AUXIER ASSET MANAGEMENT

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Oregon, United States

Employees

Total Number of Employees	12
Investment Advisory/Research	10
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	490	$820.8M
Non-Discretionary	14	$10.8M
Total	504	$831.7M

Clients

Type	Number	RAUM
Individuals	358	$112.9M
HNW Individuals	104	$312.5M
Banking or thrift institutions	0	$0
Investment companies	1	$274.3M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	9	$13.8M
Charitable organizations	9	$8.8M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	23	$109.4M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	39.6M
Both for Same	0

Portfolio Manager to Program	Sponsor
MANAGED ACCOUNT PROGRAM (MAP)	RBC CAPITAL MARKETS, LLC

Identifiers

SEC RIA File Number	801-55757
SEC ERA File Number	801-55757
SEC CIK Numbers	1105863
SEC CRD Numbers	107980
Legal Entity Identifier	None

Principal Office

15668 NE EILERS RD
AURORA
OR
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic