HIGHMARK CAPITAL MANAGEMENT, INC.
Adviser information for HIGHMARK CAPITAL MANAGEMENT, INC. last updated from Form ADV on January 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 68 |
|---|---|
| Investment Advisory/Research | 30 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 385 | $8.3B |
| Non-Discretionary | 117 | $344.1M |
| Total | 502 | $8.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $4.6B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $402.4M |
| Charitable organizations | 6 | $772.4M |
| State or municipal gov entities | 9 | $396.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $78.4M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 21 | $2.4B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
350 CALIFORNIA STREET, 16TH FLOORSAN FRANCISCO
CA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M. PST
Tel: 800-582-4734, Fax: 415-705-7694
Chief Compliance Officer
GARY UTSCHIG
CHIEF COMPLIANCE OFFICER
350 CALIFORNIA STREET
SAN FRANCISCO
CA
United States
Tel:
510-768-0795
G***********@*********M
(Full email address available in API data)
Regulatory Contact
CARMAN LEUNG
COMPLIANCE MANAGER
350 CALIFORNIA STREET, 16TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
510-768-0794
C***********@*********M
(Full email address available in API data)
Industry Affiliates
| MUFG UNION BANK, N.A. | Banking or thrift institutionInsurance company or agencySponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| U.S. BANCORP ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| U.S. BANK N. A. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered municipal advisorBanking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| U.S. BANK NATIONAL ASSOCIATION | Domestic Entity | – | SOLE MEMBER | 12/2022 | > 75% |
| Shyu, Allen, Pei-Shang | Individual | – | CHIEF FINANCIAL OFFICER | 06/2018 | < 5% |
| LOWENSTEIN, TODD, S | Individual | – | DIRECTOR | 12/2019 | < 5% |
| HAENDEL, GREGORY, DAVID | Individual | – | DIRECTOR | 12/2020 | < 5% |
| Seiler, Corinna | Individual | – | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD OF DIRECTORS, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 11/2023 | < 5% |
| U.S. BANCORP | Domestic Entity | U.S. BANK NATIONAL ASSOCIATION | THE ACQUISITION OF MUFG UNIONBANK, N.A. BY U.S. BANCORP ON COMPLETED ON DECEMBER 1, 2022 | 12/2022 | > 75% |
| UTSCHIG, JOHN, GARY | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |