Hedge Fund Database

SENTINEL PENSION ADVISORS INC

Adviser information for SENTINEL PENSION ADVISORS INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 54
Investment Advisory/Research 49
Registered Broker-Dealer Representatives 32
Registered State Investment Advisers 52
Licensed Agents of an Insurance Company 34
No. of Firms/People that Solicit Clients 14

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,319 $2.4B
Non-Discretionary 475 $6.6B
Total 2,794 $9.0B

Clients

Type Number RAUM
Individuals 1,431 $310.4M
HNW Individuals 152 $454.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 613 $8.2B
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsCREDIT AND CASH MANAGEMENT SOLUTIONS
Compensation % of AUMHourly chargesFixed fees
Other Business Activities CREDIT AND CASH MANAGEMENT SOLUTIONS

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 23.8M
Both for Same 345.2M
Portfolio Manager to Program Sponsor
MANAGED CHOICE (INTELLIGENT INVESTMENT PORTFOLIOS) CHARLES SCHWAB & CO. INC.
SPA WRAP FEE PROGRAM SENTINEL PENSION ADVISORS, INC.

Identifiers

SEC RIA File Number 801-55783
SEC ERA File Number 801-55783
SEC CIK Numbers 1802290
SEC CRD Numbers 109901
Legal Entity Identifier None

Principal Office

100 QUANNAPOWITT PKWY
SUITE 300
WAKEFIELD
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 781-914-1450, Fax: 781-213-7373

Websites

www.sbgi.com www.sentinelbenefits.com www.sentinelgroup.com focusfinancialpartners.com twitter.com/focusfinancial www.linkedin.com/company/focus-financial-partners www.linkedin.com/company/sentinelgroup1987/ twitter.com/sentinel__group www.facebook.com/sentinelgroup1987/ www.youtube.com/@sentinel_group

Chief Compliance Officer

JAMES M. NESTOR
CHIEF COMPLIANCE OFFICER
100 QUANNAPOWITT PKWY
WAKEFIELD
MA
United States
Tel: 781-914-1273
Fax: 781-213-7373
(Full email address available in API data)

Regulatory Contact

JAMES CARNEVALE
PRESIDENT
100 QUANNAPOWITT PKWY
WAKEFIELD
MA
United States
Tel: 781.914.1218
(Full email address available in API data)

Industry Affiliates

BORDEAUX WEALTH ADVISORS Other investment adviser, including financial planners
BROWNLIE & BRADEN ADVISORS, LLC Other investment adviser, including financial planners
CONNECTUS WEALTH Other investment adviser, including financial planners
CRESTWOOD ADVISORS Other investment adviser, including financial planners
EDGE CAPITAL GROUP, LLC Other investment adviser, including financial planners
FOSTER DYKEMA CABOT & PARTNERS, LLC Other investment adviser, including financial planners
GW & WADE, LLC Other investment adviser, including financial planners
KOVITZ INVESTMENT GROUP PARTNERS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
MOSAIC FAMILY WEALTH Other investment adviser, including financial planners
SENTINEL SECURITIES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
TELEMUS CAPITAL, LLC Other investment adviser, including financial planners
THE COLONY GROUP, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CARNEVALE, JAMES, MICHAEL Individual – PRESIDENT / DIRECTOR 04/2016 < 5%
DIMASE, ROBERT, MICHAEL Individual – DIRECTOR 04/1998 < 5%
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
NESTOR, JAMES, MICHAEL Individual – CHIEF COMPLIANCE OFFICER 01/2011 < 5%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS OPERATING, LLC MEMBER 07/2018 > 75%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS, LLC SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%
SENTINEL HOLDCO, LLC Domestic Entity – SHAREHOLDER 01/2020 > 75%
FOCUS OPERATING, LLC Domestic Entity SENTINEL HOLDCO, LLC MEMBER (MANAGER) 09/2019 > 75%

No. Employees, Historic

6030020202021202220232024202535 on 1/2/202035 on 1/10/202035 on 1/16/202046 on 3/30/202046 on 4/2/202046 on 4/21/202046 on 4/30/202046 on 6/29/202046 on 7/27/202046 on 10/21/202046 on 11/23/202046 on 1/4/202146 on 1/27/202146 on 2/9/202145 on 3/31/202145 on 5/5/202145 on 7/8/202145 on 10/1/202145 on 11/15/202145 on 1/3/202245 on 1/4/202245 on 1/27/202248 on 3/31/202248 on 6/29/202248 on 10/19/202248 on 11/4/202251 on 3/31/202351 on 4/6/202351 on 8/23/202351 on 9/13/202351 on 9/15/202351 on 9/26/202351 on 1/2/202451 on 2/26/202451 on 3/1/202451 on 3/1/202451 on 3/1/202454 on 3/29/2024

