BLUME CAPITAL MANAGEMENT, INC.
Adviser information for BLUME CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 860 | $639.9M |
| Non-Discretionary | 0 | $0 |
| Total | 860 | $639.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 71 | $23.5M |
| HNW Individuals | 161 | $616.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
1708 SHATTUCK AVE.BERKELEY
CA
United States
Monday - Friday, 7:30 AM - 4:00 PM
Tel: 510-549-3534, Fax: 510-644-3410
Websites
Chief Compliance Officer
JEFFREY ST. CLAIRE
CEO
1708 SHATTUCK AVENUE
BERKELEY
CA
United States
Tel:
510-549-3534
Fax:
510-644-3410
J**@***************M
(Full email address available in API data)
Regulatory Contact
GIGI MARANIA
DIRECTOR OF OPERATIONS
1708 SHATTUCK AVENUE
BERKELEY
CA
United States
Tel:
510-549-3534
Fax:
510-644-3410
G*@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLUME, JAMES, BERYL | Individual | – | CHAIRMAN | 07/2019 | 25-50% |
| ST. CLAIRE, JEFFREY, VALENTINE | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 06/2009 | 25-50% |
| REIDENBACH, PETER, BRAY | Individual | – | PRESIDENT AND CHIEF INVESTMENT OFFICER | 10/2015 | 25-50% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 133K | 1K | – |
| ADOBE INC | COM | 242K | 435 | – |
| ADVANCED MICRO DEVICES INC | COM | 4K | 25 | – |
| AES CORP | COM | 5K | 283 | – |
| AFFIRM HLDGS INC | COM CL A | 2K | 80 | – |
| AFLAC INC | COM | 179K | 2K | – |
| AIR PRODS & CHEMS INC | COM | 65K | 250 | – |
| AIRBNB INC | COM CL A | 910 | 6 | – |
| ALBEMARLE CORP | COM | 2M | 23K | – |
| ALCON AG | ORD SHS | 2K | 25 | – |
| ALPHABET INC | CAP STK CL C | 16M | 85K | – |
| ALPHABET INC | CAP STK CL A | 2M | 9K | – |
| ALPS ETF TR | ALERIAN MLP | 7K | 153 | – |
| ALPS ETF TR | CLEAN ENERGY | 113K | 4K | – |
| ALTRIA GROUP INC | COM | 11K | 240 | – |
| A-MARK PRECIOUS METALS INC | COM | 10K | 300 | – |
| AMAZON COM INC | COM | 9M | 48K | – |
| AMERICAN ELEC PWR CO INC | COM | 118K | 1K | – |
| AMERICAN EXPRESS CO | COM | 483K | 2K | – |
| AMERICAN TOWER CORP NEW | COM | 187K | 964 | – |
| AMERICAN WTR WKS CO INC NEW | COM | 8K | 60 | – |
| AMGEN INC | COM | 173K | 555 | – |
| ANALOG DEVICES INC | COM | 399K | 2K | – |
| APPLE INC | COM | 18M | 84K | – |
| APPLIED MATLS INC | COM | 9M | 39K | – |
| ARES CAPITAL CORP | COM | 23K | 1K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 10K | 10 | – |
| AT&T INC | COM | 71K | 4K | – |
| AUTODESK INC | COM | 46K | 185 | – |
| AVALONBAY CMNTYS INC | COM | 31K | 150 | – |
| BAKER HUGHES COMPANY | CL A | 6M | 170K | – |
| BANK AMERICA CORP | COM | 11M | 270K | – |
| BAXTER INTL INC | COM | 23K | 700 | – |
| BAYTEX ENERGY CORP | COM | 52 | 15 | – |
| BECTON DICKINSON & CO | COM | 117K | 500 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 5M | 12K | – |
| BLACKROCK INC | COM | 165K | 210 | – |
| BLOCK INC | CL A | 7K | 106 | – |
| BLOOM ENERGY CORP | COM CL A | 1K | 100 | – |
| BOEING CO | COM | 9K | 50 | – |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | 7M | 144K | – |
| BOOKING HOLDINGS INC | COM | 376K | 95 | – |
| BOSTON OMAHA CORP | CL A COM STK | 8K | 625 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 103K | 2K | – |
| BROADCOM INC | COM | 450K | 280 | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 45K | 229 | – |
| CACI INTL INC | CL A | 11K | 25 | – |
| CANADIAN NAT RES LTD | COM | 128K | 4K | – |
| CAPITAL ONE FINL CORP | COM | 9M | 64K | – |
| CARDINAL HEALTH INC | COM | 10K | 100 | – |
| CARMAX INC | COM | 32K | 435 | – |
| CATERPILLAR INC | COM | 4K | 13 | – |
| CBRE GBL REAL ESTATE INC FD | COM | 15K | 3K | – |
| CENOVUS ENERGY INC | COM | 12K | 600 | – |
| CHARTER COMMUNICATIONS INC N | CL A | 524K | 2K | – |
| CHEMED CORP NEW | COM | 38K | 70 | – |
| CHENIERE ENERGY INC | COM NEW | 52K | 300 | – |
| CHEVRON CORP NEW | COM | 871K | 6K | – |
| CHEWY INC | CL A | 989K | 36K | – |
| CHUBB LIMITED | COM | 128K | 500 | – |
| CISCO SYS INC | COM | 273K | 6K | – |
| CITIGROUP INC | COM NEW | 9M | 141K | – |
| CLOROX CO DEL | COM | 24K | 175 | – |
| CNH INDL N V | SHS | 4M | 423K | – |
| CNX RES CORP | COM | 27K | 1K | – |
| COCA COLA CO | COM | 1M | 17K | – |
| COLGATE PALMOLIVE CO | COM | 2M | 16K | – |
| COMCAST CORP NEW | CL A | 9M | 235K | – |
| CONOCOPHILLIPS | COM | 151K | 1K | – |
| CONSOLIDATED EDISON INC | COM | 87K | 971 | – |
| CONSTELLATION BRANDS INC | CL A | 51K | 200 | – |
| CORTEVA INC | COM | 26K | 473 | – |
| COSTCO WHSL CORP NEW | COM | 6M | 7K | – |
| COTERRA ENERGY INC | COM | 4K | 154 | – |
| CVS HEALTH CORP | COM | 8M | 134K | – |
| D R HORTON INC | COM | 240K | 2K | – |
| DANAHER CORPORATION | COM | 112K | 450 | – |
| DEERE & CO | COM | 318K | 850 | – |
| DELTA AIR LINES INC DEL | COM NEW | 12K | 250 | – |
| DEVON ENERGY CORP NEW | COM | 89K | 2K | – |
| DIAGEO PLC | SPON ADR NEW | 72K | 570 | – |
| DIAMONDBACK ENERGY INC | COM | 25K | 125 | – |
| DIGITALOCEAN HLDGS INC | COM | 7K | 200 | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 150K | 6K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 3M | 46K | – |
| DIMENSIONAL ETF TRUST | EMERGING MARKETS | 10K | 300 | – |
| DIMENSIONAL ETF TRUST | INTERNATIONAL | 5K | 150 | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 400K | 12K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 8M | 298K | – |
| DIMENSIONAL ETF TRUST | EMERGING MKTS VA | 6M | 231K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP E | 807K | 33K | – |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 16M | 591K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 509K | 14K | – |
| DIMENSIONAL ETF TRUST | US REAL ESTATE E | 101K | 5K | – |
| DIMENSIONAL ETF TRUST | NATL MUN BD ETF | 2M | 34K | – |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 8M | 202K | – |
| DISNEY WALT CO | COM | 8M | 85K | – |
| DOORDASH INC | CL A | 436 | 4 | – |
| DUCKHORN PORTFOLIO INC | COM | 11K | 2K | – |
| DURECT CORP | COM NEW | 4K | 3K | – |
| EAGLE POINT CREDIT COMPANY I | COM | 8K | 750 | – |
| EASTMAN CHEM CO | COM | 20K | 200 | – |
| EATON VANCE TAX-MANAGED BUY- | COM | 14K | 1K | – |
| EDISON INTL | COM | 36K | 500 | – |
| ELI LILLY & CO | COM | 23K | 25 | – |
| EMBECTA CORP | COMMON STOCK | 1K | 100 | – |
| EMERSON ELEC CO | COM | 110K | 1K | – |
| EOG RES INC | COM | 50K | 400 | – |
| EQT CORP | COM | 365K | 10K | – |
| ESSENTIAL UTILS INC | COM | 189K | 5K | – |
| ETSY INC | COM | 12K | 206 | – |
| EXPEDIA GROUP INC | COM NEW | 853K | 7K | – |
| EXPEDITORS INTL WASH INC | COM | 37K | 300 | – |
| EXXON MOBIL CORP | COM | 2M | 20K | – |
| FEDEX CORP | COM | 14M | 45K | – |
| FERRARI N V | COM | 817 | 2 | – |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 14K | 400 | – |
