Hedge Fund Database

STEIGERWALD, GORDON & KOCH - WEALTH ADVISORS

STEIGERWALD, GORDON & KOCH INC. Legal Name

Adviser information for STEIGERWALD, GORDON & KOCH - WEALTH ADVISORS last updated from Form ADV on March 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Virginia, United States

Employees

Total Number of Employees 14
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,018 $1.1B
Non-Discretionary 0 $0
Total 2,018 $1.1B

Clients

Type Number RAUM
Individuals 309 $161.4M
HNW Individuals 323 $881.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 14 $8.1M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-55694
SEC ERA File Number 801-55694
SEC CIK Numbers 1731876
SEC CRD Numbers 111685
Legal Entity Identifier None

Principal Office

893-A HARRISON STREET, S.E.
LEESBURG
VA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 703-777-8826, Fax: 703-777-5063

Websites

www.facebook.com/sgkwealth www.sgkwealthadvisors.com www.linkedin.com/company/steigerwald-gordon-koch-wealth-advisors/

Chief Compliance Officer

JOHN STEIGERWALD
CEO
893-A HARRISON STREET, S.E.
LEESBURG
VA
United States
Tel: (703) 777-8826
Fax: (703) 777-5063
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Wiggins, Jennifer, Lauren Individual – CORPORATE SECRETARY/TREASURER 05/2022 < 5%
STEIGERWALD, JOHN, STEPHEN Individual – CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER 06/1996 50-75%
GORDON, JEFFREY, ANDREW Individual – PRESIDENT 10/2005 10-25%
KOCH, DARREN, ANTHONY Individual – VICE PRESIDENT 10/2009 10-25%

No. Employees, Historic

2010020192020202120222023202420257 on 8/8/20197 on 8/9/20197 on 12/3/20197 on 12/3/201911 on 3/11/202011 on 6/18/202011 on 10/7/202010 on 3/15/202110 on 3/16/202110 on 9/8/202113 on 3/18/202213 on 3/21/202213 on 6/9/202213 on 7/10/202213 on 7/12/202213 on 8/18/202213 on 9/9/202213 on 10/13/202213 on 11/23/202213 on 1/10/202314 on 3/22/202314 on 3/24/202314 on 3/27/202314 on 7/25/202314 on 3/24/2024

RAUM, Historic

2B1B02019202020212022202320242025584083620 on 8/8/2019584083620 on 8/9/2019584083620 on 12/3/2019584083620 on 12/3/2019724098687 on 3/11/2020724098687 on 6/18/2020724098687 on 10/7/2020790236000 on 3/15/2021790236000 on 3/16/2021790236000 on 9/8/2021969172113 on 3/18/2022969172113 on 3/21/2022969172113 on 6/9/2022969172113 on 7/10/2022969172113 on 7/12/2022969172113 on 8/18/2022969172113 on 9/9/2022969172113 on 10/13/2022969172113 on 11/23/2022969172113 on 1/10/2023915845852 on 3/22/2023915845852 on 3/24/2023915845852 on 3/27/2023915845852 on 7/25/20231050589563 on 3/24/2024

