GLADOWSKY CAPITAL MANAGEMENT CORP
Adviser information for GLADOWSKY CAPITAL MANAGEMENT CORP last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 976 | $163.1M |
| Total | 976 | $163.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 181 | $108.0M |
| HNW Individuals | 51 | $38.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $9.4M |
| Charitable organizations | <5 | $174,149 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $7.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Selection of other advisers (including private fund managers)PROVIDES INVESTMENT RECOMMENDATIONS TO PARTICIPANTS OF ONE 401(K) PLAN, WITH NO AUTHORITY TO IMPLEMENT THE RECOMMENDATIONS |
|---|---|
| Compensation | % of AUMREVENUE BASED ON CLIENT BALANCES IN MONEY MARKET FUNDS |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 120.4M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| GLADOWSKY GROUP | GLADOWSKY CAPITAL MANAGEMENT CORP |
Identifiers
| SEC RIA File Number | 801-55802 |
|---|---|
| SEC ERA File Number | 801-55802 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 45287 |
| Legal Entity Identifier | None |
Principal Office
18 MANOR ROADSMITHTOWN
NY
United States
Monday - Friday, 9-5PM
Tel: 631-360-7200, Fax: 631-361-7200
Websites
Chief Compliance Officer
JASON GLADOWSKY
PRESIDENT
18 MANOR ROAD
SMITHTOWN
NY
United States
Tel:
631-360-7200
Fax:
631-361-7200
J****@************M
(Full email address available in API data)
Industry Affiliates
| GLADOWSKY & GLADOWSKY | Accountant or accounting firm |
| LAW OFFICES OF ALISON GLADOWSKY | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GLADOWSKY, JASON ROBERT | Individual | – | PRES / DIR / CHIEF COMPLIANCE OFFICER / MUNI PRINCIPAL | 12/1998 | > 75% |
| GLADOWSKY, BARRY MICHAEL | Individual | – | DIRECTOR / FINOP/CFO / OPTIONS PRINCIPAL | 11/1998 | < 5% |