| FISERV INC | COM | 4M | 24K | – |
| FIVE9 INC | COM | 882 | 20 | – |
| FORD MTR CO DEL | COM | 7K | 597 | – |
| FORMFACTOR INC | COM | 18K | 300 | – |
| FORTIVE CORP | COM | 30K | 400 | – |
| FORTUNE BRANDS INNOVATIONS I | COM | 83K | 1K | – |
| FREEPORT-MCMORAN INC | CL B | 8M | 159K | – |
| GARRETT MOTION INC | COM | 104 | 12 | – |
| GE AEROSPACE | COM NEW | 460K | 3K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 75K | 965 | – |
| GE VERNOVA INC | COM | 124K | 723 | – |
| GENERAL MLS INC | COM | 44K | 700 | – |
| GENERAL MTRS CO | COM | 5K | 103 | – |
| GENUINE PARTS CO | COM | 62K | 450 | – |
| GILEAD SCIENCES INC | COM | 242K | 4K | – |
| GLOBAL X FDS | GLB X MLP ENRG I | 3K | 62 | – |
| GOLDMAN SACHS BDC INC | SHS | 5K | 350 | – |
| GOLDMAN SACHS ETF TR | ACCES TREASURY | 4M | 37K | – |
| GOLDMAN SACHS GROUP INC | COM | 7M | 15K | – |
| GSK PLC | SPONSORED ADR | 119K | 3K | – |
| HALLIBURTON CO | COM | 64K | 2K | – |
| HIMS & HERS HEALTH INC | COM CL A | 3K | 150 | – |
| HOME DEPOT INC | COM | 155K | 450 | – |
| HONEYWELL INTL INC | COM | 1M | 6K | – |
| HORMEL FOODS CORP | COM | 229K | 8K | – |
| HUBSPOT INC | COM | 2K | 4 | – |
| ILLINOIS TOOL WKS INC | COM | 216K | 910 | – |
| INOVIO PHARMACEUTICALS INC | COM SHS | 671 | 83 | – |
| INTEL CORP | COM | 36K | 1K | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 5K | 40 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 104K | 600 | – |
| INTERNATIONAL PAPER CO | COM | 35K | 800 | – |
| INTRA-CELLULAR THERAPIES INC | COM | 86K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 185K | 415 | – |
| INVENTRUST PPTYS CORP | COM NEW | 3K | 130 | – |
| INVESCO EXCH TRADED FD TR II | KBW BK ETF | 21K | 400 | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1000 | 70K | 2K | – |
| INVESCO QQQ TR | PUT | 383K | – | – |
| INVESCO QQQ TR | UNIT SER 1 | 41K | 85 | – |
| IONIS PHARMACEUTICALS INC | COM | 3K | 55 | – |
| IQVIA HLDGS INC | COM | 21K | 100 | – |
| ISHARES GOLD TR | ISHARES NEW | 33K | 750 | – |
| ISHARES TR | CORE S&P500 ETF | 137K | 250 | – |
| ISHARES TR | MSCI EMG MKT ETF | 64K | 2K | – |
| ISHARES TR | CORE S&P MCP ETF | 62K | 1K | – |
| ISHARES TR | ISHARES BIOTECH | 7M | 52K | – |
| ISHARES TR | RUS 1000 ETF | 164K | 550 | – |
| ISHARES TR | MSCI KLD400 SOC | 393K | 4K | – |
| ISHARES TR | CORE MSCI EAFE | 35K | 477 | – |
| JOHNSON & JOHNSON | COM | 10M | 65K | – |
| JOHNSON CTLS INTL PLC | SHS | 66K | 1K | – |
| JPMORGAN CHASE & CO. | COM | 5M | 24K | – |
| KENVUE INC | COM | 520K | 29K | – |
| KIMCO RLTY CORP | COM | 6K | 300 | – |
| KINDER MORGAN INC DEL | COM | 11K | 550 | – |
| KRANESHARES TRUST | CSI CHI INTERNET | 9K | 350 | – |
| LAM RESEARCH CORP | COM | 351K | 330 | – |
| LINDE PLC | SHS | 145K | 330 | – |
| LOCKHEED MARTIN CORP | COM | 70K | 150 | – |
| LOGITECH INTL S A | SHS | 53K | 550 | – |
| LOWES COS INC | COM | 13K | 60 | – |
| LYFT INC | CL A COM | 10K | 683 | – |
| MADDEN STEVEN LTD | COM | 212K | 5K | – |
| MANAGED PORTFOLIO SERIES | TORTOISE NRAM PI | 114K | 4K | – |
| MASTERBRAND INC | COMMON STOCK | 19K | 1K | – |
| MASTERCARD INCORPORATED | CL A | 161K | 364 | – |
| MCDONALDS CORP | COM | 102K | 400 | – |
| MEDTRONIC PLC | SHS | 2M | 20K | – |
| MERCADOLIBRE INC | COM | 156K | 95 | – |
| MERCK & CO INC | COM | 285K | 2K | – |
| META PLATFORMS INC | CL A | 11M | 22K | – |
| MICRON TECHNOLOGY INC | COM | 7M | 54K | – |
| MICROSOFT CORP | COM | 10M | 22K | – |
| MODERNA INC | COM | 5K | 45 | – |
| MOLSON COORS BEVERAGE CO | CL B | 407K | 8K | – |
| MORGAN STANLEY | COM NEW | 5K | 47 | – |
| NATIONAL FUEL GAS CO | COM | 4K | 70 | – |
| NET LEASE OFFICE PROPERTIES | COM | 197 | 8 | – |
| NETFLIX INC | COM | 12K | 18 | – |
| NEW YORK TIMES CO | CL A | 77K | 2K | – |
| NEXTERA ENERGY INC | COM | 115K | 2K | – |
| NIKE INC | CL B | 754 | 10 | – |
| NOVO-NORDISK A S | ADR | 14K | 100 | – |
| NUTRIEN LTD | COM | 894K | 18K | – |
| NV5 GLOBAL INC | COM | 4K | 40 | – |
| NVIDIA CORPORATION | COM | 368K | 3K | – |
| NXP SEMICONDUCTORS N V | COM | 872K | 3K | – |
| OCCIDENTAL PETE CORP | COM | 41K | 650 | – |
| ORACLE CORP | COM | 42K | 300 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 124K | 5K | – |
| PALO ALTO NETWORKS INC | COM | 237K | 700 | – |
| PAYCHEX INC | COM | 150K | 1K | – |
| PAYPAL HLDGS INC | COM | 44K | 750 | – |
| PDF SOLUTIONS INC | COM | 18K | 500 | – |
| PEPSICO INC | COM | 294K | 2K | – |
| PFIZER INC | COM | 2M | 75K | – |
| PHILIP MORRIS INTL INC | COM | 35K | 350 | – |
| PROCTER AND GAMBLE CO | COM | 131K | 793 | – |
| QUALCOMM INC | COM | 339K | 2K | – |
| RANGE RES CORP | COM | 27K | 800 | – |
| RBB FD INC | MOTLEY FOOL GBL | 118K | 4K | – |
| RESIDEO TECHNOLOGIES INC | COM | 22K | 1K | – |
| RIO TINTO PLC | SPONSORED ADR | 4M | 55K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 671 | 50 | – |
| ROSS STORES INC | COM | 44K | 300 | – |
| RTX CORPORATION | COM | 11K | 110 | – |
| SALESFORCE INC | COM | 180K | 700 | – |
| SANOFI | SPONSORED ADR | 423K | 9K | – |
| SCHLUMBERGER LTD | COM STK | 2M | 42K | – |
| SCHWAB CHARLES CORP | COM | 13M | 180K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 23K | 370 | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 61K | 600 | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 37K | 500 | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 27K | 350 | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 48K | 1K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 16K | 608 | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US B | 66K | 1K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 3K | 85 | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 72K | 4K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 3M | 57K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 208K | 4K | – |
| SELECT SECTOR SPDR TR | ENERGY | 15M | 166K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 48K | 211 | – |
| SERVICENOW INC | COM | 2K | 3 | – |
| SHELL PLC | SPON ADS | 7K | 100 | – |
| SHOPIFY INC | CL A | 529 | 8 | – |
| SITE CTRS CORP | COM | 102 | 7 | – |
| SIXTH STREET SPECIALTY LENDI | COM | 10K | 450 | – |
| SNAP INC | CL A | 665 | 40 | – |
| SNAP ON INC | COM | 7K | 25 | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 127 | 5 | – |
| SOLVENTUM CORP | COM SHS | 17K | 325 | – |
| SOUTHWEST AIRLS CO | COM | 7K | 258 | – |
| SPDR GOLD TR | GOLD SHS | 350K | 2K | – |
| SPDR S&P 500 ETF TR | PUT | 925K | – | – |
| SPDR S&P 500 ETF TR | TR UNIT | 201K | 369 | – |
