WABASH CAPITAL, INC.
Adviser information for WABASH CAPITAL, INC. last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 532 | $146.5M |
| Non-Discretionary | 0 | $0 |
| Total | 532 | $146.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 451 | $57.3M |
| HNW Individuals | 17 | $30.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $32.5M |
| Charitable organizations | 7 | $25.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-56063 |
|---|---|
| SEC ERA File Number | 801-56063 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107932 |
| Legal Entity Identifier | None |
Principal Office
2901 OHIO BLVDSTE 242
TERRE HAUTE
IN
United States
Monday - Friday, 8:00AM TO 4:00 PM
Tel: 812-242-9113, Fax: 812-231-0127
Websites
Chief Compliance Officer
DONALD B. EDWARDS
PRESIDENT & CHIEF COMPLIANCE OFFICER
2901 OHIO BLVD
SUITE 242
TERRE HAUTE
IN
United States
Tel:
812-242-9113
Fax:
812-231-0127
D*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EDWARDS, DONALD, BRUCE | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 08/1997 | 25-50% |
| EXLINE, JAMES, BRIAN | Individual | – | EXECUTIVE VICE PRESIDENT | 08/1997 | 25-50% |