CANON CAPITAL INVESTMENT ADVISORY
P. J. ROLAND, LTD. Legal Name
Adviser information for CANON CAPITAL INVESTMENT ADVISORY last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,008 | $202.5M |
| Non-Discretionary | 80 | $8.0M |
| Total | 1,088 | $210.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 404 | $104.2M |
| HNW Individuals | 51 | $97.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.7M |
| Charitable organizations | <5 | $5.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-56000 |
|---|---|
| SEC ERA File Number | 801-56000 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109557 |
| Legal Entity Identifier | None |
Principal Office
484 HARLEYSVILLE PIKEHARLEYSVILLE
PA
United States
Monday - Friday, 8:00 A.M.-5:00 P.M.
Tel: 215-723-4881, Fax: 215-723-4883
Chief Compliance Officer
MARISSA ILLINGWORTH
INVESTMENT ADVISOR
484 HARLEYSVILLE PIKE
HARLEYSVILLE
PA
United States
Tel:
215-723-4881
Fax:
215-723-4883
M***********@***************M
(Full email address available in API data)
Industry Affiliates
| CANON CAPITAL CPA'S | Accountant or accounting firm |
| CANON CAPITAL RISK MANAGEMENT | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROLAND, PETER, JAMES | Individual | – | PRESIDENT | 01/1989 | > 75% |
| ILLINGWORTH, MARISSA, GERHART | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |
| WEBB, PATRICIA, ANN | Individual | – | DIRECTOR | 07/2011 | < 5% |