS 2K 11K 0
SPDR Index Shs Fds Glb Nat Resrce 3K 59K 0
SPDR S&P 500 ETF Tr TR Unit 21K 38K 0
SPDR S&P Small Cap Growth S&P 50 Smcp Grw 2K 18K 0
SPDR S&P Small Cap Value S&P 600 Smcp Val 5K 60K 0
SPDR Series Trust Shrt Intl ETF 246 10K 0
Steel Dynamics Inc Com 631 5K Aperio Group, LLC
Texas Roadhouse Inc Com 271 2K Aperio Group, LLC
Trane Technologies PLC Class A SHS 461 1K Aperio Group, LLC
Trane Technologies PLC Class A SHS 9 27 Vanguard Personalized Indexing Management, LLC
Union Pac Corp Com 283 1K Aperio Group, LLC
Union Pac Corp Com 6 26 Vanguard Personalized Indexing Management, LLC
Unitedhealth Group Inc Com 538 1K Aperio Group, LLC
Unitedhealth Group Inc Com 11 21 Vanguard Personalized Indexing Management, LLC
VanEck ETF Trust Global Alter ETF 850 9K 0
Vanguard Bd Index Fds Vanguard Ultra 3K 62K 0
Vanguard Index Fds REIT ETF 1K 15K 0
Vanguard Index Fds TOTAL STK MKT 16K 60K 0
Vanguard Intl Equity Index F FTSE EUROPE ETF 5K 81K 0
Vanguard Intl Equity Index F ALLWRLD EX US 1K 9K 0
Vanguard Short-Term Bond Short Trm Bnd 469 6K 0
Vanguard World FD ESG US STK ETF 3K 33K 0
Visa Inc Com Cl A 744 3K Aperio Group, LLC
Visa Inc Com Cl A 10 37 Vanguard Personalized Indexing Management, LLC
Walmart Inc Com 2 27 Vanguard Personalized Indexing Management, LLC
Walmart Inc Com 243 4K 0
Weyerhaeuser Co Com 309 11K 0
Yum Brands Inc Com 549 4K Aperio Group, LLC
Yum Brands Inc Com 1 5 Vanguard Personalized Indexing Management, LLC