Hedge Fund Database

U.S. FINANCIAL ADVISORS

U.S. FINANCIAL ADVISORS, LLC Legal Name

Adviser information for U.S. FINANCIAL ADVISORS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 612 $348.6M
Non-Discretionary 0 $0
Total 612 $348.6M

Clients

Type Number RAUM
Individuals 194 $58.7M
HNW Individuals 93 $244.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 8 $19.9M
Charitable organizations 5 $776,773
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 6 $18.7M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $6.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-55953
SEC ERA File Number 801-55953
SEC CIK Numbers 1640420
SEC CRD Numbers 108763
Legal Entity Identifier None

Principal Office

30 BRAINTREE HILL OFFICE PARK
SUITE 201
BRAINTREE
MA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 781-849-9200, Fax: 781-849-0677

Websites

www.napierfinancial.com

Chief Compliance Officer

MICHAEL HORNUNG
CHIEF COMPLIANCE OFFICER
1200 PENNSYLVANIA AVE.
SUITE 202
WILMINGTON
DE
United States
Tel: 6102967630
(Full email address available in API data)

Regulatory Contact

MICHELLE DUFF
OFFICE MANAGER/SENIOR OPERATIONS ASSOCIATE
30 BRAINTREE HILL OFFICE PARK
SUITE 201
BRAINTREE
MA
United States
Tel: 781-884-2353
Fax: 781-849-0677
(Full email address available in API data)

Industry Affiliates

CLEMENT & DACUNHA, LLC Accountant or accounting firm
GENWEL CAPITAL 2 LLC Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
GENWEL CAPITAL LLC Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles
GREAT VALLEY ADVISOR GROUP, INC. Other investment adviser, including financial planners
GV INSURANCE BROKERS, LLC Insurance company or agency
SOUTH COAST FAMILY OFFICE Accountant or accounting firm
SOUTHCOAST FINANCIAL PARTNERS, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TODD, RYAN, CHRISTOPHER Individual – CHIEF FINANCIAL OFFICER 05/2021 < 5%
SPINELLI, JAMES, J Individual – CHIEF EXECUTIVE OFFICER 05/2021 < 5%
GREAT VALLEY ADVISOR GROUP, INC. Domestic Entity – PARENT COMPANY 05/2021 > 75%
SPINELLI, JAMES, J Individual GV MANAGEMENT HOLDINGS, INC SHAREHOLDER 08/2022 25-50%
GV MANAGEMENT HOLDINGS, INC Domestic Entity GREAT VALLEY ADVISOR GROUP, INC. SHAREHOLDER 08/2022 > 75%
TODD, RYAN, CHRISTOPHER Individual GV MANAGEMENT HOLDINGS, INC SHAREHOLDER 08/2022 50-75%
NAPOLITANO, JOHN, PAUL Individual – FOUNDER & CHAIRMAN 10/1998 < 5%
WEISS, ALEXANDER, G Individual – PRESIDENT 01/2022 < 5%
FLETCHER, THOMAS, HASTINGS Individual – CHIEF INVESTMENT OFFICER 07/2015 < 5%
SCHULTE, THOMAS, WILLIAM Individual – DIRECTOR OF FINANCIAL PLANNING 03/2023 < 5%
HORNUNG, MICHAEL, E Individual – CHIEF COMPLIANCE OFFICER 03/2023 < 5%

No. Employees, Historic

50250201920202021202220232024202543 on 5/7/201943 on 7/1/201943 on 12/17/201939 on 3/18/202039 on 7/9/202039 on 10/30/202039 on 12/3/202039 on 2/24/202132 on 3/15/202132 on 3/16/202132 on 3/17/202132 on 6/29/202132 on 7/1/202132 on 7/1/202132 on 9/1/202132 on 9/2/202114 on 3/31/202214 on 4/29/202214 on 9/19/202214 on 12/6/202214 on 3/31/202314 on 12/6/202312 on 3/29/2024

RAUM, Historic

700M350M02019202020212022202320242025462132214 on 5/7/2019462132214 on 7/1/2019462132214 on 12/17/2019538780241 on 3/18/2020538780241 on 7/9/2020538780241 on 10/30/2020538780241 on 12/3/2020538780241 on 2/24/2021614018324 on 3/15/2021614018324 on 3/16/2021614018324 on 3/17/2021614018324 on 6/29/2021614018324 on 7/1/2021614018324 on 7/1/2021614018324 on 9/1/2021614018324 on 9/2/2021303397504 on 3/31/2022303397504 on 4/29/2022303397504 on 9/19/2022303397504 on 12/6/2022295797521 on 3/31/2023295797521 on 12/6/2023348574645 on 3/29/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251053 on 5/7/20191053 on 7/1/20191053 on 12/17/2019998 on 3/18/2020998 on 7/9/2020998 on 10/30/2020998 on 12/3/2020998 on 2/24/2021976 on 3/15/2021976 on 3/16/2021976 on 3/17/2021976 on 6/29/2021976 on 7/1/2021976 on 7/1/2021976 on 9/1/2021976 on 9/2/2021263 on 3/31/2022263 on 4/29/2022263 on 9/19/2022263 on 12/6/2022310 on 3/31/2023310 on 12/6/2023312 on 3/29/2024

Holdings

From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 332K 2K –
ALPHABET INC CAP STK CL C 281K 2K –
APPLE INC COM 3M 15K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 289K 710 –
BIORESTORATIVE THERAPIES INC COM NEW 35K 17K –
BROADCOM INC COM 283K 176 –
CARRIER GLOBAL CORPORATION COM 267K 4K –
COMCAST CORP NEW CL A 211K 5K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 6M 98K –
EXXON MOBIL CORP COM 519K 5K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 11M 192K –
GLOBAL X FDS CONSCIOUS COS 1M 33K –
INVESCO EXCHANGE TRADED FD T WATER RES ETF 308K 5K –
ISHARES INC CORE MSCI EMKT 2M 33K –
ISHARES INC ESG AWR MSCI EM 658K 20K –
ISHARES TR 1 3 YR TREAS BD 6M 71K –
ISHARES TR 3 7 YR TREAS BD 7M 57K –
ISHARES TR CORE INTL AGGR 2M 34K –
ISHARES TR CORE S&P TTL STK 261K 2K –
ISHARES TR CORE S&P500 ETF 29M 53K –
ISHARES TR ESG AWR MSCI USA 502K 4K –
ISHARES TR ESG AWRE 1 5 YR 225K 9K –
ISHARES TR ESG AWRE USD ETF 403K 18K –
ISHARES TR ESG SCRND S&P500 2M 37K –
ISHARES TR FALN ANGLS USD 2M 81K –
ISHARES TR FLTG RATE NT ETF 4M 86K –
ISHARES TR GL CLEAN ENE ETF 268K 20K –
ISHARES TR JPMORGAN USD EMG 1M 14K –
ISHARES TR MBS ETF 802K 9K –
ISHARES TR MSCI EAFE ETF 16M 208K –
ISHARES TR MSCI EMG MKT ETF 8M 195K –
ISHARES TR MSCI USA QLT FCT 304K 2K –
ISHARES TR MSCI USA VALUE 875K 8K –
ISHARES TR RUS 1000 ETF 40M 134K –
ISHARES TR RUS 1000 GRW ETF 9M 24K –
ISHARES TR RUS 1000 VAL ETF 11M 61K –
ISHARES TR S&P 500 GRWT ETF 380K 4K –
ISHARES TR USD INV GRDE ETF 5M 106K –
JOHNSON & JOHNSON COM 413K 3K –
MASTERCARD INCORPORATED CL A 213K 482 –
META PLATFORMS INC CL A 291K 577 –
MICROSOFT CORP COM 2M 5K –
NEW ENGLAND RLTY ASSOC LTD P DEPOSITRY RCPT 222K 3K –
NORTHROP GRUMMAN CORP COM 260K 596 –
NUSHARES ETF TR NUVEEN ESG INTL 748K 24K –
NUSHARES ETF TR NUVEEN ESG MIDCP 600K 14K –
NUSHARES ETF TR NUVEEN ESG SMLCP 882K 22K –
NVIDIA CORPORATION COM 773K 6K –
PROCTER AND GAMBLE CO COM 276K 2K –
PROSHARES TR S&P 500 DV ARIST 274K 3K –
RTX CORPORATION COM 357K 4K –
SACHEM CAP CORP COM 1M 411K –
SCHWAB STRATEGIC TR US BRD MKT ETF 219K 3K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 553K 4K –
SPDR S&P 500 ETF TR TR UNIT 11M 20K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 388K 725 –
SPDR SER TR BLOOMBERG 1-3 MO 9M 100K –
SPDR SER TR PORTFLI INTRMDIT 12M 430K –
SPDR SER TR PORTFOLI S&P1500 780K 12K –
SPDR SER TR PORTFOLIO S&P600 593K 14K –
SPDR SER TR PORTFOLIO SH TSR 4M 121K –
SPDR SER TR S&P 500 ESG ETF 2M 29K –
SPDR SER TR S&P DIVID ETF 207K 2K –
SPDR SER TR SPDR MSCI USA GE 544K 5K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 1M 30K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 4M 94K –
THERMO FISHER SCIENTIFIC INC COM 4M 7K –
VANECK ETF TRUST FALLEN ANGEL HG 5M 162K –
VANECK ETF TRUST MRNGSTR WDE MOAT 9M 109K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 2M 31K –
VANGUARD INDEX FDS GROWTH ETF 337K 902 –
VANGUARD INDEX FDS MCAP VL IDXVIP 826K 5K –
VANGUARD INDEX FDS MID CAP ETF 12M 50K –
VANGUARD INDEX FDS SMALL CP ETF 8M 36K –
VANGUARD INDEX FDS TOTAL STK MKT 528K 2K –
VANGUARD MALVERN FDS STRM INFPROIDX 282K 6K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 9M 111K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 10M 123K –
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 4M 18K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 3M 70K –
VANGUARD WORLD FD ESG US STK ETF 2M 16K –
VERIZON COMMUNICATIONS INC COM 350K 8K –
WISDOMTREE TR EUROPE HEDGED EQ 489K 11K –
WISDOMTREE TR FLOATNG RAT TREA 3M 54K –