| SPDR SER TR | S&P BIOTECH | 46K | 500 | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 64K | 1K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 1K | 4 | – |
| SPROTT FDS TR | URANIUM MINERS E | 30K | 600 | – |
| STARBUCKS CORP | COM | 514K | 7K | – |
| STRYKER CORPORATION | COM | 102K | 300 | – |
| SUNCOR ENERGY INC NEW | COM | 90K | 2K | – |
| SYNAPTICS INC | COM | 22K | 250 | – |
| SYNOPSYS INC | COM | 167K | 280 | – |
| T ROWE PRICE ETF INC | TOTAL RETURN ETF | 8M | 195K | – |
| TE CONNECTIVITY LTD | SHS | 41K | 273 | – |
| TESLA INC | COM | 119K | 600 | – |
| TETRA TECH INC NEW | COM | 179K | 875 | – |
| THE TRADE DESK INC | COM CL A | 15K | 150 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 180K | 325 | – |
| TJX COS INC NEW | COM | 66K | 600 | – |
| TOAST INC | CL A | 5K | 200 | – |
| TRAVELERS COMPANIES INC | COM | 224K | 1K | – |
| TRIMBLE INC | COM | 64K | 1K | – |
| UBER TECHNOLOGIES INC | COM | 12M | 162K | – |
| UGI CORP NEW | COM | 5K | 223 | – |
| UNILEVER PLC | SPON ADR NEW | 66K | 1K | – |
| UNION PAC CORP | COM | 339K | 2K | – |
| UNITED AIRLS HLDGS INC | COM | 26K | 530 | – |
| UNITED PARCEL SERVICE INC | CL B | 44K | 320 | – |
| UNITEDHEALTH GROUP INC | COM | 140K | 275 | – |
| US BANCORP DEL | COM NEW | 44K | 1K | – |
| VAIL RESORTS INC | COM | 361 | 2 | – |
| VALARIS LTD | CL A | 15K | 200 | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 3M | 91K | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 12K | 275 | – |
| VANECK ETF TRUST | OIL SERVICES ETF | 6K | 18 | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 180K | 2K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 12M | 160K | – |
| VANGUARD BD INDEX FDS | VANGUARD ULTRA | 140K | 3K | – |
| VANGUARD CALIF TAX FREE FDS | TAX EXEMPT BD FD | 348K | 4K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 276K | 552 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 34K | 139 | – |
| VANGUARD INDEX FDS | GROWTH ETF | 17K | 45 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 5M | 19K | – |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 107K | 2K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 10M | 204K | – |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 1M | 23K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 132K | 2K | – |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 5M | 89K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 47K | 400 | – |
| VANGUARD WORLD FD | ENERGY ETF | 416K | 3K | – |
| VANGUARD WORLD FD | INF TECH ETF | 23K | 40 | – |
| VANGUARD WORLD FD | UTILITIES ETF | 4M | 24K | – |
| VERALTO CORP | COM SHS | 14K | 150 | – |
| VEREN INC | COM NEW | 37K | 5K | – |
| VERISK ANALYTICS INC | COM | 207K | 768 | – |
| VERIZON COMMUNICATIONS INC | COM | 230K | 6K | – |
| VIATRIS INC | COM | 202 | 19 | – |
| VISA INC | COM CL A | 935K | 4K | – |
| VISTA GOLD CORP | COM NEW | 7K | 14K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 8K | 700 | – |
| WALMART INC | COM | 187K | 3K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 6K | 860 | – |
| WASTE MGMT INC DEL | COM | 3 | 0 | – |
| WELLS FARGO CO NEW | COM | 8M | 143K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 4M | 126K | – |
| WP CAREY INC | COM | 7K | 134 | – |
| YANDEX N V | SHS CLASS A | 0 | 200 | – |
| YUM BRANDS INC | COM | 5K | 40 | – |
| YUM CHINA HLDGS INC | COM | 1K | 40 | – |