LIGHTHOUSE FINANCIAL SERVICES INC

Adviser information for LIGHTHOUSE FINANCIAL SERVICES INC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	7
Investment Advisory/Research	5
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	5
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,072	$387.3M
Non-Discretionary	0	$0
Total	1,072	$387.3M

Clients

Type	Number	RAUM
Individuals	329	$131.1M
HNW Individuals	124	$252.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$620,753
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$2.8M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	TAX PREPARATION SERVICES

Identifiers

SEC RIA File Number	801-55848
SEC ERA File Number	801-55848
SEC CIK Numbers	None
SEC CRD Numbers	110367
Legal Entity Identifier	None

Principal Office

3070 SATURN STREET
SUITE 101
BREA
CA
United States

Monday - Friday, 8:00 A.M.-5:00 P.M.

Tel: 714-572-8900, Fax: 714-572-4489

Websites

itunes.apple.com/us/podcast/lfs-build-your-wealth/id1447313006?mt=2 www.youtube.com/channel/ucrhldhswdyhmk-ixw7i6olg twitter.com/lighthouselink1 www.facebook.com/lighthousefinancialservicesinc/ www.linkedin.com/company/lighthouse-financial-services-inc www.yelp.com/biz/lighthouse-financial-services-brea-2 www.lighthouselink.com

Chief Compliance Officer

ROBERT GEORGE MCDANIEL

PRESIDENT, COO, & CCO

3070 SATURN STREET

SUITE 101

BREA

United States

Tel: 714-572-8900

Fax: 714-572-4489

R*****@*****************M

(Full email address available in API data)

Regulatory Contact

MUEY HERMAN

DIRECTOR OF OPERATIONS