HOLLENCREST CAPITAL MANAGEMENT

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	19
Investment Advisory/Research	19
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	17
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	699	$1.1B
Non-Discretionary	375	$1.3B
Total	1,074	$2.4B

Clients

Type	Number	RAUM
Individuals	225	$84.4M
HNW Individuals	217	$2.1B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	3	$74.4M
Pension and profit sharing plans	<5	$7.3M
Charitable organizations	6	$86.6M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$10.2M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)CONSULTING SERVICES
Compensation	% of AUMFixed feesPerformance-based feesFEES RELATED TO REAL ESTATE DEALS
Other Business Activities	Insurance broker or agent

Identifiers

SEC RIA File Number	801-55904
SEC ERA File Number	801-55904
SEC CIK Numbers	1161722
SEC CRD Numbers	46217
Legal Entity Identifier	None

Principal Office

100 BAYVIEW CIRCLE
SUITE 500
NEWPORT BEACH
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic