SEM WEALTH MANAGEMENT
STRATEGIC EQUITY MANAGEMENT, INC. Legal Name
Adviser information for SEM WEALTH MANAGEMENT last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 13 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,821 | $403.1M |
| Non-Discretionary | 85 | $181.0M |
| Total | 2,906 | $584.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,350 | $206.5M |
| HNW Individuals | 300 | $205.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 10 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $170.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $229,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
7367 E. TANQUE VERDE RDTUCSON
AZ
United States
Monday - Friday, 7 AM TO 3 PM
Tel: 520-749-4580, Fax: 866-720-3226
Chief Compliance Officer
RICHARD C. GAGE
PRESIDENT
7367 E. TANQUE VERDE RD
TUCSON
AZ
United States
Tel:
520-749-4580
Fax:
866-720-3226
S*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAGE, RICHARD, CHANDLER | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 07/1992 | 50-75% |
| HYBIAK, JEFFREY, SCOTT | Individual | – | VICE PRESIDENT/SECRETARY | 10/2017 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| APPLE INC | COM | 311K | 1K | – |
| CAPITAL ONE FINL CORP | COM | 354K | 3K | – |
| CATERPILLAR INC | COM | 503K | 2K | – |
| HUNTINGTON BANCSHARES INC | COM | 334K | 25K | – |
| MICROSOFT CORP | COM | 665K | 1K | – |
| NVIDIA CORPORATION | COM | 222K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 856K | 5K | – |
| AMERICAN CENTY ETF TR | US QUALITY GROW | 241K | 3K | – |
| BLACKROCK ETF TRUST II | FLEXIBLE INCOME | 8M | 159K | – |
| COLUMBIA ETF TR I | MULTI SEC MUNI | 243K | 12K | – |
| FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | 483K | 7K | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 240K | 3K | – |
| FIRST TR EXCH TRADED FD III | RIVRFRNT DYN DEV | 333K | 5K | – |
| FRANKLIN TEMPLETON ETF TR | US MID CP MLTFCT | 319K | 6K | – |
| NORTHERN LTS FD TR IV | INSPIRE 100 ETF | 4M | 98K | – |
| NORTHERN LTS FD TR IV | INSPIRE 500 ETF ADDED | 15M | 75K | – |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | 417K | 8K | – |
| ISHARES TR | CORE TOTAL USD | 350K | 8K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 4K | – |
| ISHARES TR | CORE S&P MCP ETF | 5M | 78K | – |
| ISHARES TR | CORE S&P TTL STK | 5M | 44K | – |
| ISHARES TR | EAFE VALUE ETF | 2M | 47K | – |
| ISHARES INC | MSCI EMRG CHN | 1M | 22K | – |
| ISHARES TR | RUS TOP 200 ETF | 8M | 62K | – |
| ISHARES TR | RUS TP200 GR ETF | 989K | 5K | – |
| ISHARES TR | S&P 500 GRWT ETF | 8M | 89K | – |
| ISHARES TR | RUSSELL 3000 ETF | 10M | 31K | – |
| ISHARES TR | RUS MD CP GR ETF | 4M | 40K | – |
| ISHARES TR | EAFE GRWTH ETF | 1M | 12K | – |
| ISHARES TR | U.S. TECH ETF | 1M | 9K | – |
| ISHARES TR | US INFRASTRUC | 1M | 30K | – |
| PACER FDS TR | US CASH COWS 100 | 5M | 86K | – |
| PACER FDS TR | PACER US SMALL | 259K | 6K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 334K | 5K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 26M | 406K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 242K | 2K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 526K | 7K | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 711K | 15K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 22M | 41K | – |
| TIMOTHY PLAN | HIG DV STK ETF | 4M | 106K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 9M | 35K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 488K | 2K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 282K | 6K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 215K | 987 | – |
| VANGUARD WORLD FD | MEGA CAP INDEX | 1M | 6K | – |