RAUM, Historic

20B10B02020202120222023202420254923985013 on 1/2/20204923985013 on 1/10/20204923985013 on 1/16/20207454539073 on 3/30/20207454539073 on 4/2/20207454539073 on 4/21/20207454539073 on 4/30/20207454539073 on 6/29/20207454539073 on 7/27/20207454539073 on 10/21/20207454539073 on 11/23/20207454539073 on 1/4/20217454539073 on 1/27/20217454539073 on 2/9/20218460477554 on 3/31/20218460477554 on 5/5/20218460477554 on 7/8/20218460477554 on 10/1/20218460477554 on 11/15/20218460477554 on 1/3/20228460477554 on 1/4/20228460477554 on 1/27/202210503429858 on 3/31/202210503429858 on 6/29/202210503429858 on 10/19/202210503429858 on 11/4/20228344044970 on 3/31/20238344044970 on 4/6/20238344044970 on 8/23/20238344044970 on 9/13/20238344044970 on 9/15/20238344044970 on 9/26/20238344044970 on 1/2/20248344044970 on 2/26/20248344044970 on 3/1/20248344044970 on 3/1/20248344044970 on 3/1/20249011646599 on 3/29/2024

No. Clients, Historic

3,0001,50002020202120222023202420251524 on 1/2/20201524 on 1/10/20201524 on 1/16/20201908 on 3/30/20201908 on 4/2/20201908 on 4/21/20201908 on 4/30/20201908 on 6/29/20201908 on 7/27/20201908 on 10/21/20201908 on 11/23/20201908 on 1/4/20211908 on 1/27/20211908 on 2/9/20211943 on 3/31/20211943 on 5/5/20211943 on 7/8/20211943 on 10/1/20211943 on 11/15/20211943 on 1/3/20221943 on 1/4/20221943 on 1/27/20222091 on 3/31/20222091 on 6/29/20222091 on 10/19/20222091 on 11/4/20222250 on 3/31/20232250 on 4/6/20232250 on 8/23/20232250 on 9/13/20232250 on 9/15/20232250 on 9/26/20232250 on 1/2/20242250 on 2/26/20242250 on 3/1/20242250 on 3/1/20242250 on 3/1/20242196 on 3/29/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL C 293K 2K –
ALPHABET INC CAP STK CL A 357K 2K –
AMAZON COM INC COM 462K 2K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 2M 33K –
AMERICAN CENTY ETF TR US SML CP VALU 2M 23K –
ANGEL OAK FUNDS TRUST OAK ULTRASHORT 2M 31K –
APPLE INC COM 6M 28K –
BIOLIFE SOLUTIONS INC COM NEW 215K 10K –
BNY MELLON ETF TRUST US LRG CP CORE 79M 765K –
BNY MELLON ETF TRUST US MDCP CORE EQT 406K 4K –
BNY MELLON ETF TRUST INTERNATIONL EQT 40M 534K –
BNY MELLON ETF TRUST CORE BOND ETF 12M 281K –
CAMBRIA ETF TR SHSHLD YIELD ETF 397K 6K –
CAMBRIDGE BANCORP COM 2M 28K –
META PLATFORMS INC CL A 388K 769 –
FIDELITY COVINGTON TRUST BLUE CHIP GRWTH 650K 15K –
FIDELITY COVINGTON TRUST ENHANCED LARGE 7M 203K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 13M 281K –
FIRST MERCHANTS CORP COM 507K 15K –
FIRST TR EXCHANGE-TRADED FD MANAGD MUN ETF 2M 35K –
FORD MTR CO DEL COM 630K 50K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2029 MUNI 329K 14K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2028 MUNI 334K 14K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 MUNI 407K 17K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 MUNI 661K 28K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 MUNI 652K 27K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 MUNI 562K 23K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 8M 404K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 9M 449K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 9M 451K –
INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 2M 74K –