No. Clients, Historic

70035002019202020212022202320242025476 on 8/8/2019476 on 8/9/2019476 on 12/3/2019476 on 12/3/2019479 on 3/11/2020479 on 6/18/2020479 on 10/7/2020525 on 3/15/2021525 on 3/16/2021525 on 9/8/2021577 on 3/18/2022577 on 3/21/2022577 on 6/9/2022577 on 7/10/2022577 on 7/12/2022577 on 8/18/2022577 on 9/9/2022577 on 10/13/2022577 on 11/23/2022577 on 1/10/2023627 on 3/22/2023627 on 3/24/2023627 on 3/27/2023627 on 7/25/2023646 on 3/24/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 426K 4K –
ABBVIE INC COM 556K 3K –
ACCENTURE PLC IRELAND SHS CLASS A 21M 68K –
ADOBE INC COM 22M 39K –
ALPHABET INC CAP STK CL C 2M 9K –
ALPHABET INC CAP STK CL A 2M 11K –
AMAZON COM INC COM 2M 13K –
AMERICAN EXPRESS CO COM 377K 2K –
AMGEN INC COM 21M 69K –
APPLE INC COM 43M 204K –
ASML HOLDING N V N Y REGISTRY SHS 308K 301 –
AT&T INC COM 7M 359K –
AUTOMATIC DATA PROCESSING IN COM 19M 81K –
BALCHEM CORP COM 668K 4K –
BANK AMERICA CORP COM 247K 6K –
BANK AMERICA CORP 7.25%CNV PFD L 239K 200 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BOEING CO COM 7M 41K –
BORGWARNER INC COM 6M 173K –
BROADCOM INC COM 608K 378 –
CACI INTL INC CL A 27M 62K –
CAPITAL ONE FINL CORP COM 285K 2K –
CARRIER GLOBAL CORPORATION COM 19M 306K –
CATERPILLAR INC COM 1M 4K –
CELANESE CORP DEL COM 15M 113K –
CHECK POINT SOFTWARE TECH LT ORD 20M 120K –
CHEVRON CORP NEW COM 307K 2K –
CHUBB LIMITED COM 543K 2K –
CISCO SYS INC COM 714K 15K –
COCA COLA CO COM 14M 216K –
COMCAST CORP NEW CL A 238K 6K –
CORTEVA INC COM 3M 65K –
COSTCO WHSL CORP NEW COM 1M 1K –
CSX CORP COM 270K 8K –
DANAHER CORPORATION COM 4M 17K –
DEERE & CO COM 21M 57K –
DICKS SPORTING GOODS INC COM 32M 150K –
DISNEY WALT CO COM 10M 103K –
DOW INC COM 10M 185K –
DUKE ENERGY CORP NEW COM NEW 432K 4K –
DUPONT DE NEMOURS INC COM 11M 142K –
ELEVANCE HEALTH INC COM 23M 42K –
ELI LILLY & CO COM 3M 3K –
EVOLV TECHNOLOGIES HLDNGS IN COM CL A 384K 151K –
EXXON MOBIL CORP COM 821K 7K –
FORTIVE CORP COM 680K 9K –
GENERAL MLS INC COM 12M 195K –
GINKGO BIOWORKS HOLDINGS INC CL A SHS 3K 10K –
GOLDMAN SACHS GROUP INC COM 201K 444 –
HOME DEPOT INC COM 2M 5K –
HUBBELL INC COM 221K 604 –
INTEL CORP COM 253K 8K –
INTERNATIONAL BUSINESS MACHS COM 17M 99K –
ISHARES TR CORE S&P SCP ETF 3M 28K –
ISHARES TR CORE S&P MCP ETF 3M 44K –
ISHARES TR COHEN STEER REIT 402K 7K –
ISHARES TR MSCI EAFE ETF 261K 3K –
ISHARES TR S&P 500 GRWT ETF 370K 4K –
ISHARES TR CORE S&P500 ETF 8M 15K –
JOHNSON & JOHNSON COM 16M 108K –
JPMORGAN CHASE & CO. COM 27M 131K –
KINDER MORGAN INC DEL COM 12M 618K –
LINDE PLC SHS 218K 497 –
LOCKHEED MARTIN CORP COM 632K 1K –
LOWES COS INC COM 234K 1K –
MARRIOTT INTL INC NEW CL A 352K 1K –
MASTERCARD INCORPORATED CL A 652K 1K –
MCDONALDS CORP COM 354K 1K –
MCKESSON CORP COM 20M 34K –
MERCK & CO INC COM 642K 5K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 40M 88K –
NETFLIX INC COM 293K 434 –
NEXTERA ENERGY INC COM 16M 227K –
NIKE INC CL B 229K 3K –
NORFOLK SOUTHN CORP COM 339K 2K –
NOVARTIS AG SPONSORED ADR 212K 2K –
NVIDIA CORPORATION COM 3M 25K –
OMNICOM GROUP INC COM 14M 157K –
ORACLE CORP COM 819K 6K –
OREILLY AUTOMOTIVE INC COM 302K 286 –
OTIS WORLDWIDE CORP COM 15M 151K –
PALANTIR TECHNOLOGIES INC CL A 1M 45K –
PALO ALTO NETWORKS INC COM 464K 1K –
PEPSICO INC COM 415K 3K –
PFIZER INC COM 12M 416K –
PHINIA INC COMMON STOCK 2M 45K –
PRICE T ROWE GROUP INC COM 13M 115K –
PROCTER AND GAMBLE CO COM 2M 10K –
QUALCOMM INC COM 298K 1K –
RADNET INC COM 911K 15K –
REVVITY INC COM 12M 113K –
RTX CORPORATION COM 18M 184K –
SCHWAB STRATEGIC TR US LRG CAP ETF 205K 3K –
SELECT SECTOR SPDR TR TECHNOLOGY 230K 1K –
SELECT SECTOR SPDR TR SBI INT-UTILS 209K 3K –
SIRIUS XM HOLDINGS INC COM 38K 13K –
SNAP ON INC COM 284K 1K –
SPDR S&P 500 ETF TR TR UNIT 1M 3K –
SPDR SER TR PORTFOLIO S&P500 307K 5K –
STARBUCKS CORP COM 244K 3K –
STRYKER CORPORATION COM 24M 69K –
SYSCO CORP COM 14M 192K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 568K 3K –
TESLA INC COM 664K 3K –
TEXAS INSTRS INC COM 308K 2K –
THE CIGNA GROUP COM 274K 828 –
TRAVELERS COMPANIES INC COM 19M 95K –
UNION PAC CORP COM 223K 986 –
UNITED PARCEL SERVICE INC CL B 13M 93K –
UNITEDHEALTH GROUP INC COM 684K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 737K 1K –
VANGUARD INDEX FDS SML CP GRW ETF 209K 836 –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD INDEX FDS LARGE CAP ETF 621K 2K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 796K 7K –
VENTAS INC COM 14M 270K –
VERALTO CORP COM SHS 530K 6K –
VERIZON COMMUNICATIONS INC COM 386K 9K –
VISA INC COM CL A 21M 81K –
WALMART INC COM 20M 292K –
WELLS FARGO CO NEW COM 19M 326K –
ZOETIS INC CL A 19M 109K –