KNIGHTSBRIDGE WEALTH MANAGEMENT
KNIGHTSBRIDGE ASSET MANAGEMENT LLC Legal Name
Adviser information for KNIGHTSBRIDGE WEALTH MANAGEMENT last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 7 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,025 | $610.0M |
| Non-Discretionary | 34 | $33.7M |
| Total | 1,059 | $643.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 148 | $31.0M |
| HNW Individuals | 284 | $551.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16 | $40.6M |
| Charitable organizations | <5 | $4.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $16.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 3.2M |
| Both for Same | 87.9M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| KNIGHTSBRIDGE ASSET MANAGEMENT, LLC WRAP FEE PROGRAM | KNIGHTSBRIDGE ASSET MANAGEMENT, LLC |
| ADVISORY SERVICES PROGRAM | FDX ADVISORS INC. |
Identifiers
| SEC RIA File Number | 801-55731 |
|---|---|
| SEC ERA File Number | 801-55731 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 110347 |
| Legal Entity Identifier | None |
Principal Office
450 NEWPORT CENTER DRSUITE 630
NEWPORT BEACH
CA
United States
Monday - Friday, 8:00 - 4:30
Tel: 949-644-4444, Fax: 949-717-5030
Chief Compliance Officer
TERESA A. WAGNER, CFP
CHIEF OPERATING OFFICER
450 NEWPORT CENTER DRIVE
SUITE 630
NEWPORT BEACH
CA
United States
Tel:
949-644-4444
Fax:
949-717-5030
T******@***********M
(Full email address available in API data)
Regulatory Contact
JOHN G PRICHARD, CFA
PRESIDENT
450 NEWPORT CENTER DRIVE
SUITE 630
NEWPORT BEACH
CA
United States
Tel:
949-644-4444
Fax:
949-717-5030
J********@***********M
(Full email address available in API data)
Industry Affiliates
| KAO GENERAL PARTNER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KWM ASYMMETRIC OPPORTUNITIES FUND, LP | Hedge Fund | $0.0M | $0.3M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRICHARD, JOHN, GILBERT | Individual | – | PRESIDENT & CHIEF INVESTMENT OFFICER | 08/2011 | 25-50% |
| WAGNER, TERESA, ANN | Individual | – | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 05/2006 | < 5% |
| YOURMAN, MILES, ELLIS | Individual | – | PRINCIPAL, PORTFOLIO MANAGER | 01/2015 | 25-50% |
| BEIMFOHR, KURT, EDWARD | Individual | – | PRINCIPAL | 07/2020 | 25-50% |