ISHARES INC MSCI AUST ETF 1M 53K –
ISHARES INC MSCI CDA ETF 2M 44K –
ISHARES TR S&P 100 ETF 2M 8K –
ISHARES TR CORE S&P TTL STK 4M 34K –
ISHARES TR CORE S&P500 ETF 2M 4K –
ISHARES TR CORE US AGGBD ET 419K 4K –
ISHARES TR RUS 1000 ETF 6M 19K –
ISHARES TR NATIONAL MUN ETF 216K 2K –
ISHARES TR CORE MSCI EAFE 330K 5K –
ISHARES TR INTERNATIONAL SL 252K 8K –
ISHARES TR MSCI INTL QUALTY 308K 8K –
ISHARES TR IBONDS DEC 26 2M 67K –
ISHARES TR IBONDS DEC 27 1M 47K –
ISHARES TR IBONDS DEC 28 1M 49K –
ISHARES TR IBONDS DEC 25 2M 82K –
ISHARES TR ESG AWR US AGRGT 2M 49K –
ISHARES TR IBONDS DEC 3M 114K –
JPMORGAN CHASE & CO. COM 231K 1K –
J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 44M 945K –
ELI LILLY & CO COM 512K 565 –
MATTHEWS ASIA FDS ASIA INNOV ACTIV 375K 14K –
MCDONALDS CORP COM 430K 2K –
MICROSOFT CORP COM 2M 4K –
NVIDIA CORPORATION COM 261K 2K –
PACER FDS TR US CASH COWS 100 2M 30K –
PIMCO ETF TR MULTISECTOR BD 3M 130K –
PROCTER AND GAMBLE CO COM 254K 2K –
PUTNAM ETF TRUST SUSTAINABLE FUTU 202K 8K –
PUTNAM ETF TRUST FOCUSED LAR CAP 907K 25K –
SPDR S&P 500 ETF TR TR UNIT 56M 103K –
SPDR GOLD TR GOLD SHS 698K 3K –
SPDR INDEX SHS FDS MSCI EMRG MKTS 204K 3K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 6M 174K –
SPDR SER TR PORTFOLIO AGRGTE 5M 184K –
SPDR SER TR PORTFLI INTRMDIT 31M 1M –
SPDR SER TR S&P DIVID ETF 1M 10K –
SPDR SER TR PORTFOLI S&P1500 12M 177K –
SPDR SER TR PORTFOLIO S&P400 342K 7K –
SPDR SER TR PORTFOLIO S&P500 4M 61K –
SPDR SER TR PORTFOLIO SH TSR 2M 81K –
SPDR SER TR BLOOMBERG 1-3 MO 3M 28K –
SPDR SER TR NUVEEN BLMBRG MU 207K 5K –
SPDR SER TR SPDR MSCI USA GE 263K 2K –
SPDR SER TR MSCI USA STRTGIC 1M 10K –
SPDR SER TR PORTFOLIO S&P600 647K 16K –
SSGA ACTIVE TR SPDR DBLELN EMRG 600K 14K –
SCHWAB STRATEGIC TR US BRD MKT ETF 212K 3K –
SCHWAB STRATEGIC TR US LRG CAP ETF 7M 108K –
SCHWAB STRATEGIC TR US LCAP GR ETF 3M 28K –
SCHWAB STRATEGIC TR US MID-CAP ETF 3M 45K –
SCHWAB STRATEGIC TR US SML CAP ETF 502K 11K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 805K 10K –
SCHWAB STRATEGIC TR INTL EQTY ETF 433K 11K –
SCHWAB STRATEGIC TR INT-TRM U.S TRES 8M 170K –
SCHWAB STRATEGIC TR SHT TM US TRES 205K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 206K 1K –
SELECT SECTOR SPDR TR TECHNOLOGY 2M 7K –
SPROTT PHYSICAL GOLD TR UNIT 2M 109K –
VANECK ETF TRUST INFLATION ALLOCA 696K 26K –
VANECK ETF TRUST MRNGSTR WDE MOAT 5M 56K –
VANECK ETF TRUST CLO ETF 630K 12K –
VANGUARD WORLD FD ESG US STK ETF 385K 4K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 396K 3K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 301K 7K –
VANGUARD WORLD FD MATERIALS ETF 1M 6K –
VANGUARD INDEX FDS MCAP GR IDXVIP 215K 936 –
VANGUARD INDEX FDS REAL ESTATE ETF 1M 15K –
VANGUARD INDEX FDS SML CP GRW ETF 1M 6K –
VANGUARD INDEX FDS MID CAP ETF 2M 8K –
VANGUARD INDEX FDS EXTEND MKT ETF 202K 1K –
VANGUARD INDEX FDS GROWTH ETF 5M 14K –
VANGUARD INDEX FDS VALUE ETF 474K 3K –
VANGUARD INDEX FDS SMALL CP ETF 235K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 327K 1K –
WISDOMTREE TR INTL EQUITY FD 223K 4K –
WISDOMTREE TR GLB US QTLY DIV 5M 117K –
WISDOMTREE TR US QTLY DIV GRT 3M 33K –
WORLD GOLD TR SPDR GLD MINIS 19M 415K –